-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E0cOYiHAuYhXmHmWjnTsRmq4htM4YYXocR0PJyHyN/7rfcuk+t07xFBD35MZBlDI SwhX+mW8bvyfixGBt+rgOQ== 0000950138-05-000358.txt : 20050422 0000950138-05-000358.hdr.sgml : 20050422 20050422172926 ACCESSION NUMBER: 0000950138-05-000358 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041010 FILED AS OF DATE: 20050422 DATE AS OF CHANGE: 20050422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Troia Christopher CENTRAL INDEX KEY: 0001323985 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 05768304 BUSINESS ADDRESS: BUSINESS PHONE: 212-751-4639 MAIL ADDRESS: STREET 1: 531 MAIN STREET STREET 2: APT 1918 CITY: ROOSEVELT ISLAND STATE: NY ZIP: 10044 3 1 april21_gradytroia-3ex.xml X0202 3 2004-10-10 0 0000890491 BARNES & NOBLE INC BKS 0001323985 Troia Christopher C/O BARNES & NOBLE, INC. 122 FIFTH AVENUE NEW YORK NY 10011 0 1 0 0 Chief Information Officer Common Stock 1260 D Stock Option (Right to Buy) 22.7154 2005-06-01 2011-06-01 Common Stock 3538 D Stock Option (Right to Buy) 13.2265 2012-07-23 Common Stock 17691 D Stock Option (Right to Buy) 11.2694 2005-03-13 2013-03-12 Common Stock 3651 D Stock Option (Right to Buy) 24.1497 2005-02-05 2014-02-04 Common Stock 35383 D Stock Option (Right to Buy) 21.6697 2014-06-02 Common Stock 2759 D Stock Option (Right to Buy) 22.9839 2014-10-12 Common Stock 70767 D Grant of restricted stock on April 1, 2005, vesting in equal annual installments on April 1 of each of the years 2006 through 2009. The number of shares subject to such options and the related exercise price have been adjusted to reflect the Issuer's spin-off transaction effected on November 12, 2004 which divided all exercise prices by 1.41534 and multiplied all related shares by the same number. Of these options, one-half becomes exercisable July 24 of each of the years 2005 and 2006. Of these options, one-third became exercisable March 13, 2005, and the remaining two-thirds become exercisable in equal installments on March 13 of each of the years 2006 and 2007. Of these options, one-fourth became exercisable February 5, 2005, and the remaining three-fourths become exercisable in equal installments on February 5 of each of the years 2006 through 2008. Of these options, one-fourth becomes exercisable on June 3 of each of the years 2005 through 2008. Of these options, one-fourth becomes exercisable on October 13 of each of the years 2005 through 2008. /s/ Christopher Grady-Troia 2005-04-22 -----END PRIVACY-ENHANCED MESSAGE-----