-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1KUsBn4zS807hKYaCiBaBfUVsNScCCYyZ3pvXxb2aJBUzLWtflvJRTJ4yzUoey7 81dQr+9WNP7luAcio12Klw== 0000950138-04-000034.txt : 20040121 0000950138-04-000034.hdr.sgml : 20040121 20040121162028 ACCESSION NUMBER: 0000950138-04-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040116 FILED AS OF DATE: 20040121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEASON DAVID S CENTRAL INDEX KEY: 0001038870 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 04535374 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 jan16deason-4_ex.xml X0201 4 2004-01-16 0 0000890491 BARNES & NOBLE INC BKS 0001038870 DEASON DAVID S C/O BARNES & NOBLE INC 1501 LBJ FREEWAY, SUITE 290 DALLAS TX 75234 0 1 0 0 Vice President-B&N Development Common Stock 2004-01-16 4 M 0 3613 26.00 A 3613 D Common Stock 2004-01-16 4 M 0 15000 21.3125 A 18613 D Common Stock 2004-01-16 4 M 0 5810 16.75 A 24423 D Common Stock 2004-01-16 4 M 0 2500 23.65 A 26923 D Common Stock 2004-01-16 4 M 0 12500 18.72 A 39423 D Common Stock 2004-01-16 4 S 0 5700 34.20 D 33723 D Common Stock 2004-01-16 4 S 0 9900 34.24 D 23823 D Common Stock 2004-01-16 4 S 0 10700 34.25 D 13123 D Common Stock 2004-01-16 4 S 0 8400 34.27 D 4723 D Common Stock 2004-01-16 4 S 0 2100 34.28 D 2623 D Common Stock 2004-01-16 4 S 0 1000 34.30 D 1623 D Common Stock 2004-01-16 4 S 0 1623 34.31 D 0 D Stock Option (Right to Buy) 26.00 2004-01-16 4 M 0 3613 0 D 2002-03-09 2009-03-08 Common Stock 3613 0 D Stock Option (Right to Buy) 21.3125 2004-01-16 4 M 0 15000 0 D 2002-10-19 2009-10-18 Common Stock 15000 0 D Stock Option (Right to Buy) 16.75 2004-01-16 4 M 0 5810 0 D 2002-03-07 2010-03-06 Common Stock 5810 2905 D Stock Option (Right to Buy) 23.65 2004-01-16 4 M 0 2500 0 D 2002-03-13 2011-03-12 Common Stock 2500 2500 D Stock Option (Right to Buy) 18.72 2004-01-16 4 M 0 12500 0 D 2003-07-24 2012-07-23 Common Stock 12500 37500 D Of these, options with respect to 1,806 shares vested on March 9, 2002 and the balance vested March 9, 2003. One half of these options became exercisable on October 19 of each of the years 2002 and 2003. One half of these options became exercisable on March 7 of each of the years 2002 and 2003. One half of these options became exercisable on March 13 of each of the years 2002 and 2003. /s/ David S. Deason 2004-01-21 -----END PRIVACY-ENHANCED MESSAGE-----