-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLWepUYBTuRAKX8xA51NXjt1jDExC0vCtB7DcuEKlJiEvlq6ge3wRpPp/cMWW4P+ 3JVp1iPKDZNL/HxeAIGybg== 0000950138-03-000485.txt : 20030902 0000950138-03-000485.hdr.sgml : 20030901 20030902183118 ACCESSION NUMBER: 0000950138-03-000485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030828 FILED AS OF DATE: 20030902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO STEPHEN CENTRAL INDEX KEY: 0001038850 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03877229 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 riggio1-30_ex.xml X0201 4 2003-08-28 0 0000890491 BARNES & NOBLE INC BKS 0001038850 RIGGIO STEPHEN C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 1 1 0 0 Vice Chairman / CEO Common Stock 2003-08-28 4 M 0 325000 10.125 A 325000 D Common Stock 2003-08-28 4 S 0 3100 25.49 D 321900 D Common Stock 2003-08-28 4 S 0 9300 25.48 D 312600 D Common Stock 2003-08-28 4 S 0 19100 25.47 D 293500 D Common Stock 2003-08-28 4 S 0 1700 25.46 D 291800 D Common Stock 2003-08-28 4 S 0 2200 25.45 D 289600 D Common Stock 2003-08-28 4 S 0 1200 25.44 D 288400 D Common Stock 2003-08-28 4 S 0 1400 25.43 D 287000 D Common Stock 2003-08-28 4 S 0 700 25.42 D 286300 D Common Stock 2003-08-28 4 S 0 2300 25.41 D 284000 D Common Stock 2003-08-28 4 S 0 7300 25.40 D 276700 D Common Stock 2003-08-28 4 S 0 14700 25.39 D 262000 D Common Stock 2003-08-28 4 S 0 1800 25.38 D 260200 D Common Stock 2003-08-28 4 S 0 1800 25.35 D 258400 D Common Stock 2003-08-28 4 S 0 900 25.32 D 257500 D Common Stock 2003-08-28 4 S 0 3600 25.30 D 253900 D Common Stock 2003-08-28 4 S 0 1500 25.28 D 252400 D Common Stock 2003-08-28 4 S 0 1400 25.27 D 251000 D Common Stock 2003-08-28 4 S 0 600 25.26 D 250400 D Common Stock 2003-08-28 4 S 0 7500 25.25 D 242900 D Common Stock 2003-08-28 4 S 0 3000 25.24 D 239900 D Common Stock 2003-08-28 4 S 0 1200 25.22 D 238700 D Common Stock 2003-08-28 4 S 0 100 25.21 D 238600 D Common Stock 2003-08-28 4 S 0 56800 25.20 D 181800 D Common Stock 2003-08-28 4 S 0 7000 25.19 D 174800 D Common Stock 2003-08-28 4 S 0 2200 25.18 D 172600 D Common Stock 2003-08-28 4 S 0 100 25.15 D 172500 D Common Stock 2003-08-28 4 S 0 3300 25.14 D 169200 D Common Stock 2003-08-28 4 S 0 300 25.13 D 168900 D Common Stock 2003-08-28 4 S 0 700 25.12 D 168200 D Stock Option (Right to Buy) 10.125 2003-08-28 4 M 0 325000 0 D 1994-07-15 2003-09-28 Common Stock 325000 2472705 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately one month. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Of these, options with respect to 60,861 shares vested on July 15, 1994, options with respect to 216,445 shares vested on July 15, 1995 and the balance vested on July 15, 1996. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Stephen Riggio 2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----