-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMETtx/OeHYFsNyltW832o19kKfhe4o73uYAfhYOv2eE+ljclV+BAL0a+v12QwQY WF4GUqs6ZFnq6rvVJWe2zQ== 0000950138-03-000482.txt : 20030902 0000950138-03-000482.hdr.sgml : 20030901 20030902180536 ACCESSION NUMBER: 0000950138-03-000482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030828 FILED AS OF DATE: 20030902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLIPPER MITCHELL S CENTRAL INDEX KEY: 0001038859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03877153 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 klipper-4_ex.xml X0201 4 2003-08-28 0 0000890491 BARNES & NOBLE INC BKS 0001038859 KLIPPER MITCHELL S C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 0 1 0 0 Chief Operating Officer Common Stock 2003-08-28 4 M 0 75000 13.50 A 75000 D Common Stock 2003-08-28 4 S 0 1000 25.72 D 74000 D Common Stock 2003-08-28 4 S 0 5400 25.71 D 68600 D Common Stock 2003-08-28 4 S 0 9200 25.70 D 59400 D Common Stock 2003-08-28 4 S 0 3300 25.69 D 56100 D Common Stock 2003-08-28 4 S 0 10800 25.68 D 45300 D Common Stock 2003-08-28 4 S 0 4900 25.67 D 40400 D Common Stock 2003-08-28 4 S 0 900 25.66 D 39500 D Common Stock 2003-08-28 4 S 0 900 25.65 D 38600 D Common Stock 2003-08-28 4 S 0 4100 25.64 D 34500 D Common Stock 2003-08-28 4 S 0 500 25.62 D 34000 D Common Stock 2003-08-28 4 S 0 1100 25.59 D 32900 D Common Stock 2003-08-28 4 S 0 2000 25.58 D 30900 D Common Stock 2003-08-28 4 S 0 600 25.57 D 30300 D Common Stock 2003-08-28 4 S 0 1000 25.53 D 29300 D Common Stock 2003-08-28 4 S 0 3700 25.52 D 25600 D Common Stock 2003-08-28 4 S 0 600 25.50 D 25000 D Common Stock 2003-08-28 4 S 0 9800 25.00 D 15200 D Common Stock 2003-08-28 4 S 0 100 24.99 D 15100 D Common Stock 2003-08-28 4 S 0 1300 24.98 D 13800 D Common Stock 2003-08-28 4 S 0 300 24.97 D 13500 D Common Stock 2003-08-28 4 S 0 200 24.96 D 13300 D Common Stock 2003-08-28 4 S 0 9700 24.95 D 3600 D Common Stock 2003-08-28 4 S 0 100 24.94 D 3500 D Common Stock 2003-08-28 4 S 0 900 24.93 D 2600 D Common Stock 2003-08-28 4 S 0 2500 24.90 D 100 D Common Stock 2003-08-28 4 S 0 100 24.87 D 0 D Stock Option (Right to Buy) 13.50 2003-08-28 4 M 0 75000 0 A 1995-04-01 2003-09-28 Common Stock 75000 1577787 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately one month. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Of these, options with respect to 59,100 shares vested on April 1, 1995 and the balance vested on April 1, 1996. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Mitchell S. Klipper 2003-09-02 -----END PRIVACY-ENHANCED MESSAGE-----