-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJPiwqH255LPvyondOwpXhVByaShz44H782DEj3jn68xfOxf60eO7SVNVzufBsuX rWY+9xI85iriqeKoZLWXjw== 0000950138-03-000479.txt : 20030829 0000950138-03-000479.hdr.sgml : 20030829 20030829154526 ACCESSION NUMBER: 0000950138-03-000479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARNES & NOBLE INC CENTRAL INDEX KEY: 0000890491 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 061196501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2126333300 MAIL ADDRESS: STREET 1: 122 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIGGIO STEPHEN CENTRAL INDEX KEY: 0001038850 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12302 FILM NUMBER: 03874270 BUSINESS ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 MAIL ADDRESS: STREET 1: C/O BARNES & NOBLE INC STREET 2: 122 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 4 1 aug29riggio-4_ex.xml X0201 4 2003-08-27 0 0000890491 BARNES & NOBLE INC BKS 0001038850 RIGGIO STEPHEN C/O BARNES & NOBLE INC 122 FIFTH AVE NEW YORK NY 10011 1 1 0 0 Vice Chairman / CEO Common Stock 2003-08-27 4 M 0 210916 13.50 A 210916 D Common Stock 2003-08-27 4 M 0 155584 10.125 A 366500 D Common Stock 2003-08-27 4 S 0 33500 24.85 D 333000 D Common Stock 2003-08-27 4 S 0 1900 24.86 D 331100 D Common Stock 2003-08-27 4 S 0 1900 24.87 D 329200 D Common Stock 2003-08-27 4 S 0 4300 24.88 D 324900 D Common Stock 2003-08-27 4 S 0 2500 24.89 D 322400 D Common Stock 2003-08-27 4 S 0 71200 24.90 D 251200 D Common Stock 2003-08-27 4 S 0 6900 24.91 D 244300 D Common Stock 2003-08-27 4 S 0 11800 24.92 D 232500 D Common Stock 2003-08-27 4 S 0 55900 24.93 D 176600 D Common Stock 2003-08-27 4 S 0 31800 24.94 D 144800 D Common Stock 2003-08-27 4 S 0 56800 24.95 D 88000 D Common Stock 2003-08-27 4 S 0 6500 24.96 D 81500 D Common Stock 2003-08-27 4 S 0 6400 24.97 D 75100 D Common Stock 2003-08-27 4 S 0 200 24.98 D 74900 D Common Stock 2003-08-27 4 S 0 4400 24.99 D 70500 D Common Stock 2003-08-27 4 S 0 8200 25.00 D 62300 D Common Stock 2003-08-27 4 S 0 4300 25.03 D 58000 D Common Stock 2003-08-27 4 S 0 4700 25.04 D 53300 D Common Stock 2003-08-27 4 S 0 500 25.10 D 52800 D Common Stock 2003-08-27 4 S 0 12100 25.11 D 40700 D Common Stock 2003-08-27 4 S 0 7600 25.12 D 33100 D Common Stock 2003-08-27 4 S 0 100 25.13 D 33000 D Common Stock 2003-08-27 4 S 0 3500 25.14 D 29500 D Common Stock 2003-08-27 4 S 0 2900 25.15 D 26600 D Common Stock 2003-08-27 4 S 0 3200 25.16 D 23400 D Common Stock 2003-08-27 4 S 0 3800 25.17 D 19600 D Common Stock 2003-08-27 4 S 0 200 25.18 D 19400 D Common Stock 2003-08-27 4 S 0 1700 25.19 D 17700 D Stock Option (Right to Buy) 13.50 2003-08-27 4 M 0 210916 0 D 1996-07-15 2003-09-28 Common Stock 210916 2953289 D Stock Option (Right to Buy) 10.125 2003-08-27 4 M 0 155584 0 D 1994-07-15 2003-09-28 Common Stock 155584 2797705 D The transactions reported herein reflect the exercise of options, and the concurrent sale of the underlying stock, held by the Reporting Person for approximately ten years and expiring in approximately one month. These options originally related to one-half the number of shares at twice the exercise price, and were reported as such. The number of shares acquired and the related exercise price set forth above result from the two-for-one stock split effected by the Issuer on September 22, 1997. Represents the total number of stock options (right to buy) beneficially owned by the Reporting Person with respect to the Issuer's Common Stock. /s/ Stephen Riggio 2003-08-29 -----END PRIVACY-ENHANCED MESSAGE-----