0001580695-22-000053.txt : 20220517
0001580695-22-000053.hdr.sgml : 20220517
20220517184415
ACCESSION NUMBER: 0001580695-22-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220516
FILED AS OF DATE: 20220517
DATE AS OF CHANGE: 20220517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stratton Christopher Allen
CENTRAL INDEX KEY: 0001470954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 22936402
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: #250
CITY: HOUSTON
STATE: TX
ZIP: 77058
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
ownership.xml
X0306
4
2022-05-16
0
0000890447
Vertex Energy Inc.
VTNR
0001470954
Stratton Christopher Allen
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
2022-05-16
4
M
0
60000
2.08
A
103150
D
Common Stock
2022-05-16
4
F
0
11237
11.11
D
91913
D
Stock Option
2.08
2022-05-16
4
M
0
60000
D
2025-07-07
Common Stock
60000
0
D
Options to purchase 15,000 shares vested on each of July 7, 2016, 2017, 2018 and 2019.
Represents a "net exercise" of outstanding stock options. The reporting person received 48,763 shares of common stock upon the net exercise of options to purchase 60,000 shares of common stock. The Company withheld 11,237 shares of common stock underlying the portion of the option exercised for payment of the exercise price, using the fair market value on May 16, 2022, of $11.106, pursuant to the terms of the Registrant's Amended and Restated 2013 Stock Incentive Plan. Exempt from Section 16 under Rule 16b-3.
/s/ Christopher Allen Stratton
2022-05-17