0001580695-21-000213.txt : 20210726
0001580695-21-000213.hdr.sgml : 20210726
20210726134516
ACCESSION NUMBER: 0001580695-21-000213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210707
FILED AS OF DATE: 20210726
DATE AS OF CHANGE: 20210726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips David L
CENTRAL INDEX KEY: 0001458878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 211113611
MAIL ADDRESS:
STREET 1: P.O. BOX 37167
CITY: HOUSTON
STATE: TX
ZIP: 77237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
phillips-form4_070721.xml
CHANGES IN BENEFICIAL OWNERSHIP
X0306
4
2021-07-07
0
0000890447
Vertex Energy Inc.
VTNR
0001458878
Phillips David L
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
2021-07-07
4
M
0
60000
2.08
A
145000
D
Common Stock
2021-07-07
4
M
0
60000
1.26
A
205000
D
Common Stock
2021-07-15
4
S
0
72172
9.00
D
132828
D
Stock Option
2.08
2021-07-07
4
M
0
60000
0.00
D
2025-07-07
Common Stock
60000
0
D
Stock Option
1.26
2021-07-07
4
M
0
60000
0.00
D
2026-12-13
Common Stock
60000
0
D
This transaction was executed in multiple trades ranging between $9.04 and $9.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.
Options to purchase 15,000 shares vested on July 7, 2016, 2017, 2018 and 2019.
Options to purchase 15,000 shares vested on December 13, 2017, 2018, 2019 and 2020.
/s/ David L Phillips
2021-07-26