0001580695-21-000206.txt : 20210720
0001580695-21-000206.hdr.sgml : 20210720
20210720194346
ACCESSION NUMBER: 0001580695-21-000206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210629
FILED AS OF DATE: 20210720
DATE AS OF CHANGE: 20210720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: strickland john noel
CENTRAL INDEX KEY: 0001655294
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 211102347
MAIL ADDRESS:
STREET 1: 2030 ASHTON WAY
CITY: BAINBRIDGE
STATE: GA
ZIP: 39819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
vtnr-form4_062921.xml
X0306
4
2021-06-29
0
0000890447
Vertex Energy Inc.
VTNR
0001655294
strickland john noel
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
0
1
0
0
COO
Common Stock
2021-06-29
4
M
0
46860
0.78
A
109360
D
Common Stock
2021-06-29
4
M
0
37500
0.97
A
146860
D
Common Stock
2021-06-29
4
M
0
87750
1.14
A
234610
D
Common Stock
2021-07-08
4
S
0
60000
10.1
D
174610
D
Common Stock
2021-07-13
4
S
0
25000
9.71
D
149610
D
Stock Option
0.78
2021-06-29
4
M
0
46860
0.00
D
2030-06-19
Common Stock
46860
140579
D
Stock Option
0.97
2021-06-29
4
M
0
37500
0.00
D
2027-08-20
Common Stock
37500
12500
D
Stock Option
1.14
2021-06-29
4
M
0
87750
0.00
D
2028-04-12
Common Stock
87750
29250
D
This transaction was executed in multiple trades at prices ranging from $10.10 to $10.12. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.
This transaction was executed in multiple trades at prices ranging from $9.70 to $9.72. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected.
Options to purchase 46,860 shares vested on June 19, 2021.
Options to purchase 12,500 shares vested on August 20, 2018, 2019 and 2020.
Options to purchase 29,250 shares vested on April 12, 2019, 2020 and 2021.
/s/ John Strickland
2021-07-20