0001580695-19-000205.txt : 20190524
0001580695-19-000205.hdr.sgml : 20190524
20190524180939
ACCESSION NUMBER: 0001580695-19-000205
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190520
FILED AS OF DATE: 20190524
DATE AS OF CHANGE: 20190524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stratton Christopher Allen
CENTRAL INDEX KEY: 0001470954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 19855604
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: #250
CITY: HOUSTON
STATE: TX
ZIP: 77058
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-05-20
0
0000890447
Vertex Energy Inc.
VTNR
0001470954
Stratton Christopher Allen
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
2019-05-13
4
M
0
5000
0.45
A
5000
D
Common Stock
2019-05-13
4
F
0
1442
1.56
D
3558
D
Stock Option
0.45
2019-05-13
4
M
0
5000
D
2010-07-15
2019-07-15
Common Stock
5000
20000
D
Stock Option
1.45
2019-05-20
4
A
0
15000
A
2020-05-20
2029-05-20
Common Stock
15000
15000
D
Stock Option
1.45
2019-05-20
4
A
0
15000
A
2021-05-20
2029-05-20
Common Stock
15000
15000
D
Stock Option
1.45
2019-05-20
4
A
0
15000
A
2022-05-20
2029-05-20
Common Stock
15000
15000
D
Stock Option
1.45
2019-05-20
4
A
0
15000
A
2023-05-20
2029-05-20
Common Stock
15000
15000
D
Represents a "net exercise" of outstanding stock options. The reporting person received 3,558 shares of common stock upon the net exercise of options to purchase 5,000 shares of common stock. The Company withheld 1,442 shares of common stock underlying the portion of the option exercised for payment of the exercise price, using the fair market value on May 13, 2019, of $1.56, pursuant to the terms of the Registrant's 2009 Stock Incentive Plan. Exempt from Section 16 under Rule 16b-3. Small acquisition under Rule 16a-6.
Stock options granted pursuant to the Registrant's 2009 Stock Incentive Plan, as amended, in a transaction exempt from Section 16 under Rule 16b-3.
Granted in consideration for services rendered and to be rendered as a member of the board of directors.
/s/ Christopher Allen Stratton
2019-05-24