Nevada
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001-11476
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94-3439569
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(I.R.S. Employer
Identification No.)
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[__]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[__]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[__]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[__]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Exhibit No.
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Description
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2.1(1)
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Asset Purchase Agreement by and among Vertex Energy Operating, LLC, Vertex Refining OH, LLC, Vertex Energy, Inc. and Heartland Group Holdings, LLC (October 21, 2014)
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First Amendment to Asset Purchase Agreement by and among Vertex Energy Operating, LLC, Vertex Refining OH, LLC, Vertex Energy, Inc. and Heartland Group Holdings, LLC (November 26, 2014)
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10.1(1)
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Consulting Agreement between Heartland Group Holdings, LLC and Vertex Energy Operating, LLC (July 28, 2014)
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VERTEX ENERGY, INC.
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Date: December 1, 2014
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By: /s/ Chris Carlson
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Chris Carlson
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Chief Financial Officer
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Exhibit No.
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Description
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2.1(1)
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Asset Purchase Agreement by and among Vertex Energy Operating, LLC, Vertex Refining OH, LLC, Vertex Energy, Inc. and Heartland Group Holdings, LLC (October 21, 2014)
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First Amendment to Asset Purchase Agreement by and among Vertex Energy Operating, LLC, Vertex Refining OH, LLC, Vertex Energy, Inc. and Heartland Group Holdings, LLC (November 26, 2014)
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10.1(1)
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Consulting Agreement between Heartland Group Holdings, LLC and Vertex Energy Operating, LLC (July 28, 2014)
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SELLER:
HEARTLAND GROUP HOLDINGS, LLC
By: /s/Robert N. Schott
Robert N. Schlott, Chairman
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WARREN DISTRIBUTION, INC.
By: /s/Charles P. Downey
Charles P. Downey, President
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BUYER:
VERTEX REFINING OH, LLC
By: /s/Benjamin P Cowart
Benjamin P. Cowart, President and
CEO
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VERTEX:
VERTEX ENERGY OPERATING, LLC
By: /s/Benjamin P Cowart
Benjamin P. Cowart, President and
CEO
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PARENT:
VERTEX ENERGY, INC.
By: /s/Benjamin P Cowart
Benjamin P. Cowart, President and
CEO
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