0001580695-14-000184.txt : 20140415
0001580695-14-000184.hdr.sgml : 20140415
20140415145021
ACCESSION NUMBER: 0001580695-14-000184
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130610
FILED AS OF DATE: 20140415
DATE AS OF CHANGE: 20140415
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borgen Dan
CENTRAL INDEX KEY: 0001457698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 14764772
MAIL ADDRESS:
STREET 1: 9500 NEW CENTURY
CITY: PASADENA
STATE: TX
ZIP: 77507
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-10
0
0000890447
Vertex Energy Inc.
VTNR
0001457698
Borgen Dan
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
2013-06-10
4
X
0
45324
2
A
195324
I
Through KKB Holdings LLC
Common Stock Purchase Warrant
2
2013-06-10
4
X
0
150000
2
D
2010-06-11
2013-06-11
Common Stock
150000
0
I
Through Control of KKB Holdings LLC
On June 6, 2013, KKB Holdings LLC, a Limited Liability Company which is owned by a Family Trust, which entity is owned by family members of Dan Borgen, who serves as a member of and as President of such entity, which securities Mr. Borgen is deemed to beneficially own, affected a cashless exercise of Common Stock Purchase Warrants. A total of 104,676 shares issuable upon exercise of the Common stock Purchase Warrant were surrendered to pay the $2.00 per share exercise price.
/s/ Dan Borgen
2014-04-15