As filed with the Securities and Exchange Commission on September 25, 2012
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NEVADA
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94-3439569
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(STATE OR OTHER JURISDICTION
IDENTIFICATION NO.)
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(IRS EMPLOYER OF INCORPORATION)
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Large accelerated filer ¨
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Accelerated filer ¨
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Non-accelerated filer ¨
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Smaller reporting company x
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(a)
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The Company’s Registration Statement on Form S-8 (Registration No. 333-162290) as filed with the Securities and Exchange Commission (“SEC”) on October 2, 2009, to the extent not otherwise amended or superseded by the Company’s other filings with the SEC;
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(b)
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The Company’s Annual Reports on Form 10-K for the fiscal years ended December 31, 2011 (the “Annual Report”), December 31, 2010, and December 31, 2009, as filed with the SEC on March 29, 2012, March 31, 2011 and March 30, 2010, respectively;
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(c)
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The Company’s Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2012 and June 30, 2012, as filed with the SEC on May 8, 2012 and August 14, 2012 (as amended on August 24, 2012), respectively;
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(d)
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The Company’s Current Reports on Form 8-K, including amendments thereto, as filed with the SEC on April 20, 2012, August 15, 2012 and September 12, 2012, other than any information furnished pursuant to Item 2.02 or Item 7.01;
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(e)
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The description of the Company’s common stock contained in the section entitled “Description of Capital Stock”, included in the Company’s Form S-1 Registration Statement (File No. 333-177363) filed with the SEC on October 18, 2011, and any amendment or report filed for the purpose of updating such description; and
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(f)
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All other reports filed pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Annual Report referred to in (a) above.
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VERTEX ENERGY, INC.
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By: /s/ Benjamin P. Cowart
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Benjamin P. Cowart
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Chief Executive Officer
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(Principal Executive Officer)
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By: /s/ Chris Carlson
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Chris Carlson
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Chief Financial Officer
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(Principal Accounting Officer)
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By:
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/s/ Benjamin P. Cowart
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By:
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/s/ Chris Carlson
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Benjamin P. Cowart
Chief Executive Officer
(Principal Executive Officer)
and Chairman
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Chris Carlson
Chief Financial Officer,
(Principal Accounting Officer)
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Date:
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September 25, 2012
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Date:
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September 25, 2012
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By:
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/s/ Christopher Stratton
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By:
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/s/ David Phillips
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Christopher Stratton
Director
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David Phillips
Director
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Date:
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September 25, 2012
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Date:
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September 25, 2012
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By: | /s/ Dan Borgen | By: | /s/ John Pimentel | ||
Dan Borgen | John Pimentel | ||||
Director | Director | ||||
Date: | September 25, 2012 | Date: | September 25, 2012 | ||
Exhibit Number
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Description of Exhibit
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23.3*
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Consent of LBB & Associates Ltd., LLP
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24.1*
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Power of Attorney (included in the signature page to this Registration Statement)
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