0001432093-12-000725.txt : 20120912 0001432093-12-000725.hdr.sgml : 20120912 20120912145739 ACCESSION NUMBER: 0001432093-12-000725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120911 FILED AS OF DATE: 20120912 DATE AS OF CHANGE: 20120912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Chris CENTRAL INDEX KEY: 0001457633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53619 FILM NUMBER: 121087683 MAIL ADDRESS: STREET 1: 4418 CEDAR RIDGE TRAIL CITY: HOUSTON STATE: TX ZIP: 77059 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 943439569 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-11 0 0000890447 Vertex Energy Inc. VTNR.OTCQB 0001457633 Carlson Chris 1331 GEMINI STREET SUITE 250 HOUSTON TX 77058 0 1 0 0 CFO and Secretary Common Stock 2012-09-11 4 J 0 454091 A 747335 D Effective September 11, 2012 (the "Closing"), Vertex Energy, Inc. (the "Company") consummated the transactions contemplated by that certain definitive unit purchase agreement dated August 14, 2012. In connection with the Closing and in consideration for the Company's acquisition of the units held by the Reporting Person, the Reporting Person received 454,091 shares of the Company's common stock. There have been no changes in the ownership by the Reporting Person of the derivative securities originally reported on the Form 3 filed by the Reporting Person on May 12, 2009 or the Form 4s filed by the Reporting Person on July 18, 2011 and September 30, 2011 (the "Prior Filings"), other than the vesting of certain of the Stock Options and expiration of certain Stock Warrants previously reported in such forms, each pursuant to their terms. Readers should read and review such Prior Filings for detailed information on the Reporting Person's ownership of Derivative Securities, which information is incorporated by reference herein. /s/ Chris Carlson 2012-09-12