0001432093-11-000665.txt : 20111012
0001432093-11-000665.hdr.sgml : 20111012
20111012110351
ACCESSION NUMBER: 0001432093-11-000665
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090715
FILED AS OF DATE: 20111012
DATE AS OF CHANGE: 20111012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pimentel John
CENTRAL INDEX KEY: 0001301885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53619
FILM NUMBER: 111136857
MAIL ADDRESS:
STREET 1: 820 GESSNER, SUITE 1340
CITY: HOUSTON
STATE: TX
ZIP: 77024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 943439569
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2009-07-15
0
0000890447
Vertex Energy Inc.
VTNR.OB
0001301885
Pimentel John
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
100000
D
Common Stock
35000
I
By Spouse
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2010-07-15
2019-07-15
Common Stock
20000
408029
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2011-07-15
2019-07-15
Common Stock
20000
408029
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2012-07-15
2019-07-15
Common Stock
20000
408029
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2013-07-15
2019-07-15
Common Stock
20000
408029
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2012-09-23
2021-09-23
Common Stock
6250
433029
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2013-09-23
2021-09-23
Common Stock
6250
433029
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2014-09-23
2021-09-23
Common Stock
6250
433029
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2015-09-23
2021-09-23
Common Stock
6250
433029
D
There have been no changes in the ownership by the Reporting Person of the Derivative Securities originally reported on the Form 3 and Form 4s filed by the Reporting Person (the "Prior Filings"), other than the vesting of and expiration of certain of the convertible securities, Warrants and Stock Options previously reported in such forms, each pursuant to their terms. This Form 4 reflects, among other grants, the grant of options to purchase 80,000 shares at $.45 per share which were granted in July 2009 which were not previously reported. Readers should read and review those Prior Filings for detailed information on the Reporting Person's ownership of Derivative Securities, which information is incorporated by reference herein.
/s/ John Pimentel
2011-10-12