0001432093-11-000640.txt : 20110930
0001432093-11-000640.hdr.sgml : 20110930
20110930125912
ACCESSION NUMBER: 0001432093-11-000640
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090715
FILED AS OF DATE: 20110930
DATE AS OF CHANGE: 20110930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Phillips David L
CENTRAL INDEX KEY: 0001458878
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53619
FILM NUMBER: 111116353
MAIL ADDRESS:
STREET 1: P.O. BOX 37167
CITY: HOUSTON
STATE: TX
ZIP: 77237
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 943439569
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2009-07-15
0
0000890447
Vertex Energy Inc.
VTNR.OB
0001458878
Phillips David L
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2010-07-15
2019-07-15
Common Stock
20000
100000
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2011-07-15
2019-07-15
Common Stock
20000
100000
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2012-07-15
2019-07-15
Common Stock
20000
100000
D
Stock Options
0.45
2009-07-15
4
A
0
20000
0.45
A
2013-07-15
2019-07-15
Common Stock
20000
100000
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2012-09-23
2021-09-23
Common Stock
6250
125000
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2013-09-23
2021-09-23
Common Stock
6250
125000
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2014-09-23
2021-09-23
Common Stock
6250
125000
D
Stock Options
2.75
2011-09-23
4
A
0
6250
2.75
A
2015-09-23
2021-09-23
Common Stock
6250
125000
D
There have been no changes in the ownership by the Reporting Person of the Derivative Securities originally reported on the Form 3 filed by the Reporting Person on April 16, 2009 (the "Prior Filing"), other than the vesting of certain Stock Options previously reported in such form, each pursuant to their terms. This Form 4 reflects among other grants, the grant of options to purchase 80,000 shares at $.45 per share which were granted in July 2009 which were not previously reported. Readers should read and review such Prior Filing for detailed information on the Reporting Person's ownership of Derivative Securities, which information is incorporated by reference herein.
/s/ David Phillips
2011-09-30