-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDrQ/+CIHkbBoUmMyp++rfcrEZYJMRIeGm1r8/6I5zVOAajaVL2kt0YCdPPEAsky LiNEV1ADSCONex1Iyk0iuA== 0001432093-09-000156.txt : 20090504 0001432093-09-000156.hdr.sgml : 20090504 20090504153433 ACCESSION NUMBER: 0001432093-09-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090409 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lieb Matthew CENTRAL INDEX KEY: 0001400081 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11476 FILM NUMBER: 09793249 MAIL ADDRESS: STREET 1: 13500 EVENING CREEK DRIVE #440 CITY: SAN DIEGO STATE: CA ZIP: 92128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 943439569 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-04-09 0 0000890447 Vertex Energy Inc. VTNR.OB 0001400081 Lieb Matthew 1331 GEMINI STREET HOUSTON TX 77058 0 1 0 0 Chief Operating Officer Stock Options 0.5 2009-04-09 4 A 0 25000 0.5 A 2009-04-16 2019-01-28 Common 25000 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2009-06-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2009-09-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2009-12-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2010-03-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2010-06-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2010-09-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2010-12-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2011-03-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2011-06-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2011-09-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2011-12-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2012-03-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2012-06-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2012-09-30 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10938 0.5 A 2012-12-31 2019-01-28 Common 10938 230000 D Stock Options 0.5 2009-04-09 4 A 0 10930 0.5 A 2013-03-31 2019-01-28 Common 10930 230000 D On January 28, 2009, Mr. Lieb was granted 25,000 stock options to purchase shares of common stock in the Registrant, which stock options vested immediately and were to be priced by the Registrant's Board of Directors at a subsequent date. Also on January 28, 2009, Mr. Lieb was granted 175,000 stock options to purchase shares of common stock in the Registrant of which 1/16 were to vest at the end of each fiscal quarter following the fiscal quarter after the grant date. The stock options were priced by the Board of Directors of the Registrant on April 10, 2009, based on the closing bid price ($0.50 per share following the 1:10 reverse stock split effective as a result of the exchange ratios in the Registrant's merger) of the Registrant's common stock on April 9, 2009. /s/ Matthew Lieb 2009-05-04 -----END PRIVACY-ENHANCED MESSAGE-----