-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhAb6YvAFdlnGrJ20Hmgg6qqMI344CxTGEZ9HTWEGK8ajOeYKlLK6DokjgWQWh4u lFnWvlD/eHCPj1JwO63FiA== 0001432093-09-000143.txt : 20090416 0001432093-09-000143.hdr.sgml : 20090416 20090416124511 ACCESSION NUMBER: 0001432093-09-000143 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090401 FILED AS OF DATE: 20090416 DATE AS OF CHANGE: 20090416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Phillips David L CENTRAL INDEX KEY: 0001458878 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11476 FILM NUMBER: 09753247 MAIL ADDRESS: STREET 1: P.O. BOX 37167 CITY: HOUSTON STATE: TX ZIP: 77237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 943439569 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2009-04-01 0 0000890447 Vertex Energy Inc. WDWT.OB 0001458878 Phillips David L 1331 GEMINI STREET HOUSTON TX 77058 1 0 0 0 Common Stock 0 D Stock Options 1.2 2009-06-02 2019-06-02 Common Stock 5000 D Stock Options 1.2 2010-06-02 2019-06-02 Common Stock 5000 D Stock Options 1.2 2011-06-02 2019-06-02 Common Stock 5000 D Stock Options 1.2 2012-06-02 2019-06-02 Common Stock 5000 D A total of 5,000 of the Stock Options vest on each of the four anniversaries of the grant date of the Stock Options, June 2, 2008, assuming that Mr. Phillips still serves as a Director of the Issuer on such anniversary date; provided that all Stock Options shall immediately vest to Mr. Phillips in the event of a Change of Control (as defined in greater detail in the Stock Option). In the event Mr. Phillips stops serving as a Director of the Company, any vested Stock Options are exercisable for a period of three (3) months following such termination, or twelve months following such termination in the event of Mr. Phillip's disability or death. /s/ David Phillips 2009-04-16 -----END PRIVACY-ENHANCED MESSAGE-----