0001387131-23-007653.txt : 20230620 0001387131-23-007653.hdr.sgml : 20230620 20230620170242 ACCESSION NUMBER: 0001387131-23-007653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230619 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borgen Dan CENTRAL INDEX KEY: 0001457698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11476 FILM NUMBER: 231026110 MAIL ADDRESS: STREET 1: 9500 NEW CENTURY CITY: PASADENA STATE: TX ZIP: 77507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 943439569 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 4 1 borgen-form4_061923.xml FORM 4 - BORGEN X0407 4 2023-06-19 0 0000890447 Vertex Energy Inc. VTNR 0001457698 Borgen Dan 1331 GEMINI STREET SUITE 250 HOUSTON TX 77058 1 0 0 0 0 Common Stock 2023-06-19 4 A 0 28730 0 A 42857 D Common Stock 195324 I Through KKB Holdings LLC Shares of restricted common stock issued in consideration for serving on the Board of Directors and as the Executive Committee Chairperson, vesting at the rate of (i) 1/2 on December 26, 2023; and (ii) 1/2 on January 3, 2024, subject to the reporting person's continued service through the applicable vesting dates. Granted in consideration for services rendered under the Issuer's 2020 Equity Incentive Plan (as amended). Exempt pursuant to Rule 16b-3. /s/ Dan Borgen 2023-06-20