<SEC-DOCUMENT>0001214782-14-000148-index.html : 20141209 <SEC-HEADER>0001214782-14-000148.hdr.sgml : 20141209 <ACCEPTANCE-DATETIME>20141208214233 ACCESSION NUMBER: 0001214782-14-000148 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20141204 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 943439569 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11476 FILM NUMBER: 141273726 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>vertex8k120514.htm <TEXT> Document 1 - file: vertex8k120514.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.3 <SEQUENCE>2 <FILENAME>ex2-3.htm <DESCRIPTION>SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT BY AND AMONG VERTEX ENERGY OPERATING, LLC, VERTEX REFINING OH, LLC, VERTEX ENERGY, INC. AND HEARTLAND GROUP HOLDINGS, LLC (DECEMBER 5, 2014) <TEXT> Document 2 - file: ex2-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>ex4-1.htm <DESCRIPTION>COMMON STOCK PURCHASE WARRANT TO PURCHASE 109,934 SHARES OF COMMON STOCK OF THE COMPANY HELD BY THE BENJAMIN PAUL COWART 2012 GRANTOR RETAINED TRUST (DECEMBER 4, 2014) <TEXT> Document 3 - file: ex4-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>ex4-2.htm <DESCRIPTION>COMMON STOCK PURCHASE WARRANT TO PURCHASE 109,934 SHARES OF COMMON STOCK OF THE COMPANY HELD BY THE SHELLEY T. COWART 2012 GRANTOR RETAINED TRUST (DECEMBER 4, 2014) <TEXT> Document 4 - file: ex4-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>ex10-2.htm <DESCRIPTION>FORM OF SUBSCRIPTION AGREEMENT DATED DECEMBER 4, 2014 <TEXT> Document 5 - file: ex10-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>ex10-3.htm <DESCRIPTION>FIRST AMENDMENT TO CREDIT AND GUARANTY AGREEMENT BETWEEN VERTEX ENERGY OPERATING, LLC, VERTEX ENERGY, INC. AND GOLDMAN SACHS BANK USA (DECEMBER 5, 2014) <TEXT> Document 6 - file: ex10-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>7 <FILENAME>ex10-4.htm <DESCRIPTION>FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT BETWEEN VERTEX ENERGY OPERATING, LLC, VERTEX ENERGY, INC. AND BANK OF AMERICA, N.A. (DECEMBER 5, 2014) <TEXT> Document 7 - file: ex10-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>8 <FILENAME>ex99-1.htm <DESCRIPTION>PRESS RELEASE DATED DECEMBER 9, 2014 <TEXT> Document 8 - file: ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>prlogo.jpg <TEXT> Document 9 - file: prlogo.jpg
</DOCUMENT> </SEC-DOCUMENT>