0001214782-14-000121.txt : 20141028 0001214782-14-000121.hdr.sgml : 20141028 20141028123326 ACCESSION NUMBER: 0001214782-14-000121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141003 FILED AS OF DATE: 20141028 DATE AS OF CHANGE: 20141028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex Energy Inc. CENTRAL INDEX KEY: 0000890447 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 943439569 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: 866-660-8156 MAIL ADDRESS: STREET 1: 1331 GEMINI STREET STREET 2: SUITE 250 CITY: HOUSTON STATE: TX ZIP: 77058 FORMER COMPANY: FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC DATE OF NAME CHANGE: 20040830 FORMER COMPANY: FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC DATE OF NAME CHANGE: 19940831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY TIMOTHY C CENTRAL INDEX KEY: 0001566480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11476 FILM NUMBER: 141176409 MAIL ADDRESS: STREET 1: 15 COLONEL WINSTEAD DRIVE CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-10-03 0 0000890447 Vertex Energy Inc. VTNR 0001566480 HARVEY TIMOTHY C 1331 GEMINI STREET SUITE 250 HOUSTON TX 77058 1 0 0 0 Common Stock 10000 I Through the Timothy & Melinda Harvey TTEES Harvey Trust U/A DTD 09/14/92 Common Stock 4000 I Through the Caylyn Harvey Trust Common Stock 1800 I Through the Lexie Harvey Irrevocable Trust Stock Option 6.615 2014-10-03 4 A 0 18750 A 2015-10-03 2024-10-03 Common Stock 18750 135000 D Stock Option 6.615 2014-10-03 4 A 0 18750 A 2016-10-03 2024-10-03 Common Stock 18750 135000 D Stock Option 6.615 2014-10-03 4 A 0 18750 A 2017-10-03 2024-10-03 Common Stock 18750 135000 D Stock Option 6.615 2014-10-03 4 A 0 18750 A 2018-10-03 2024-10-03 Common Stock 18750 135000 D Stock options granted pursuant to the Registrant's 2013 Stock Incentive Plan in a transaction exempt from Section 16 under Rule 16b-3. In connection with the entry by the Registrant into a consulting agreement with Mr. Harvey effective on October 3, 2014, the Registrant agreed to pay Mr. Harvey $10,000 per month, and to grant him an option to purchase up to 75,000 shares of the Registrant's common stock at an exercise price of $6.615 per share, which vest at the rate of 1/4th of such options per year, subject to Mr. Harvey's continued consulting, employment or service as a director of the Registrant. /s/ Timothy C. Harvey 2014-10-28