0001214782-14-000121.txt : 20141028
0001214782-14-000121.hdr.sgml : 20141028
20141028123326
ACCESSION NUMBER: 0001214782-14-000121
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141003
FILED AS OF DATE: 20141028
DATE AS OF CHANGE: 20141028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARVEY TIMOTHY C
CENTRAL INDEX KEY: 0001566480
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 141176409
MAIL ADDRESS:
STREET 1: 15 COLONEL WINSTEAD DRIVE
CITY: BRENTWOOD
STATE: TN
ZIP: 37027
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-10-03
0
0000890447
Vertex Energy Inc.
VTNR
0001566480
HARVEY TIMOTHY C
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
Common Stock
10000
I
Through the Timothy & Melinda Harvey TTEES Harvey Trust U/A DTD 09/14/92
Common Stock
4000
I
Through the Caylyn Harvey Trust
Common Stock
1800
I
Through the Lexie Harvey Irrevocable Trust
Stock Option
6.615
2014-10-03
4
A
0
18750
A
2015-10-03
2024-10-03
Common Stock
18750
135000
D
Stock Option
6.615
2014-10-03
4
A
0
18750
A
2016-10-03
2024-10-03
Common Stock
18750
135000
D
Stock Option
6.615
2014-10-03
4
A
0
18750
A
2017-10-03
2024-10-03
Common Stock
18750
135000
D
Stock Option
6.615
2014-10-03
4
A
0
18750
A
2018-10-03
2024-10-03
Common Stock
18750
135000
D
Stock options granted pursuant to the Registrant's 2013 Stock Incentive Plan in a transaction exempt from Section 16 under Rule 16b-3.
In connection with the entry by the Registrant into a consulting agreement with Mr. Harvey effective on October 3, 2014, the Registrant agreed to pay Mr. Harvey $10,000 per month, and to grant him an option to purchase up to 75,000 shares of the Registrant's common stock at an exercise price of $6.615 per share, which vest at the rate of 1/4th of such options per year, subject to Mr. Harvey's continued consulting, employment or service as a director of the Registrant.
/s/ Timothy C. Harvey
2014-10-28