0001214782-14-000023.txt : 20140409
0001214782-14-000023.hdr.sgml : 20140409
20140409205216
ACCESSION NUMBER: 0001214782-14-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140407
FILED AS OF DATE: 20140409
DATE AS OF CHANGE: 20140409
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 943439569
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lieb Matthew
CENTRAL INDEX KEY: 0001400081
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11476
FILM NUMBER: 14754582
MAIL ADDRESS:
STREET 1: 13500 EVENING CREEK DRIVE #440
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2014-04-07
0
0000890447
Vertex Energy Inc.
VTNR
0001400081
Lieb Matthew
1331 GEMINI STREET
SUITE 250
HOUSTON
TX
77058
0
1
0
0
Chief Operating Officer
Common Stock
2014-04-07
4
M
0
92690
A
92690
D
Common Stock
2014-04-07
4
M
0
46711
A
139401
D
Stock Options
0.5
2014-04-07
4
M
0
100000
D
2019-01-28
Common Stock
100000
140000
D
Stock Option
0.45
2014-04-07
4
M
0
50000
D
2019-07-15
Common Stock
50000
140000
D
Cashless exercise of stock options which were granted pursuant to Rule 16b-3 and exempt from Section 16(b) pursuant to Rule 16b-3(d). Surrendered 7,310 shares to pay $50,000 aggregate exercise price.
Cashless exercise of stock options which were granted pursuant to Rule 16b-3 and exempt from Section 16(b) pursuant to Rule 16b-3(d). Surrendered 3,289 shares to pay $22,500 aggregate exercise price.
Mr. Lieb was granted 175,000 stock options to purchase shares of common stock in the Registrant effective on April 16, 2009 of which 1/16 vested at the end of each fiscal quarter following the fiscal quarter after the grant date. The above transaction relates to the exercise of 100,000 of the stock options.
Officer compensation.
Vested at the rate of 1/4th of such options on each of July 15, 2010, 2011, 2012 and 2013.
/s/ Matthew Lieb
2014-04-09