0001214782-11-000155.txt : 20111102
0001214782-11-000155.hdr.sgml : 20111102
20111102150249
ACCESSION NUMBER: 0001214782-11-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090715
FILED AS OF DATE: 20111102
DATE AS OF CHANGE: 20111102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Borgen Dan
CENTRAL INDEX KEY: 0001457698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-53619
FILM NUMBER: 111174233
MAIL ADDRESS:
STREET 1: 9500 NEW CENTURY
CITY: PASADENA
STATE: TX
ZIP: 77507
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex Energy Inc.
CENTRAL INDEX KEY: 0000890447
STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953]
IRS NUMBER: 943439569
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
BUSINESS PHONE: 866-660-8156
MAIL ADDRESS:
STREET 1: 1331 GEMINI STREET
STREET 2: SUITE 250
CITY: HOUSTON
STATE: TX
ZIP: 77058
FORMER COMPANY:
FORMER CONFORMED NAME: WORLD WASTE TECHNOLOGIES INC
DATE OF NAME CHANGE: 20040830
FORMER COMPANY:
FORMER CONFORMED NAME: VOICE POWERED TECHNOLOGY INTERNATIONAL INC
DATE OF NAME CHANGE: 19940831
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2009-07-15
0
0000890447
Vertex Energy Inc.
VTNR.OB
0001457698
Borgen Dan
1331 GEMENI STREET
SUITE 250
HOUSTON
TX
77058
1
0
0
0
COMMON STOCK
2011-06-15
4
J
0
150000
1
A
150000
I
Through KKB Holdings LLC
STOCK OPTION
0.45
2009-07-15
4
A
0
20000
0.45
A
2010-07-15
2019-07-15
COMMON STOCK
20000
100000
D
STOCK OPTION
0.45
2009-07-15
4
A
0
20000
0.45
A
2011-07-15
2019-07-15
COMMON STOCK
20000
100000
D
STOCK OPTION
0.45
2009-07-15
4
A
0
20000
0.45
A
2012-07-15
2019-07-15
COMMON STOCK
20000
100000
D
STOCK OPTION
0.45
2009-07-15
4
A
0
20000
0.45
A
2013-07-15
2019-07-15
COMMON STOCK
20000
100000
D
STOCK OPTION
2.75
2011-09-23
4
A
0
6250
2.75
A
2012-09-23
2021-09-23
COMMON STOCK
6250
125000
D
STOCK OPTION
2.75
2011-09-23
4
A
0
6250
2.75
A
2013-09-23
2021-09-23
COMMON STOCK
6250
125000
D
STOCK OPTION
2.75
2011-09-23
4
A
0
6250
2.75
A
2014-09-23
2021-09-23
COMMON STOCK
6250
125000
D
STOCK OPTION
2.75
2011-09-23
4
A
0
6250
2.75
A
2015-09-23
2021-09-23
COMMON STOCK
6250
125000
D
Effective June 15, 2011, each share of Series B Preferred Stock outstanding, including 150,000 shares beneficially owned by the Reporting Person, automatically converted into shares of the Registrant's common stock on a one for one basis.
There have been no changes in the ownership by the Reporting Person of the derivative securities originally reported in the Form 3 filed by the Reporting Person on April 17, 2009 and the Form 4 filed by the Reporting Person on September 2, 2010 (the "Prior Filings"), other than the vesting of Stock Options previously reported in such forms, pursuant to their terms. This Form 4 reflects the grant of options to purchase 80,000 shares at $.45 per share which were granted in July 2009 which were not previously reported. Readers should read and review those Prior Filings for detailed information on the Reporting Person's ownership of Derivative Securities, which information is incorporated by reference herein. The total number of Derivative Securities provided in the table above only includes Stock Options held by the Reporting Person and readers should review the Prior Filings for a summary of Stock Warrants held by the Reporting Person.
/s/ Dan Borgen
2011-11-02