0000089043-11-000004.txt : 20110829 0000089043-11-000004.hdr.sgml : 20110829 20110829124816 ACCESSION NUMBER: 0000089043-11-000004 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110829 DATE AS OF CHANGE: 20110829 EFFECTIVENESS DATE: 20110829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEQUOIA FUND INC CENTRAL INDEX KEY: 0000089043 IRS NUMBER: 132663968 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01976 FILM NUMBER: 111062164 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 BUSINESS PHONE: 2128325280 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON FUND INC DATE OF NAME CHANGE: 19700625 0000089043 S000012155 SEQUOIA FUND INC C000033159 SEQUOIA FUND INC SEQUX N-PX 1 npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1976 Exact name of registrant as specified in charter: Sequoia Fund, Inc. Address of principal executive offices: 767 Fifth Avenue, Suite 4701 New York, NY 10153 Name and address of agent for service: Robert D. Goldfarb c/o Sequoia Fund, Inc. 767 Fifth Avenue, Suite 4701 New York, NY 10153 Registrant's telephone number, including area code: 800-686-6884 Date of fiscal year end: 12/31/2011 Date of reporting period: 7/1/2010 - 6/30/2011 Item 1 - Proxy Voting Record Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management.
(A) (B) (C) (D) (E) (F) (G) (H) (I) ---------------------------------------------------------------------------------------------------------------------------------- ISSUER TICKER CUSIP MEETING MATTER PROPOSED BY REGISTRANT VOTE FOR/AGAINST DATE VOTED ON VOTED? CAST MANAGEMENT ---------------------------------------------------------------------------------------------------------------------------------- Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect J Bergstrom Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect J Brouillard Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect F Dias Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect F Frei Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect D Jackson Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect W Oglesby Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect J Raines Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect G Ray Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Elect C Saladrigas Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Executive Compensation Issuer yes for for Advance Auto Parts Inc. AAP 00751y106 05/17/11 Independent Auditors Issuer yes for for Advance Auto Parts INc. AAP 00751y106 05/19/10 Frequency of vote Issuer yes 1 for Becton Dickinson Co. BDX 075887109 02/01/11 Elect H Becton Issuer yes for for Becton Dickinson Co BDX 075887109 02/01/11 Elect E DeGraan Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect C Fraser-Liggett Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect E Ludwig Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect A Mahmoud Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect J Orr Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect W Overlock Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect B Scott Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect B Anderson Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect C Jones Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect M Larsen Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect G Mecklenburg Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect C Minehan Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Elect A Sommer Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Independent Auditors Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Executive Compensation Issuer yes for for Becton Dickinson Co. BDX 075887109 02/01/11 Frequency of Vote Issuer yes 3 for Becton Dickinson Co. BDX 075887109 02/01/11 Special Meeting Security Holder yes against for Becton Dickinson Co. BDX 075887109 02/01/11 Cumulative Voting Security Holder yes against for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect W Buffett Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect C Munger Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect H Buffett Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect S Decker Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect W Gates Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect D Gottesman Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect C Guyman Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect D Keough Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect T Murphy Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect R Olson Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect W Scott Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Elect S Burke Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Executive Compensation Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 Frequency of Vote Issuer yes 3 for Berkshire Hathaway - Cl A BRK.A 084670108 04/30/11 EPA Regulations Security Holder yes against for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect W Buffett Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect C Munger Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect H Buffett Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect S Decker Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect W Gates Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect D Gottesman Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect C Guyman Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect D Keough Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect T Murphy Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect R Olson Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect W Scott Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Elect S Burke Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Executive Compensation Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 Frequency of Vote Issuer yes 3 for Berkshire Hathaway - Cl B BRK.B 084670702 04/30/11 EPA Regulations Security Holder yes against for Biovail COrp. BVF 09067J109 09/27/10 Merger Authorization Issuer yes for for Biovail COrp. BVF 09067J109 09/27/10 Name Change Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect J Brown Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect S Bell Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect H Brown Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect J Brown Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect B Currey Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect T Hoepner Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect T Jennings Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect W Reilly Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect J Riedman Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect C Varner Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Elect T Main Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Independent Auditors Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Executive Compensation Issuer yes for for Brown & Brown Inc. BRO 115236101 04/27/11 Frequency of Vote Issuer yes 1 for Canadian Natural Res CNQ 136385101 05/05/11 Elect C Best Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect N Edwards Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect G Filmon Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect G Giffin Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect S Laut Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect K MacPhail Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect A Markin Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect F McKenna Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect J Palmer Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect E Smith Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect D Tuer Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect T Faithfull Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect C Fong Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Elect W Gobert Issuer yes for for Canadian Natural Res CNQ 136385101 05/05/11 Independent Auditors Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Elect S Decker Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Elect R Libenson Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Elect J Meisenbach Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Elect C Munger Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Independent Auditors Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Executive Compensation Issuer yes for for Costco Wholesale Corp. COST 22160k105 01/27/11 Frequency of Vote Issuer yes 3 for Croda International PLC CRDA G25536106 04/28/11 Directors Report Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Remuneration Report Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Dividend Declaration Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect S Willaims Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect S Foots Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect M Flower Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect M Humphrey Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect M Christie Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect M Buzzacott Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect S Musesengwa Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Elect P Turner Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Independent Auditors Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Remuneration of Auditors Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Allot Shares Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Allot Shares Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Market Purchases Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 General Meeting Issuer yes for for Croda International PLC CRDA G25536106 04/28/11 Long Term Incetive Plan Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Elect L Culp Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Elect M Rales Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Elect E Zerhouni Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Independent Auditors Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Election of Diirectors Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Special Meeting Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Stock Incentive Plan Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Executive Compensation Issuer yes for for Danaher Corp. DHR 235851102 05/10/11 Frequency of Vote Issuer yes 1 for De La Rue PLC DELRF G2702K139 07/22/10 Directors Report Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Remuneration Report Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Dividend Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect J Hussey Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect G Rider Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect W East Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect N Brookes Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect J Horn-Smith Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect V Jarman Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect C Child Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Elect J Greenstock Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Independent Auditors Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Auditors Remuneration Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Allot Shares Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Allot Shares Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Market Purchases Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Political Donations Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Incentive Plans Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 Article of Association Issuer yes for for De La Rue PLC DELRF G2702K139 07/22/10 General Meeting Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect P Rose Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect J Wang Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect R Gates Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect D Kourkoumelis Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect M Malone Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect J Meisenbach Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect M Emmert Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Elect R Wright Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Executive Compensation Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Frequency of Vote Issuer yes 1 for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Stock Option Plan Issuer yes for for Expeditors Intl Wash Inc. EXPD 302130109 05/04/11 Independent Auditors Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect R Kierlin Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect S Slaggie Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect M Gostomski Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect H Miller Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect M Ancius Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect S Satterlee Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect W Oberton Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect M Dolan Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Elect R Wisecup Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Independent Auditors Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Executive Compensation Issuer yes for for Fastenal Co. FAST 311900104 04/19/11 Frequency of Vote Issuer yes 1 for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect L Blankfein Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect J Bryan Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect G Cohn Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect C Dahlback Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect S Friedman Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect W George Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect J Johnson Issuer yes against against Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect L Juliber Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect L Mittal Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Elect J Schiro Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Executive Compensation Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Frequency of Vote Issuer yes 1 for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Independent Auditors Issuer yes for for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Cumulative Voting Security Holder yes against for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Special Meetings Security Holder yes against for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Long Term Performance Security Holder yes against for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Senior Executive Security Holder yes against for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Climate Change Security Holder yes against for Goldman Sachs Group Inc. GS 38141G104 05/06/11 Political Contributions Security Holder yes against for Google Inc. GOOG 38259P508 06/02/11 Elect L Page Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect S Brin Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect E Schmidt Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect L Doerr Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect J Hennessy Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect A Mather Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect P Otellini Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect K Shriram Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Elect S Tilghman Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Independent Auditors Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Stock Plan Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Executive Compensation Issuer yes for for Google Inc. GOOG 38259P508 06/02/11 Frequency of Vote Issuer yes 3 for Google Inc. GOOG 38259P508 06/02/11 Sustainability Committee Security Holder yes against for Google Inc. GOOG 38259P508 06/02/11 Simple Majority Vote Security Holder yes against for Google Inc. GOOG 38259P508 06/02/11 Conflict of Interest Security Holder yes against for Hiscox Ltd HSX G4593F104 06/08/11 Directors Report Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Remuneration Report Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Dividend Approval Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Dividend Alternative Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Ordinary Shares Issuer yes for for HIscox Ltd HSX G4593F104 06/08/11 Elect R Hiscox Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect B Masojada Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect R Childs Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect S Bridges Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect R Gillingwater Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect D Healy Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect E Jansen Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect J King Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect R McMillan Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect A Rosen Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Elect G Stokholm Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Independent Auditors Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Auditors Remuneration Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 options and Awards Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Pre-emption Rights Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Allot Equity Securities Issuer yes for for Hiscox Ltd HSX G4593F104 06/08/11 Market Purchases Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect J Belda Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect W Brody Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect K Chenault Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect M Eskew Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect S Jackson Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect W McNerney Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect A Liveris Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect J Owens Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect S Palmisano Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect J Spero Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect S Taurel Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Elect L Zambrano Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Independent Auditors Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Executive Compensation Issuer yes for for IBM Corp. IBM 459200101 04/26/11 Frequency of Vote Issuer yes 3 for IBM Corp. IBM 459200101 04/26/11 Cumulative Voting Security Holder yes aginast for IBM Corp. IBM 459200101 04/26/11 Political Contributions Security Holder yes against for IBM Corp. IBM 459200101 04/26/11 Lobbying Security Holder yes against for Idexx Laboratories Inc. IDXX 45168D104 05/04/11 Elect T Craig Issuer yes for for Idexx Laboratories Inc. IDXX 45168D104 05/04/11 Elect R Henderson Issuer yes for for Idexx Laboratories Inc. IDXX 45168D104 05/04/11 Executive Compensation Issuer yes for for Idexx Laboratories Inc. IDXX 45168D104 05/04/11 Frequency of Vote Issuer yes 1 for Idexx Laboratories Inc. IDXX 45168D104 05/04/11 Independent Auditors Issuer yes for for IMI PLC IMI G47152106 05/06/11 Allot Equity Securities Issuer yes for for IMI PLC IMI G47152106 05/06/11 Market Purchase Issuer yes for for IMI PLC IMI G47152106 05/06/11 General Meeting Issuer yes for for IMI PLC IMI G47152106 05/06/11 Directors Report Issuer yes for for IMI PLC IMI G47152106 05/06/11 Remuneration Report Issuer yes for for IMI PLC IMI G47152106 05/06/11 Declaration of Dividend Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect M Lamb Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect D Hurt Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect R Twite Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect N Askew Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect T Gateley Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect K Beeston Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect A Frew Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect B Stack Issuer yes for for IMI PLC IMI G47152106 05/06/11 Elect I Whiting Issuer yes for for IMI PLC IMI G47152106 05/06/11 Independent Auditors Issuer yes for for IMI PLC IMI G47152106 05/06/11 Auditors Remuneration Issuer yes for for IMI PLC IMI G47152106 05/06/11 Allot Shares Issuer yes for for IMI PLC IMI G47152106 05/06/11 Political Contributions Issuer yes for for IMI PLC IMI G47152106 05/06/11 Share Option PLan Issuer yes for for IMI PLC IMI G47152106 05/06/11 Employee Purchase Plan Issuer yes for for IMI PLC IMI G47152106 05/06/11 US Stock Purchase Plan Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Elect J Cooper Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Elect J Norris Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Elect P Schmidt Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Independent Auditors Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Executive Compensation Issuer yes for for Lennox International Inc. LII 526107107 05/12/11 Frequency of Vote Issuer yes 1 for Mastercard Inc. MA 57636Q104 09/21/10 Certificate of Inc Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Annual Meeting Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Elect N Karch Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Elect J Lagunes Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Elect E Tian Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Elect S Barzi Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Compensation Plan Issuer yes for for Mastercard Inc. MA 57636Q104 09/21/10 Independent Auditors Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Elect M Olivie Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Elect R Qureshi Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Elect M Schwartz Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Elect J Tai Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Executive Compensation Issuer yes for for Mastercard Inc. MA 57636Q104 06/07/11 Frequency of Vote Issuer yes 1 for Mastercard Inc. MA 57636Q104 06/07/11 Independent Auditors Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect R Spoerry Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect W Chu Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect F Contino Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect O Filliol Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect M Kelly Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect M Madaus Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect H Maerki Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect G Milne Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Elect T Salice Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Independent Auditors Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Incentive System Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Executive Compensation Issuer yes for for Mettler-Toledo Intl MTD 592688105 05/04/11 Frequency of Vote Issuer yes 3 for Mohawk Industries Inc. MHK 608190104 05/11/11 Elect K Bogart Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Elect J Fiedler Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Elect R Ill Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Elect J Lorberbaum Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Independent Auditors Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Executive Compensation Issuer yes for for Mohawk Industries Inc. MHK 608190104 05/11/11 Frequency of Vote Issuer yes 1 for Omnicom Group Inc. OMC 681919106 05/24/11 Elect J Wren Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect B Crawford Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Elect A Batkin Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect R Clark Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Elect L Coleman Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect E Cook Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Elect S Denison Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect M Henning Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect J Murphy Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Elect J Purcell Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Elect L Rice Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Elect G Roubos Issuer yes against against Omnicom Group Inc. OMC 681919106 05/24/11 Independent Auditors Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Charter Amendment Issuer yes for for Omnicom Group Inc. OMC 61919106 05/24/11 Supermajority Voting Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Executive Compensation Issuer yes for for Omnicom Group Inc. OMC 681919106 05/24/11 Frequency of Vote Issuer yes 1 for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Elect D O'Reilly Issuer yes for for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Elect J Burchfield Issuer yes for for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Elect P Lederer Issuer yes for for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Executive Compensation Issuer yes for for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Frequency of Vote Issuer yes 3 for O'Reilly Automotive Inc. ORLY 686091109 05/03/11 Independent Auditors Issuer yes for for Perrigo Company PRGO 714290103 10/27/10 Elect L Brlas Issuer yes for for Perrigo Company PRGO 714290103 10/27/10 Elect M Jandernoa Issuer yes for for Perrigo Company PRGO 714290103 10/27/10 Elect J Papa Issuer yes for for Perrigo Company PRGO 714290103 10/27/10 Independent Auditors Issuer yes for for Praxair Inc. PX 74005P104 04/26/11 Elect S Angel Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect N Dicciani Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect E Galante Issuer yes yes for Praxair INc. PX 74005P104 04/26/11 Elect C Gargalli Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect I Hall Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect R Leboeuf Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect L McVay Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect W Smith Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect R Wood Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Elect O Bernardes Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Executive Compensation Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Frequency of Vote Issuer yes 1 for Praxair Inc. PX 74005P104 04/26/11 Performance Goals Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Long Term Incentive Plan Issuer yes yes for Praxair Inc. PX 74005P104 04/26/11 Independent Auditors Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Elect D Murphy Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Elect S Rothmeier Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Elect R Wambold Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Elect T Wicks Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Independent Auditors Issuer yes yes for Precision Castparts Corp. PCP 740189105 08/10/10 Declassify the Board Security Holder yes against for Qinetiq Group PLC QQ G7303P106 07/29/10 Directors Reort Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Remuneration Report Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect C Balmer Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect J Burnell-Nugent Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect N Doyle Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect M Elliot Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect E Giambastani Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect D Langstaff Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect D Lees Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect N Luff Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect D Mellors Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Elect L Quinn Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Independent Auditors Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Political Donations Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Allot New Shares Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Pre-emption Rights Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Market Purchases Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Notice Period For EGM Issuer yes for for Qinetiq Group PLC QQ G7303P106 07/29/10 Articles of Association Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect R Murdoch Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect P Blake Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect E Patel Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect B Briscoe Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect E Pitoniak Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect C Zimmerman Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Elect J Micali Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Independent Auditors Issuer yes for for Ritchie Bros. RBA 767744105 04/28/11 Amendment of Bylaws Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Directors Report Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Remuneration Report Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect S Robertson Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect J Rishton Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect H Alexander Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect P Byrom Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect I Conn Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect P Gregson Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect J Guyette Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect J McAdam Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect J Neil Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect A Shilston Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect C Smith Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect I Strachan Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Elect M Terrett Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Independent Auditors Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Auditors Remuneration Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Payment to Shareholders Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Political Donations Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Share Purchase Plan Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 UK Share Save Plan Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Articles of Association Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 General Meeting Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Allotment of Shares Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Pre-emption Rights Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Market Purchases Issuer yes for for Rolls Royce Group PLC RYCEF G7630U109 05/06/11 Scheme of Arrangement Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Directors Report Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Payment of Dividend Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect G Cramer Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect P Drews Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect R Grebe Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect P Urbon Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect M Werner Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect J Dolle Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect U Hertel Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Supervisory Board Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Independent Auditors Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect G Cramer Issuer yes for for SMA Solar Technology AG S92 D7008K108 05/26/11 Elect P Drews Issuer yes for for Target Corp. TGT 87612E106 06/08/11 Elect R Austin Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect C Darden Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect M Dillon Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect J Johnson Issuer Yes aginast against Target Corp. TGT 87612E106 06/08/11 Elect M Minnick Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect A Mulcahy Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect D Rice Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect S Sanger Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect G Steinhafel Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect J Stumpf Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Elect S Trujillo Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Independent Auditors Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Long Term Incentive Plan Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Executive Compensation Issuer Yes for for Target Corp. TGT 87612E106 06/08/11 Frequency of Vote Issuer Yes 1 for Target Corp. TGT 87612E106 06/08/11 Compensation Benchmark Security Holder Yes against for Target Corp. TGT 87612E106 06/08/11 ElectronicsRecycling Security Holder Yes against for TJX Cos - New TJX 872540109 06/14/11 Elect B Cammarata Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect D Ching Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect M Hines Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect A Lane Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect C Meyrowitz Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect J O'Brien Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect W Shire Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect J Alvarez Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Elect A Bennett Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Independent Auditors Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Executive Compensation Issuer yes for for TJX Cos - New TJX 872540109 06/14/11 Frequency of Vote Issuer yes 1 for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect S Berglund Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect J Goodrich Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect W Hart Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect M Janow Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect U Johansson Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect B Parkinson Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect M Peek Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Elect N Vande Steeg Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Independent Auditors Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Executive Compensation Issuer yes for for Trimble Navigation Ltd. TRMB 896239100 05/03/11 Frequency of Vote Issuer yes 3 for Valeant Pharmaceuticals VRX 91911X104 09/27/10 Merger Issuer yes for for Valeant Pharmaceuticals VRX 91911X104 09/27/10 Special Meeting Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect R Ingram Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect T Melas-Kyriazi Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect L Paul Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect M Pearson Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect R Power Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect N Provencio Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect L Segal Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect K Stevenson Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect M Van Every Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Elect G Morfit Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Executive Compensation Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Frequency of Vote Issuer yes 1 for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Omnibus Incentive Plan Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Equity Compensation Plan Issuer yes for for Valeant Pharmaceuticals VRX 91911K102 05/16/11 Independent Auditors Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Elect F Coyne Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Elect C Foskett Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Elect D Wright Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Elect T Motamed Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Executive Compensation Issuer yes for for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Frequency of Vote Issuer yes 1 for Verisk Analytics Inc. VRSK 92345Y106 05/18/11 Independent Auditors Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect A Alvarez Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect J Breyer Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect M Burns Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect J Cash Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect R Corbett Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect D Daft Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect M Duke Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect G Penner Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect H Scott Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect A Sorenson Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect J Walton Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect S Walton Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect C Williams Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect L Wolf Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Elect S Reinemund Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Independent Auditors Issuer yes for for Wal Mart Stores Inc. WMT 931142103 06/03/11 Executive Compensation Issuer yes for for wal Mart Stores Inc. WMT 931142103 06/03/11 Frequency of Vote Issuer yes 1 for Wal Mart Stores Inc. WMT 931142103 06/03/11 Gender Identity Security Holder yes against for Wal Mart Stores Inc. WMT 931142103 06/03/11 Political Contributions Security Holder yes against for Wal Mart Stores Inc. WMT 931142103 06/03/11 Shareholder Meeting Security Holder yes against for Wal Mart Stores Inc. WMT 931142103 06/03/11 Sustainability Report Security Holder yes against for Wal Mart Stores Inc. WMT 931142103 06/03/11 Climate Change Security Holder yes against for World Fuel Services Corp. INT 981475106 06/10/11 Elect P Stebbins Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect M Kasbar Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect K Bakshi Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect R Kassar Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect M Klein Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect J Manley Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect J Presby Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Elect S Roddenberry Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Executive Compensation Issuer yes for for World Fuel Services Corp. INT 981475106 06/10/11 Frequency of Vote Issuer yes 3 for World Fuel Services Corp. INT 981475106 06/10/11 Independent Auditors Issuer yes for for
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Sequoia Fund, Inc. By: /s/ Robert D. Goldfarb President Date: August 24, 2011