-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcbG8djLdq6xsG0UD7DyA6Cw+eUTYRbKb33M6Mouw+IZkZ2c5HwJmTnrc+TPnwQx C61C6EZVqpk5l1dRbynfrw== 0000089043-06-000007.txt : 20060824 0000089043-06-000007.hdr.sgml : 20060824 20060824162900 ACCESSION NUMBER: 0000089043-06-000007 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060824 DATE AS OF CHANGE: 20060824 EFFECTIVENESS DATE: 20060824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SEQUOIA FUND INC CENTRAL INDEX KEY: 0000089043 IRS NUMBER: 132663968 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-01976 FILM NUMBER: 061053345 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 BUSINESS PHONE: 2128325280 MAIL ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: SUITE 4701 CITY: NEW YORK STATE: NY ZIP: 10153-4798 FORMER COMPANY: FORMER CONFORMED NAME: CIMARRON FUND INC DATE OF NAME CHANGE: 19700625 0000089043 S000012155 SEQUOIA FUND INC C000033159 SEQUOIA FUND INC SEQUX N-PX 1 npx.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-1976 Exact name of registrant as specified in charter: Sequoia Fund, Inc. Address of principal executive offices: 767 Fifth Avenue, Suite 4701 New York, NY 10153 Name and address of agent for service: Robert D. Goldfarb c/o Sequoia Fund, Inc. 767 Fifth Avenue, Suite 4701 New York, NY 10153 Registrant's telephone number, including area code: 800-686-6884 Date of fiscal year end: 12/31/2006 Date of reporting period: 7/1/2005 - 6/30/2006 Item 1 - Proxy Voting Record Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management.
(A) (B) (C) (D) (E) (F) (G) (H) (I) - ---------------------------------------------------------------------------------------------------------------------------------- ISSUER TICKER CUSIP MEETING MATTER PROPOSED BY REGISTRANT VOTE FOR/AGAINST DATE VOTED ON VOTED? CAST MANAGEMENT - ---------------------------------------------------------------------------------------------------------------------------------- Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect W Buffett Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect C Munger Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect H Buffett Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect M Chace Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect W Gates Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect D Gottesman Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect C Guyman Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect D Keough Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect T Murphy Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect R Olson Issuer yes for for Berkshire Hathaway - Cl A BRK.A 084670108 05/06/06 Elect W Scott Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect W Buffett Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect C Munger Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect H Buffett Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect M Chace Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect W Gates Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect D Gottesman Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect C Guyman Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect D Keough Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect T Murphy Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect R Olson Issuer yes for for Berkshire Hathaway - Cl B BRK.B 084670207 05/06/06 Elect W Scott Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect J Brown Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect S Bell Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect H Brown Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect B Currey Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect J Henderson Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect T Hoepner Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect D Hughes Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect J Riedman Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect J Smith Issuer yes for for Brown & Brown Inc. BRO 115236101 05/10/06 Elect C Varner Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Elect J Sinegal Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Elect J Brotman Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Elect R Galanti Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Elect D Evans Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Stock Incentive Plan Issuer yes for for Costco Wholesale Corp COST 22160k105 01/25/06 Election of Directors Security holder yes against for Costco Wholesale Corp COST 22160k105 01/25/06 Vendor Code of Cunduct Security holder yes against for Costco Wholesale Corp COST 22160k105 01/25/06 Independent Auditors Issuer yes for for Danaher Corp. DHR 235851102 05/02/06 Elect M Caplin Issuer yes for for Danaher Corp. DHR 235851102 05/02/06 Elect D Ehrlich Issuer yes for for Danaher Corp. DHR 235851102 05/02/06 Elect L Hefner Issuer yes for for Danaher Corp. DHR 235851102 05/02/06 Elect W Lohr Issuer yes for for Danaher Corp. DHR 235851102 05/02/06 Independent Auditors Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect P Rose Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect J Wang Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect R Gates Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect J Casey Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect D Kourkoumelis Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect M Malone Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Elect J Meisenbach Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Stock Option Plan Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Independent Auditors Issuer yes for for Expeditors Intl Wash Inc EXPD 302130109 05/03/06 Equal Employment Policy Security holder yes against for Fastenal Co FAST 311900104 04/18/06 Elect R Kierlin Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect S Slaggie Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect M Gostomski Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect J Remick Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect H McConnon Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect R Hansen Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect W Oberton Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect M Dolan Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Elect R Wisecup Issuer yes for for Fastenal Co FAST 311900104 04/18/06 Independent Auditors Issuer yes for for Gtech Holdings Corp. GTK 400518106 08/01/05 Elect P Alves Issuer yes for for Gtech Holdings Corp. GTK 400518106 08/01/05 Elect R Hon Issuer yes for for Gtech Holdings Corp. GTK 400518106 08/01/05 Elect A Ruys Issuer yes for for Gtech Holdings Corp. GTK 400518106 08/01/05 Independent Auditors Issuer yes for for Idexx Laboratories Corp. IDXX 45168D104 05/10/06 Elect W End Issuer yes for for Idexx Laboratories Corp. IDXX 45168D104 05/10/06 Elect B Johnson Issuer yes for for Idexx Laboratories Corp. IDXX 45168D104 05/10/06 Elect B Mckeon Issuer yes for for Idexx Laboratories Corp. IDXX 45168D104 05/10/06 Authorized Shares Issuer yes for for Idexx Laboratories Corp. IDXX 45168D104 05/10/06 Independent Auditors Issuer Yes for for Intl Game Technology IGT 459902102 03/07/06 Elect N Barsky Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect R Bittman Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect R Burt Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect L Heisz Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect R Mathewson Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect T Matthews Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect R Miller Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Elect F Rentschler Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Stock Incentive Plan Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Stock Purchase Plan Issuer yes for for Intl Game Technology IGT 459902102 03/07/06 Independent Auditors Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect M De Amorim Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect E Su Ning Tian Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect B Fung Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect M Olivie Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect M Schwartz Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect D Carlucci Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect R Haythornthwaite Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Elect R Selander Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Equity Compensation plan Issuer yes for for MasterCard Inc MA 57636Q104 07/18/06 Independent Auditors Issuer yes for for Mohawk Industries MHK 608190104 05/17/06 Elect B Bruckmann Issuer yes for for Mohawk Industries MHK 608190104 05/17/06 Elect F De Cock Issuer yes for for Mohawk Industries MHK 608190104 05/17/06 Elect L McCurdy Issuer yes for for O'Reilly Automotive Inc ORLY 686091109 05/09/06 Elect C O'Reilly Issuer yes for for O'Reilly Automotive Inc ORLY 686091109 05/09/06 Elect J Murphy Issuer yes for for O'Reilly Automotive Inc ORLY 686091109 05/09/06 Elect R Rashkow Issuer yes for for O'Reilly Automotive Inc ORLY 686091109 05/09/06 Independent Auditors Issuer yes for for Patterson Companies Inc PDCO 703395103 09/12/05 Elect R Ezerski Issuer yes for for Patterson Companies Inc PDCO 703395103 09/12/05 Elect A Lacy Issuer yes for for Patterson Companies Inc PDCO 703395103 09/12/05 Independent Auditors Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Elect S Hardis Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Elect P Laskawy Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Elect N Matthews Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Elect B Sheares Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Authorized shares Issuer yes for for Progressive Corp. Ohio PGR 743315103 04/21/06 Independent auditors Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect D Brandon Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect B Cammarata Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect G Crittenden Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect G Deegan Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect D Hightower Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect A Lane Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect R Lesser Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect J O'brien Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect R Shapiro issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect W Shire Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Elect F Wiley Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Independent auditors Issuer yes for for TJX Cos - New TJX 872540109 06/06/06 Election of Directors Security holder yes against for Tiffany & Co TIF 886547108 05/18/06 Elect M Kowalski Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect R Bravo Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect W Chaney Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect S Hayes Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect A Kohnstamm Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect C Marquis Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect J Presby Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect J Quinn Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Elect W Shutzer Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Independent auditors Issuer yes for for Tiffany & Co TIF 886547108 05/18/06 Employee incentive plan Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect D Bernauer Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect J Howard Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect C Reed Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect D Schwartz Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect M Von Ferstel Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect W Foote Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect A McNally Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect J Rein Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect J Schwemm Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect C Walgreen III Issuer yes for for Walgreen WAG 931422109 01/11/06 Elect J Skinner Issuer yes for for Walgreen WAG 931422109 01/11/06 Independent auditors Issuer yes for for Walgreen WAG 931422109 01/11/06 Executive Stock Option Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect J Breyer Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect M Burns Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect D Daft Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect D Glass Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect R Hernandez Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect H Scott Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect J Shewmaker Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect J Walton Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect S Walton Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect C Williams Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect A Alvarez Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect L Wolf Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Elect J Cash Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Independent accountants Issuer yes for for Wal Mart Stores Inc WMT 931142103 06/02/06 Humane Poultry Slaughter Security Holder yes against for Wal Mart Stores Inc WMT 931142103 06/02/06 Political Contributions Security Holder yes against for Wal Mart Stores Inc WMT 931142103 06/02/06 Director Election Security Holder yes against for Wal Mart Stores Inc WMT 931142103 06/02/06 Sustainability Report Security Holder yes against for Wal Mart Stores Inc WMT 931142103 06/02/06 Compensation Disparity Security Holder yes against for Wal Mart Stores Inc WMT 931142103 06/02/06 Equity Compensation Security Holder yes against for
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Sequoia Fund, Inc. By: /s/ Robert D. Goldfarb President Date: August 24, 2006 -----END PRIVACY-ENHANCED MESSAGE-----