0001144204-13-019377.txt : 20130402 0001144204-13-019377.hdr.sgml : 20130402 20130401181152 ACCESSION NUMBER: 0001144204-13-019377 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130402 DATE AS OF CHANGE: 20130401 EFFECTIVENESS DATE: 20130402 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAGEMARK COMPANIES LTD CENTRAL INDEX KEY: 0000089041 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 131948169 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-04186 FILM NUMBER: 13732733 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212.921.5733 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: CONSOLIDATED TECHNOLOGY GROUP LTD DATE OF NAME CHANGE: 19950525 FORMER COMPANY: FORMER CONFORMED NAME: SEQUENTIAL INFORMATION SYSTEMS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SEQUENTIAL ELECTRONIC SYSTEMS INC DATE OF NAME CHANGE: 19680822 NT 10-K 1 v340157_nt10k.htm NT 10-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

________________________________________

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

SEC File Number: 000-04186

 

(Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR

 

 

 

For Period Ended: December 31, 2012

 

 

 

Nothing on this Form shall be construed to imply that the Commission has verified any information contained herein

 

PART I. REGISTRANT INFORMATION

 

THE SAGEMARK COMPANIES LTD.
Full Name of Registrant

 

N/A

Former Name if Applicable

 

1221 Avenue of the Americas, Suite 4200, New York, New York 10020

Address of Principal Executive Office

 

 

 
 

 

PART II. RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the Registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

x(a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

 

x(b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date.
  
x(c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached, if applicable

 

 

PART III. NARRATIVE

 

State below in reasonable detail the reasons why Form 10-K, 10-Q, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period.

 

The Company is unable to file its Annual Report on Form 10-K for the period ended December 31, 2012 within the prescribed period due to ministerial difficulties and the delay in receiving certain information. Such difficulties prevent the Company from filing its Form 10-K without unreasonable effort or expense.  The Company fully expects to be able to file is Form 10-K within the additional time allowed by this notification.

 

 

PART IV. OTHER INFORMATION

 

(1)Name and telephone number of person to contact in regard to this notification:

 

Cathy Bergman - Telephone 212.921.5733

 

(2)Have all other periodic reports required under section 13 or 15(d) of the Securities Exchange Act of 1934 or section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

 

x Yes  ¨ No

 

(3)Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

¨ Yes x No

 

If so: attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reason why a reasonable estimate of the results cannot be made.

 

 
 

 

 

THE SAGEMARK COMPANES LTD.
(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

   
Dated: April 1, 2013 By:  /s/ Cathy Bergman
  Name: Cathy Bergman
  Title: Chief Executive Officer and
    Interim Chief Financial Officer