0001209191-17-061520.txt : 20171117
0001209191-17-061520.hdr.sgml : 20171117
20171117164038
ACCESSION NUMBER: 0001209191-17-061520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roux Jean-Paul
CENTRAL INDEX KEY: 0001551630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35584
FILM NUMBER: 171211540
MAIL ADDRESS:
STREET 1: C/O EXA CORPORATION
STREET 2: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXA CORP
CENTRAL INDEX KEY: 0000890264
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-676-8500
MAIL ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-17
1
0000890264
EXA CORP
EXA
0001551630
Roux Jean-Paul
76 ROUTE DE LA DEMI-LUNE
LES COLLINES DE L'ARCHE
PARIS LA D?FENSE CEDEX
I0
92057
FRANCE
0
1
0
0
Senior Vice President
Common Stock
2017-11-17
4
D
0
177730
24.25
D
0
D
Restricted Stock Units
2017-11-17
4
D
0
38000
D
Common Stock
38000
0
D
Stock Option (Right to Buy)
9.27
2017-11-17
4
D
0
12679
14.98
D
Common Stock
12679
0
D
Stock Option (Right to Buy)
13.90
2017-11-17
4
D
0
11537
10.35
D
Common Stock
11537
0
D
Stock Option (Right to Buy)
13.90
2017-11-17
4
D
0
3463
10.35
D
Common Stock
3463
0
D
Stock Option (Right to Buy)
15.20
2017-11-17
4
D
0
12000
9.05
D
Common Stock
12000
0
D
Stock Option (Right to Buy)
11.38
2017-11-17
4
D
0
15384
12.87
D
Common Stock
15384
0
D
Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $921,500.00 (representing a price of $24.25 per restricted stock unit).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $189,931.42 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $119,407.95 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $35,842.05 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $108,600.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $197,992.08 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
/s/ Daniel S. Clevenger, Attorney-in-Fact for Jean-Paul Roux
2017-11-17