0001209191-17-061515.txt : 20171117
0001209191-17-061515.hdr.sgml : 20171117
20171117163940
ACCESSION NUMBER: 0001209191-17-061515
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171117
DATE AS OF CHANGE: 20171117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR
CENTRAL INDEX KEY: 0001190078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35584
FILM NUMBER: 171211527
MAIL ADDRESS:
STREET 1: 295 MEADOWBROOK RD
CITY: WESTON
STATE: MA
ZIP: 02493
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXA CORP
CENTRAL INDEX KEY: 0000890264
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-676-8500
MAIL ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-17
1
0000890264
EXA CORP
EXA
0001190078
PODUSKA JOHN WILLIAM SR
55 NETWORK DRIVE
BURLINGTON
MA
01803
1
0
0
0
Common Stock
2017-11-17
4
D
0
66574
24.25
D
0
D
Common Stock
2017-11-17
4
D
0
15300
24.25
D
0
I
See footnote
Common Stock
2017-11-17
4
D
0
50192
24.25
D
0
I
See footnote
Restricted Stock Units
2017-11-17
4
D
0
5353
D
Common Stock
5353
0
D
Stock Option (Right to Buy)
15.32
2017-11-17
4
D
0
2582
8.93
D
Common Stock
2582
0
D
Stock Option (Right to Buy)
11.38
2017-11-17
4
D
0
38461
12.87
D
Common Stock
38461
0
D
Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
Represents shares purchased for a trust account over which the reporting person exercises investment control. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Shares held by Poduska Family Limited Partnership II. Belmont Management Corporation of which the reporting person's five adult children own all the issued and outstanding shares, is the general partner of Poduska Family Limited Partnership II. The reporting person, under an agreement between Belmont Management Corporation and Eagle's Nest Scientific, Inc., which is wholly owned by the reporting person and of which the reporting person is the president, treasurer and sole director, exercises sole voting and investment power over the shares held by Poduska Family Limited Partnership II.
Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $129,810.25 (representing a price of $24.25 per restricted stock unit).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $23,057.26 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $494,993.07 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
/s/ Daniel S. Clevenger, Attorney-in-Fact for John William Poduska Sr.
2017-11-17