0001209191-17-061515.txt : 20171117 0001209191-17-061515.hdr.sgml : 20171117 20171117163940 ACCESSION NUMBER: 0001209191-17-061515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PODUSKA JOHN WILLIAM SR CENTRAL INDEX KEY: 0001190078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35584 FILM NUMBER: 171211527 MAIL ADDRESS: STREET 1: 295 MEADOWBROOK RD CITY: WESTON STATE: MA ZIP: 02493 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXA CORP CENTRAL INDEX KEY: 0000890264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-676-8500 MAIL ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 1 0000890264 EXA CORP EXA 0001190078 PODUSKA JOHN WILLIAM SR 55 NETWORK DRIVE BURLINGTON MA 01803 1 0 0 0 Common Stock 2017-11-17 4 D 0 66574 24.25 D 0 D Common Stock 2017-11-17 4 D 0 15300 24.25 D 0 I See footnote Common Stock 2017-11-17 4 D 0 50192 24.25 D 0 I See footnote Restricted Stock Units 2017-11-17 4 D 0 5353 D Common Stock 5353 0 D Stock Option (Right to Buy) 15.32 2017-11-17 4 D 0 2582 8.93 D Common Stock 2582 0 D Stock Option (Right to Buy) 11.38 2017-11-17 4 D 0 38461 12.87 D Common Stock 38461 0 D Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger"). Represents shares purchased for a trust account over which the reporting person exercises investment control. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. Shares held by Poduska Family Limited Partnership II. Belmont Management Corporation of which the reporting person's five adult children own all the issued and outstanding shares, is the general partner of Poduska Family Limited Partnership II. The reporting person, under an agreement between Belmont Management Corporation and Eagle's Nest Scientific, Inc., which is wholly owned by the reporting person and of which the reporting person is the president, treasurer and sole director, exercises sole voting and investment power over the shares held by Poduska Family Limited Partnership II. Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $129,810.25 (representing a price of $24.25 per restricted stock unit). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $23,057.26 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $494,993.07 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). /s/ Daniel S. Clevenger, Attorney-in-Fact for John William Poduska Sr. 2017-11-17