0001209191-17-061503.txt : 20171117 0001209191-17-061503.hdr.sgml : 20171117 20171117163523 ACCESSION NUMBER: 0001209191-17-061503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dube Joel F. CENTRAL INDEX KEY: 0001681006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35584 FILM NUMBER: 171211474 MAIL ADDRESS: STREET 1: C/O EXA CORPORATION, 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXA CORP CENTRAL INDEX KEY: 0000890264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-676-8500 MAIL ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-17 1 0000890264 EXA CORP EXA 0001681006 Dube Joel F. C/O EXA CORPORATION, 55 NETWORK DRIVE BURLINGTON MA 01803 0 1 0 0 VP Finance, PAO Common Stock 2017-11-17 4 D 0 2101 24.25 D 0 D Restricted Stock Units 2017-11-17 4 D 0 7500 D Common Stock 7500 0 D Stock Option (Right to Buy) 13.98 2017-11-17 4 D 0 20000 10.27 D Common Stock 20000 0 D Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger"). Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $181,875.00 (representing a price of $24.25 per restricted stock unit). Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $205,400.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option). /s/ Daniel S. Clevenger, Attorney-in-Fact for Joel F. Dube 2017-11-17