0001209191-16-110276.txt : 20160323 0001209191-16-110276.hdr.sgml : 20160323 20160323184129 ACCESSION NUMBER: 0001209191-16-110276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160321 FILED AS OF DATE: 20160323 DATE AS OF CHANGE: 20160323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXA CORP CENTRAL INDEX KEY: 0000890264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-676-8500 MAIL ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Hudong CENTRAL INDEX KEY: 0001550583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35584 FILM NUMBER: 161525077 MAIL ADDRESS: STREET 1: C/O EXA CORPORATION STREET 2: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-21 0 0000890264 EXA CORP EXA 0001550583 Chen Hudong 55 NETWORK DRIVE BURLINGTON MA 01803 0 1 0 0 Chief Scientific Ofc., Sr. VP Common Stock 2016-03-21 4 S 0 10000 12.0204 D 74426 D Common Stock 2016-03-21 4 S 0 10000 12.0077 D 64426 D Common Stock 5900 I By daughter Common Stock 20000 I By wife Employee Stock Option (Right to Buy) 9.27 2016-03-21 4 A 0 5013 0.00 A 2016-03-21 2024-06-10 Common Stock 5013 10144 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.06, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. On June 10, 2014, the reporting person was granted an option to purchase up to 25,000 shares of common stock. The option vests and becomes exercisable based on Exa Corporation's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2015 and January 31, 2016. The performance criteria for the fiscal year ending January 31, 2016 were determined to have been met on March 21, 2016, resulting in the vesting of the option as to 5,013 shares. /s/ Daniel S. Clevenger, Attorney-in-Fact for Hudong Chen 2016-03-23