0001209191-16-110276.txt : 20160323
0001209191-16-110276.hdr.sgml : 20160323
20160323184129
ACCESSION NUMBER: 0001209191-16-110276
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160321
FILED AS OF DATE: 20160323
DATE AS OF CHANGE: 20160323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXA CORP
CENTRAL INDEX KEY: 0000890264
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-676-8500
MAIL ADDRESS:
STREET 1: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Hudong
CENTRAL INDEX KEY: 0001550583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35584
FILM NUMBER: 161525077
MAIL ADDRESS:
STREET 1: C/O EXA CORPORATION
STREET 2: 55 NETWORK DRIVE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-21
0
0000890264
EXA CORP
EXA
0001550583
Chen Hudong
55 NETWORK DRIVE
BURLINGTON
MA
01803
0
1
0
0
Chief Scientific Ofc., Sr. VP
Common Stock
2016-03-21
4
S
0
10000
12.0204
D
74426
D
Common Stock
2016-03-21
4
S
0
10000
12.0077
D
64426
D
Common Stock
5900
I
By daughter
Common Stock
20000
I
By wife
Employee Stock Option (Right to Buy)
9.27
2016-03-21
4
A
0
5013
0.00
A
2016-03-21
2024-06-10
Common Stock
5013
10144
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.06, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
On June 10, 2014, the reporting person was granted an option to purchase up to 25,000 shares of common stock. The option vests and becomes exercisable based on Exa Corporation's satisfaction of certain performance criteria for each of the fiscal years ending January 31, 2015 and January 31, 2016. The performance criteria for the fiscal year ending January 31, 2016 were determined to have been met on March 21, 2016, resulting in the vesting of the option as to 5,013 shares.
/s/ Daniel S. Clevenger, Attorney-in-Fact for Hudong Chen
2016-03-23