0001209191-16-101981.txt : 20160224 0001209191-16-101981.hdr.sgml : 20160224 20160224170658 ACCESSION NUMBER: 0001209191-16-101981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXA CORP CENTRAL INDEX KEY: 0000890264 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-676-8500 MAIL ADDRESS: STREET 1: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Hudong CENTRAL INDEX KEY: 0001550583 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35584 FILM NUMBER: 161452841 MAIL ADDRESS: STREET 1: C/O EXA CORPORATION STREET 2: 55 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-22 0 0000890264 EXA CORP EXA 0001550583 Chen Hudong 55 NETWORK DRIVE BURLINGTON MA 01803 0 1 0 0 Chief Scientific Ofc., Sr. VP Common Stock 2016-02-22 4 S 0 2500 10.9448 D 105926 D Common Stock 2016-02-22 4 S 0 100 11.00 D 105826 D Common Stock 2016-02-23 4 S 0 2400 10.4916 D 103426 D Common Stock 2016-02-23 4 S 0 642 10.58 D 102784 D Common Stock 2016-02-24 4 S 0 1358 10.50 D 101426 D Common Stock 2016-02-24 4 S 0 1000 10.5165 D 100426 D Common Stock 2016-02-24 4 S 0 2000 10.45 D 98426 D Common Stock 3900 I By daughter Common Stock 20000 I By wife The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 4, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.00, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.56, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.58, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.45 to $10.60, inclusive. The reporting person undertakes to provide to Exa Corporation, any security holder of Exa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. /s/ Daniel S. Clevenger, Attorney-in-Fact for Hudong Chen 2016-02-24 EX-24.4_636312 2 poa.txt POA DOCUMENT POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that the undersigned hereby authorizes Stephen A. Remondi and Richard F. Gilbody of Exa Corporation, a Delaware corporation (the "Company"), and John D. Patterson, Jr., Robert W. Sweet, Jr. and Daniel S. Clevenger of Foley Hoag LLP, each acting singly, to execute for and on behalf of the undersigned, in the undersigned's capacity as a director or executive officer of the Company, Forms 3, 4 and 5, and any amendments thereto, and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Exchange Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do personally present, with full power of substitution, resubstitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney's-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney revokes the authority of any person named in any prior power of attorney relating to the undersigned's filing obligations pursuant to Section 16(a) of the Securities Exchange Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 20th day of January, 2016. /s/ Hudong Chen _____________________ Hudong Chen