EX-99.(29) 11 d264715dex9929.htm EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART: Q4-2021 Equitable Holdings, Inc. - Subsidiary Organization Chart: Q4-2021

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021

 

     Type of
Subsidiary		    State of
Incorp. or
Domicile		   State of
Principal
Operation		    Federal
Tax ID #		    Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis
of Control)		   Address    CityStZip

Equitable Holdings, Inc.

       DE   NY    90-0226248             

Alpha Units Holdings, Inc

    HCO    DE   NY    83-2796390         100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

Alpha Units Holdings II, Inc

    HCO    DE   NY    68-0461436         100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

787 Holdings, LLC

    HCO    DE   NY    See Note
19		         100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

1285 Holdings, LLC

    HCO    DE   NY    46-1106388      —          100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

AXA Strategic Ventures US, LLC

    Investment    DE   NY    47-2605009         100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

Equitable Financial Services, LLC (Notes 2 &16)

       DE   NY    52-2197822      —          100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

CS Life Re Company

    Insurance    AZ      46-5697182      250,000        100.00 %      525
Washington
Blvd., 34th
Floor		    Jersey
City, NJ
07310

Equitable Investment Management, LLC (EIM, LLC)

    Investment    DE   NY    87-1424173         100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

EQ AZ Life Re Company

    Insurance    AZ   AZ    82-3971925      250,000        100.00 %    NAIC #
16234		   3030 N.
Third Street
Suite 790		    Phoenix,
AZ
85012

Equitable Distribution Holding Corporation (Note 2)

       DE   NY    13-4078005      1,000        100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

Equitable Advisors, LLC (Note 5)

       DE   NY    13-4071393      —          100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

Equitable Network, LLC (Note 6)

    Operating    DE   NY    06-1555494      —          100.00 %      1290
Avenue of
the
Americas		    New
York,
NY
10104

Equitable Network of Puerto Rico, Inc.

    Operating    P.R.   P.R.    66-0577477         100.00 %        

PlanConnect, LLC

    Operating    DE   NY    27-1540220         100.00 %      100
Madison
Street		    Syracuse,
NY
13221

Equitable Financial Life Insurance Company (Note 2 & 9) *

    Insurance    NY   NY    13-5570651      2,000,000        100.00 %    NAIC #
62944;
General
Partner
of
Equitable
Managed
Asset		     

Equitable Investment Management Group LLC

    Operating    DE   NY    27-5373651         100.00 %        

VA Capital Company LLC

    Investment    DE   NY            9.10 %    EIM
owns
9.1%		     

Broad Vista Partners, LLC

    Investment    DE   NY    81-3019204      —          70.00 %    70% by
Equitable
Financial &
30% by
AXA
France		     

200 East 87th Street Company, LLC

    Investment    DE   NY    86-3691523         100.00 %        

EQ European Commercial Real Estate Debt Holdings LLC

    Investment    DE   NY                

EQ ECRED Investments I S.à r.l.

    Investment    Luxembourg   Luxembourg                

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

    Investment    Luxembourg   Luxembourg                

EQ Holdings, LLC (Notes 3 & 4)

    HCO    NY   NY    22-2766036      —          100.00 %        

See Attached Listing A

                        

Equitable Managed Assets, L.P.

    Investment    DE   NY    13-3385080      —          —       General
Partner
of
Equitable
Deal
Flow
Fund		     

EVSA, Inc.

    Investment    DE   PA    23-2671508      50        100.00 %        

Real Estate Partnership Equities (various)

    Investment    **      —        —          —       **     

Separate Account 166, LLC

    Investment    DE   NY    47-4180335         100.00 %        

Equitable Financial Life and Annuity Company * (Note 10,17 & 18)

    Insurance    Colorado   Colorado    13-3198083      1,000,000        100.00 %        

MONY International Holdings, LLC

    HCO    DE   NY    13-3790446         100.00 %        

MONY International Life Insurance Co. Seguros de Vida S.A.*

    Insurance    Argentina   Argentina    98-0157781         100.00 %        

MONY Financial Resources of the Americas Limited

    Insurance    Jamaica   Jamaica    13-3790446      1,000        100.00 %        

MBT, Ltd.

    Operating    Cayman
Islands		   Cayman
Islands		    98-0152047      633        100.00 %    79% by
MONY
Int’l
Holdings &
21% by
MONY
Financial
Resources		     

MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda)

    Operating    Brazil   Brazil            99.00 %        

Equitable Financial Life Insurance Company of America*

    Insurance    AZ   NY    86-0222062         100.00 %        

MONY Financial Services, Inc.

    HCO    DE   NY    11-3722370      1,000        100.00 %        

Financial Marketing Agency, Inc.

    Operating    OH   OH    31-1465146      99        99.00 %        

1740 Advisers, Inc.

    Operating    NY   NY    13-2645490      15,000        100.00 %        

 

Page 1 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021

 

*   Affiliated Insurer

**   Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***  All subsidiaries are corporations, except as otherwise noted.

1.

      The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

2.

     

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

3.

      Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

4.

     

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P.,

a newly formed private partnership (“AllianceBernstein”).

     As of December 31, 2021 Equitable Holdings, Inc and its subsidiaries own 64.04% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:
    

Equitable Holdings, held directly 53,780,230 AllianceBernstein Units (19.61%),

    

Alpha Units Holdings owns 74,406,933 AllianceBernstein Units (27.14%)

    

GP (GP owned by Alpha Units), owns 2,741,950 (1.00%), and

    

Alpha Units Holdings II owns 41,934,582 (15.29%)

     As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

5.

      EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

6.

      Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC. EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC. Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

7.

      Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

8.

      Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

9.

      Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

10.

      Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

11.

      Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

12.

      Effective May 26, 2005, Matrix Capital Markets Group was sold.

12.

      Effective May 26, 2005, Matrix Private Equities was sold.

13.

      Effective December 2, 2005, Advest Group was sold.

14.

      Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

15.

      Effective July 11, 2007, Frontier Trust Company, FSB was sold.

16.

      Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

17.

      Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

18.

      Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

19.

      The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

20.

      Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

21.

      Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

22.

      Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

23.

      AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

24.

      EQ AZ Life Re Company was formed on 1/3/18

25.

      EQH (as successor to AXA Financial, Inc.) is a member and an investor in AXA Strategic Ventures, LLC (the Fund) with 99% of the total capital commitments in the Fund, and ASV CI Entity, LLC has 1% of the capital call commitments in the Fund. ASV has no capital call commitments, but has exclusive power and authority to manage the Fund.

26.

      AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

27.

      Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

28.

      Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc.

29.

      Effective April 1, 2020, US Financial Life Insurance was sold

30.

      Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold

31.

      Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc

32.

      Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company

33.

      Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company

34.

      Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC

 

Page 2 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021

 

Dissolved or

    -    On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

Merged

    -    100 Federal Street Funding Corporation was dissolved August 31, 1998.
   -    100 Federal Street Realty Corporation was dissolved December 20, 2001.
   -    CCMI Corp. was dissolved on October 7, 1999.
   -    ELAS Realty, Inc. was dissolved January 29, 2002.
   -    EML Associates, L.P. was dissolved March 27, 2001.
   -    EQ Services, Inc. was dissolved May 11, 2001.
   -    Equitable BJVS, Inc. was dissolved October 3, 1999.
   -    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   -    Equitable JV Holding Corp. was dissolved on June 1, 2002.F142
   -    Equitable JVS II, Inc. was dissolved December 4, 1996
   -    Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.
   -    EREIM LP Associates (L.P.) was dissolved March 27, 2001.
   -    EREIM Managers Corporation was dissolved March 27, 2001.
   -    EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001
   -    EVLICO, Inc. was dissolved in 1999.
   -    Franconom, Inc. was dissolved on December 4, 2000.
   -    GP/EQ Southwest, Inc. was dissolved October 21, 1997
   -    HVM Corp. was dissolved on Feb. 16, 1999.
   -    ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.
   -    Prime Property Funding, Inc. was dissolved in Feb. 1999.
   -    Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.
   -    Six-Pac G.P., Inc. was dissolved July 12,1999
   -    Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003
   -    Equitable Rowes Wharf, Inc. was dissolved October 12, 2004
   -    ECLL Inc. was dissolved July 15, 2003
   -    MONY Realty Partners, Inc. was dissolved February 2005.
   -    Wil-Gro, Inc. was dissolved June, 2005.
   -    Sagamore Financial LLC was dissolved August 31, 2006.
   -    Equitable JVS was dissolved August, 2007.
   -    Astor Times Square Corp. dissolved as of April 2007.
   -    Astor/Broadway Acquisition Corp. dissolved as of August 2007.
   -    PC Landmark, Inc. has been administratively dissolved.
   -    EJSVS, Inc. has been administratively dissolved.
   -    STCS, Inc. was dissolved on August 15, 2007.
   -    AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011
   -    AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011
   -    AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011
   -    AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   -    AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.
   -    Equitable Deal Flow Fund, L.P. dissolved effective December 2013.
   -    ACMC, LLC dissolved September 26, 2019

 

Page 3 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021

LISTING A - EQ Holdings, LLC

 

     Type of
Subsidiary		      State of
Incorp. or
Domicile		      State of
Principal
Operation		      Federal
Tax ID #		      Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		     

Address

   

CityStZip

Equitable Holdings, Inc.

                          

Equitable Equitable Financial Services, LLC (Note 2)

                          

Equitable Financial Equitable Life Insurance Company *

                          

EQ Holdings, LLC

                          

Equitable Casualty Insurance Company *

      Operating        VT        VT        06-1166226        1,000        100.00 %       KeyState Captive Management, LLC 100 Main Street, Suite 1    Burlington, VT 05402

AllianceBernstein Corporation (See Note 4 on Page 2)

      Operating        DE        NY        13-3633538        100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

See Attached Listing B

                          

Equitable Distributors, LLC

      Operating        DE        NY        52-2233674        —        100.00 %       1290 Avenue of the Americas    New York, NY 10104

J.M.R. Realty Services, Inc.

      Operating        DE        NY        13-3813232        1,000        100.00 %       1290 Avenue of the Americas    New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

      Operating        DE        NJ        22-3492811        100        100.00 %         

 

*

Affiliated Insurer

 

Dissolved    Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.
Merged    Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.
   Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.
   Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.
   AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.
   AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.
   AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 6

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021

LISTING B - AllianceBernstein Corporation    

 

     Type of
Subsidiary		     State of
Incorp. or
Domicile		      State of
Principal
Operation		      Federal
Tax ID #		      Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

   

Address

   

CityStZip

Equitable Holdings, Inc.

                         

Alpha Units Holdings, Inc.

                         

Equitable Financial Services, LLC (Note 2)

                         

AllianceBernstein Corporation

        DE        NY        13-3633538           owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.    1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

     

 HCO
(NYSE:
AB)		  
 
 		     DE        NY        13-3434400              1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein L.P. (See Note 4 on Page 2)

      Operating       DE        NY        13-4064930              1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Investments Taiwan Limited

      Operating       Taiwan        Taiwan        —             75.12 %    AllianceBernstein Hong Kong Limited owns 24.88%      

AB Trust Company, LLC

      Operating       NH        NY        —             100.00 %    Sole member interest      

AB Distribution Vehicle LLC (100% owned by ABLP)

                         

Alliance Capital Management LLC

      HCO       DE        NY        —             100.00 %         

AllianceBernstein Real Estate Investments LLC

      Operating       DE        NY        —             100.00 %    Sole member interest      

AB Private Credit Investors LLC

      Operating       DE        NY        47-1265381           100.00 %    Sole member interest      

AB Custom Alternative Solutions LLC

      Operating       DE        NY        —             100.00 %    Sole member interest (formerly known as RASL)    1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein & Co., LLC

      Operating       DE        NY        13-4132953           100.00 %         

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

        NY        NY              ‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP      

AnchorPath Financial, LLC

        DE        NY              100.00 %         

AnchorPath GP, LLC

        DE        NY              100.00 %         

AB Broadly Syndicated Loan Manager LLC

        DE        NY              100.00 %         

Sanford C. Bernstein Global Holdings LLC (100% owned by Alliance Capital Mgmt. LLC)

        DE        NY              100.00 %    Owned by Alliance Capital Mgmt. LLC      

Sanford C. Bernstein (Singapore) Private Limited (Pending MAS license approval. 100% owned by SCB Global Holdings)

                    100.00 %    Owned by SCB Global Holdings      

AllianceBernstein International LLC

      HCO       DE        NY        —             100.00 %    Owned by AllianceBernstein L.P.    1345 Avenue of the Americas    New York, New York 10105

Sanford C. Bernstein (Schwiez) GmbH

      Operating       Switzerland        Switzerland        —             100.00 %    Owned by AllianceBernstein International LLC.      

Sanford C. Bernstein (Hong Kong) Limited (‘87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.)

      Operating       Hong Kong        Hong Kong        —             87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.      

Sanford C. Bernstein (Australia) Pty Limited (‘100% owned by SCB HK)

        Australia        Sydney              100.00 %    Owned by Sanford C. Bernstein (Hong Kong) Ltd.      

Sanford C. Bernstein (Ireland) Limited

      Operating       Ireland        Dublin              100.00 %    Owned by AllianceBernstein International LLC.      

AllianceBernstein Holdings Limited

      HCO       U.K.        London        —             100.00 %    Owned by AllianceBernstein International LLC.      

AllianceBernstein Corporation of Delaware

      HCO       DE        NY        13-2778645        10        100.00 %       1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein (Argentina) S.R.L.

      Operating       Argentina       
 Buenos
Aires		  
 		      —             99.00 %    AllianceBernstein Oceanic Corporation owns 1% and 99% by AB Corporation of Delaware      

AllianceBernstein (Chile) SpA

      Operating       Chile        Santiago        —             100.00 %         

AllianceBernstein Japan Ltd.

      Operating       Japan        Tokyo        —             100.00 %         

AllianceBernstein Invest. Manage. Australia Limited

      Operating       Australia       
 Sydney &
Melbourne		  
 		      —             100.00 %         

AllianceBernstein Global Derivatives Corp.

      Operating       DE        NY        13-3626546        1,000        100.00 %       1345 Avenue of the Americas    New York, New York 10105

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

      Operating       Brazil       
 Sao
Paulo		  
 		      —             99.99 %    AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Corporation of Delaware    Rua Jaoquim No. 72, Suite 62    Sao Paulo, Brazil

AllianceBernstein Holdings (Cayman) Ltd.

      HCO      
 Cayman
Isles		  
 		     
 Cayman
Isles		  
 		            100.00 %         

AllianceBernstein Preferred Limited

      HCO       U.K.        London        —             100.00 %    Owned by AllianceBernstein Holdings (Cayman) Ltd.      

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

      Operating       Denmark        Copenhagen        —             100.00 %    Owned by AB Preferred      

AB Bernstein Israel Ltd.

      Operating       Israel       
 Tel
Aviv		  
 		      —             100.00 %    AB Preferred      

AllianceBernstein Limited

      Operating       U.K.        London        —          250,000        100.00 %    AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)      

AllianceBernstein Services Limited

      Operating       U.K.        London        —          1,000        100.00 %         

Lacarne Holdings Ltd. (100% owned by AB Limited)

        U.K.        London              100.00 %    Owned by AB Limited      

AllianceBernstein Schweiz AG

      Operating       Switzerland        Zurich        —             100.00 %         

AllianceBernstein (Luxembourg) S.a.r.l. (1)

      Operating       Lux.        Lux.        —          3,999        100.00 %    AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares      

AllianceBernstein (France) SAS

      Operating       France        Paris        —             100.00 %         

AllianceBernstein (Mexico) S. de R.L. de C.V.

      Operating       Mexico       
 Mexico
City		  
 		      —             99.00 %    AllianceBernstein Oceanic Corp. owns 1% and 99 & by AB Corp of Delaware      

AllianceBernstein Australia Limited

      Operating       Australia       
 Sydney &
Melbourne		  
 		      —             50.00 %    AB International LLC owns the other 50% by AB Corp. of Delaware      

AllianceBernstein Canada, Inc.

      Operating       Canada        Toronto        13-3630460        18,750        100.00 %         

 

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EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2021    

LISTING B - AllianceBernstein Corporation    

 

     Type of
Subsidiary		    State of
Incorp. or
Domicile		    State of
Principal
Operation		    Federal
Tax ID #		    Number of
Shares
Owned		      Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

   

Address

   

CityStZip

Equitable Holdings, Inc.

                          

Equitable Financial Services, LLC (Note 2)

                          

AllianceBernstein Corporation

       DE    NY    13-3633538            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein L.P.

    Operating    DE    NY    13-4064930            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein International LLC

    HCO    DE    NY            100.00 %    Owned by AllianceBernstein L.P.    1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Corporation of Delaware (Cont’d)

    HCO    DE    NY    13-2778645            1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein (Singapore) Ltd.

    Operating    Singapore    Singapore    —           100.00 %         

AllianceBernstein Portugal, Unipessoal LDA.

    Operating    Portugal    Lisbon            100.00 %         

Alliance Capital (Mauritius) Private Ltd.

    HCO    Mauritius    Port
Louis		    —           100.00 %         

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

    Dormant    India    Mumbai    —           99.99% AC (Muaritius) and 0.01% ABCD      

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

    Operating    India    Mumbai    —           99.99% AC (Muaritius) and 0.01% ABCD      

Sanford C. Bernstein (India) Private Limited

    Operating    India    Mumbai    —           99.90 %    0.1% owned by AB Corp. of DE and 99.99% AC Mauritius      

AllianceBernstein Oceanic Corporation

    HCO    DE    NY    13-3441277      1,000        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Asset Management (Korea) Ltd.

    Operating    Korea    Seoul    —           100.00 %       14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu   

AllianceBernstein Investments, Inc.

    Operating    DE    NY    13-3191825      100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Investor Services, Inc.

    Operating    DE    TX    13-3211780      100        100.00 %       1345 Avenue of the Americas    New York, NY 10105

AllianceBernstein Hong Kong Limited

    Operating    Hong
Kong		    Hong
Kong		    —           100.00 %         

AB (Shanghai) Investment Mangagment Co., Ltd.

    Operating    China    Shanghai    —           100.00 %         

AllianceBernstein Fund Management Co., Ltd. (100% owned by AB Hong Kong. Pending CSRC’s approval)

       China    Shanghai            100.00 %         

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

       China    Shanghai            100.00 %         

Sanford C. Bernstein Limited (2)

    Operating    U.K.    London    —           100.00 %         

Sanford C. Bernstein (Autonomous UK) 1 Limited (now 100% owned by SCB Limited)

       U.K.    London            100.00 %         

Bernstein Autonomous LLP (100% by SCB (Autonomous UK) 1 Ltd.) (3)

       U.K.    London            100.00 %         

Autonomous Research Limited

    Dormant    U.K.    London            100.00 %         

Procensus Limited (24.4% owned by SCB (Autonomous UK) 1 Limited)

       U.K.    London            (24.4% owned by SCB (Autonomous UK) 1 Limited)      

Sanford C. Bernstein (CREST Nominees) Ltd.

    Operating    U.K.    London    —           100.00 %    Devonshire House, 1 Mayfair Place    London, UK W1J8SB   

Sanford C. Bernstein (Canada) Limited

                          

W.P. Stewart & Co., LLC.

    Operating    DE    NY    98-0201080         100.00 %         

WPS Advisors, LLC.

    Operating    DE    NY    13-4008818         100.00 %         

W.P. Stewart Asset Management LLC

    Operating    DE    NY    98-0201079         100.00 %         

W.P. Stewart Securities LLC

    Dormant    DE    NY    27-2713894         100.00 %         

W.P. Stewart Asset Management (NA), LLC.

    Operating    NY    NY    11-2650769         100.00 %         

 

(1)

   AB (Luxembourg) S.a. r.l. has branch offices in Amsterdam Netherlands, Madrid, Spain, Milan, Italy, Munich, Germany and Stockholm, Sweden.

(2)

   SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; Madrid, Spain and Stockholm, Sweden.

(3)

   Bernstein Autonomous LLP has representative office in Switzerland.

 

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