N-PX 1 a17-17067_1npx.htm N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-07062

 

PACIFIC GLOBAL FUND INC. D/B/A

PACIFIC ADVISORS FUND INC.

(Exact name of registrant as specified in charter)

 

101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203

(Address of principal executive offices)

 

GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 818-242-6693

 

Date of fiscal year end: December 31

 

Date of reporting period: June 30, 2017

 

 

 


 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

FOR THE PERIOD JULY 1, 2016 - JUNE 30, 2017

INCOME AND EQUITY FUND

 

COMPANY NAME

 

COUNTRY

 

MEETING
DATE

 

MEETING
TYPE
(“ANNUAL”)
OR
(“SPECIAL”)

 

RECORD
DATE

 

TICKER

 

SECURITY
ID (CUSIP)

 

AGENDA
ITEM
NUMBER

 

AGENDA ITEM DESCRIPTION

 

PROPOSED BY
(“MGMT”) OR
(“SHAREHOLD”)

 

MGMT VOTE
(“FOR”) OR
(“AGAINST”)

 

PG VOTE
(“FOR”),
(“AGAINST”),
(“ABSTAIN”),
(“WITHHOLD”)
OR (“NOT
RECD”)

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20160720

 

SPECIAL

 

20160602

 

DD

 

263534109

 

1

 

ADOPTION OF MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE “DUPONT MERGER PROPOSAL”) TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE “MERGER AGREEMENT”), BY AND AMONG DIAMONDORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), E. I. DU PONT DE NEMOURS AND COMPANY, A DELAWARE CORPORATION (“DUPONT”), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION AND THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION, A COPY OF WHICH IS ATTACHED AS ANNEX A TO THE JOINT PROXY STATEMENT/PROSPECTUS ACCOMPANYING THIS PROXY CARD

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20160720

 

SPECIAL

 

20160602

 

DD

 

263534109

 

2

 

ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DUPONT SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DUPONT MERGER PROPOSAL

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20160720

 

SPECIAL

 

20160602

 

DD

 

263534109

 

3

 

ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NONBINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO DUPONT’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1A

 

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1B

 

ELECTION OF DIRECTOR: ANGELA F. BRALY

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1C

 

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1D

 

ELECTION OF DIRECTOR: SCOTT D. COOK

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1E

 

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1F

 

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1G

 

ELECTION OF DIRECTOR: DAVID S. TAYLOR

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1H

 

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1I

 

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1J

 

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

4

 

LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

5

 

APPLICATION OF COMPANY NONDISCRIMINATION POLICIES IN STATES WITH PRODISCRIMINATION LAWS

 

SHAREHOLD

 

AGAINST

 

AGAINST

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1A

 

ELECTION OF DIRECTOR: DANIEL J. BRUTTO

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1B

 

ELECTION OF DIRECTOR: JOHN M. CASSADAY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1C

 

ELECTION OF DIRECTOR: JUDITH B. CRAVEN, M.D.

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1D

 

ELECTION OF DIRECTOR: WILLIAM J. DELANEY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1E

 

ELECTION OF DIRECTOR: JOSHUA D. FRANK

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1F

 

ELECTION OF DIRECTOR: LARRY C. GLASSCOCK

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1G

 

ELECTION OF DIRECTOR: JONATHAN GOLDEN

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1H

 

ELECTION OF DIRECTOR: BRADLEY M. HALVERSON

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1I

 

ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1J

 

ELECTION OF DIRECTOR: NANCY S. NEWCOMB

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1K

 

ELECTION OF DIRECTOR: NELSON PELTZ

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1L

 

ELECTION OF DIRECTOR: EDWARD D. SHIRLEY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1M

 

ELECTION OF DIRECTOR: RICHARD G. TILGHMAN

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1N

 

ELECTION OF DIRECTOR: JACKIE M. WARD

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

3

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

4

 

A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL

 

SHAREHOLD

 

AGAINST

 

AGAINST

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.1

 

ELECTION OF DIRECTOR: WILLIAM H. GATES III

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.2

 

ELECTION OF DIRECTOR: TERI L. LIST-STOLL

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.3

 

ELECTION OF DIRECTOR: G. MASON MORFIT

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.4

 

ELECTION OF DIRECTOR: SATYA NADELLA

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.5

 

ELECTION OF DIRECTOR: CHARLES H. NOSKI

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.6

 

ELECTION OF DIRECTOR: HELMUT PANKE

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.7

 

ELECTION OF DIRECTOR: SANDRA E. PETERSON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.8

 

ELECTION OF DIRECTOR: CHARLES W. SCHARF

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.9

 

ELECTION OF DIRECTOR: JOHN W. STANTON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.10

 

ELECTION OF DIRECTOR: JOHN W. THOMPSON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.11

 

ELECTION OF DIRECTOR: PADMASREE WARRIOR

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

4

 

APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

5

 

APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

6

 

REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS

 

SHAREHOLD

 

AGAINST

 

AGAINST

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1A

 

ELECTION OF DIRECTOR: CAROL A. BARTZ

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1B

 

ELECTION OF DIRECTOR: M. MICHELE BURNS

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1C

 

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1D

 

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1E

 

ELECTION OF DIRECTOR: AMY L. CHANG

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1F

 

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1G

 

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1H

 

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1I

 

ELECTION OF DIRECTOR: CHARLES H. ROBBINS

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1J

 

ELECTION OF DIRECTOR: ARUN SARIN

 

MGMT

 

FOR

 

FOR

 



 

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

1K

 

ELECTION OF DIRECTOR: STEVEN M. WEST

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

4

 

APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO CISCO’S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

5

 

APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN EMPLOYMENT DATA RELATING TO CISCO’S ARAB AND NON-ARAB EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST THREE YEARS

 

SHAREHOLD

 

AGAINST

 

AGAINST

CISCO SYSTEMS, INC.

 

US

 

20161212

 

ANNUAL

 

20161014

 

CSCO

 

17275R102

 

6

 

APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH RESPECT TO CISCO’S BUSINESS INVOLVEMENT WITH ISRAEL’S SETTLEMENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1A

 

ELECTION OF DIRECTOR: PETER L.S. CURRIE

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1B

 

ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1C

 

ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1D

 

ELECTION OF DIRECTOR: PAAL KIBSGAARD

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1E

 

ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1F

 

ELECTION OF DIRECTOR: HELGE LUND

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1G

 

ELECTION OF DIRECTOR: MICHAEL E. MARKS

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1H

 

ELECTION OF DIRECTOR: INDRA K. NOOYI

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1I

 

ELECTION OF DIRECTOR: LUBNA S. OLAYAN

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1J

 

ELECTION OF DIRECTOR: LEO RAFAEL REIF

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1K

 

ELECTION OF DIRECTOR: TORE I. SANDVOLD

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1L

 

ELECTION OF DIRECTOR: HENRI SEYDOUX

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

3

 

TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

4

 

TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

6

 

TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

7

 

TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1A

 

ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1B

 

ELECTION OF DIRECTOR: WARNER L. BAXTER

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1C

 

ELECTION OF DIRECTOR: MARC N. CASPER

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1D

 

ELECTION OF DIRECTOR: ANDREW CECERE

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1E

 

ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR.

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1F

 

ELECTION OF DIRECTOR: RICHARD K. DAVIS

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1G

 

ELECTION OF DIRECTOR: KIMBERLY J. HARRIS

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1H

 

ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1I

 

ELECTION OF DIRECTOR: DOREEN WOO HO

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1J

 

ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1K

 

ELECTION OF DIRECTOR: KAREN S. LYNCH

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1L

 

ELECTION OF DIRECTOR: DAVID B. O’MALEY

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1M

 

ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H.

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1N

 

ELECTION OF DIRECTOR: CRAIG D. SCHNUCK

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

1O

 

ELECTION OF DIRECTOR: SCOTT W. WINE

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

4

 

AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

U.S. BANCORP

 

US

 

20170418

 

ANNUAL

 

20170221

 

USB

 

902973304

 

5

 

SEEKING THE ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR.

 

SHAREHOLD

 

AGAINST

 

AGAINST

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1A

 

ELECTION OF DIRECTOR: WILLIE A. DEESE

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1B

 

ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR.

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1C

 

ELECTION OF DIRECTOR: WILLIAM V. HICKEY

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1D

 

ELECTION OF DIRECTOR: RALPH IZZO

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1E

 

ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1F

 

ELECTION OF DIRECTOR: DAVID LILLEY

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1G

 

ELECTION OF DIRECTOR: THOMAS A. RENYI

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1H

 

ELECTION OF DIRECTOR: HAK CHEOL (H.C.) SHIN

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1I

 

ELECTION OF DIRECTOR: RICHARD J. SWIFT

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1J

 

ELECTION OF DIRECTOR: SUSAN TOMASKY

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

1K

 

ELECTION OF DIRECTOR: ALFRED W. ZOLLAR

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

PUBLIC SERVICE ENTERPRISE GROUP INC.

 

US

 

20170418

 

ANNUAL

 

20170217

 

PEG

 

744573106

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

GENUINE PARTS COMPANY

 

US

 

20170424

 

ANNUAL

 

20170214

 

GPC

 

372460105

 

1.1

 

ELECTION OF DIRECTORS: 1. ELIZABETH W. CAMP, 2. PAUL D. DONAHUE, 3. GARY P. FAYARD, 4. THOMAS C. GALLAGHER, 5. JOHN R. HOLDER, 6. DONNA W. HYLAND, 7. JOHN D. JOHNS, 8. ROBERT C. LOUDERMILK JR, 9. WENDY B. NEEDHAM, 10. JERRY W. NIX, 11. JENNER WOOD III

 

MGMT

 

FOR

 

FOR

GENUINE PARTS COMPANY

 

US

 

20170424

 

ANNUAL

 

20170214

 

GPC

 

372460105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENUINE PARTS COMPANY

 

US

 

20170424

 

ANNUAL

 

20170214

 

GPC

 

372460105

 

3

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

GENUINE PARTS COMPANY

 

US

 

20170424

 

ANNUAL

 

20170214

 

GPC

 

372460105

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1A

 

ELECTION OF DIRECTOR: DARIUS ADAMCZYK

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1B

 

ELECTION OF DIRECTOR: WILLIAM S. AYER

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1C

 

ELECTION OF DIRECTOR: KEVIN BURKE

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1D

 

ELECTION OF DIRECTOR: JAIME CHICO PARDO

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1E

 

ELECTION OF DIRECTOR: DAVID M. COTE

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1F

 

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1G

 

ELECTION OF DIRECTOR: LINNET F. DEILY

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1H

 

ELECTION OF DIRECTOR: JUDD GREGG

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1I

 

ELECTION OF DIRECTOR: CLIVE HOLLICK

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1J

 

ELECTION OF DIRECTOR: GRACE D. LIEBLEIN

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1K

 

ELECTION OF DIRECTOR: GEORGE PAZ

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1L

 

ELECTION OF DIRECTOR: BRADLEY T. SHEARES

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1M

 

ELECTION OF DIRECTOR: ROBIN L. WASHINGTON

 

MGMT

 

FOR

 

FOR

 



 

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

2

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

4

 

APPROVAL THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

5

 

INDEPENDENT BOARD CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

6

 

POLITICAL LOBBYING AND CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1A

 

ELECTION OF DIRECTOR: WILLARD D. OBERTON

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1B

 

ELECTION OF DIRECTOR: MICHAEL J. ANCIUS

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1C

 

ELECTION OF DIRECTOR: MICHAEL J. DOLAN

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1D

 

ELECTION OF DIRECTOR: STEPHEN L. EASTMAN

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1E

 

ELECTION OF DIRECTOR: DANIEL L. FLORNESS

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1F

 

ELECTION OF DIRECTOR: RITA J. HEISE

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1G

 

ELECTION OF DIRECTOR: DARREN R. JACKSON

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1H

 

ELECTION OF DIRECTOR: DANIEL L. JOHNSON

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1I

 

ELECTION OF DIRECTOR: SCOTT A. SATTERLEE

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

1J

 

ELECTION OF DIRECTOR: REYNE K. WISECUP

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

3

 

REAPPROVAL OF THE FASTENAL COMPANY INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

4

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

FASTENAL COMPANY

 

US

 

20170425

 

ANNUAL

 

20170224

 

FAST

 

311900104

 

5

 

APPROVAL, BY NONBINDING VOTE, OF THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES

 

MGMT

 

1 YEAR

 

1 YEAR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1A

 

ELECTION OF DIRECTOR: K.I. CHENAULT

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1B

 

ELECTION OF DIRECTOR: M.L. ESKEW

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1C

 

ELECTION OF DIRECTOR: D.N. FARR

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1D

 

ELECTION OF DIRECTOR: M. FIELDS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1E

 

ELECTION OF DIRECTOR: A. GORSKY

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1F

 

ELECTION OF DIRECTOR: S.A. JACKSON

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1G

 

ELECTION OF DIRECTOR: A.N. LIVERIS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1H

 

ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1I

 

ELECTION OF DIRECTOR: H.S. OLAYAN

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1J

 

ELECTION OF DIRECTOR: J.W. OWENS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1K

 

ELECTION OF DIRECTOR: V.M. ROMETTY

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1L

 

ELECTION OF DIRECTOR: S. TAUREL

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1M

 

ELECTION OF DIRECTOR: P.R. VOSER

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

4

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

5

 

LOBBYING DISCLOSURE

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

6

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

7

 

ADOPT A PROXY ACCESS BYLAW

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1A

 

ELECTION OF DIRECTOR: JOHN D. BAKER II

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1B

 

ELECTION OF DIRECTOR: JOHN S. CHEN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1C

 

ELECTION OF DIRECTOR: LLOYD H. DEAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1D

 

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1E

 

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1F

 

ELECTION OF DIRECTOR: DONALD M. JAMES

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1G

 

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1H

 

ELECTION OF DIRECTOR: KAREN B. PEETZ

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1I

 

ELECTION OF DIRECTOR: FEDERICO F. PEÑA

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1J

 

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1K

 

ELECTION OF DIRECTOR: STEPHEN W. SANGER

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1L

 

ELECTION OF DIRECTOR: RONALD L. SARGENT

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1M

 

ELECTION OF DIRECTOR: TIMOTHY J. SLOAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1N

 

ELECTION OF DIRECTOR: SUSAN G. SWENSON

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1O

 

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

5

 

RETAIL BANKING SALES PRACTICES REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

6

 

CUMULATIVE VOTING

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

7

 

DIVESTING NON-CORE BUSINESS REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

8

 

GENDER PAY EQUITY REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

9

 

LOBBYING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

10

 

INDIGENOUS PEOPLES’ RIGHTS POLICY.

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1A

 

ELECTION OF DIRECTOR: HERBERT A. ALLEN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1B

 

ELECTION OF DIRECTOR: RONALD W. ALLEN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1C

 

ELECTION OF DIRECTOR: MARC BOLLAND

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1D

 

ELECTION OF DIRECTOR: ANA BOTIN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1E

 

ELECTION OF DIRECTOR: RICHARD M. DALEY

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1F

 

ELECTION OF DIRECTOR: BARRY DILLER

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1G

 

ELECTION OF DIRECTOR: HELENE D. GAYLE

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1H

 

ELECTION OF DIRECTOR: ALEXIS M. HERMAN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1I

 

ELECTION OF DIRECTOR: MUHTAR KENT

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1J

 

ELECTION OF DIRECTOR: ROBERT A. KOTICK

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1K

 

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1L

 

ELECTION OF DIRECTOR: SAM NUNN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1M

 

ELECTION OF DIRECTOR: JAMES QUINCEY

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1N

 

ELECTION OF DIRECTOR: DAVID B. WEINBERG

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

5

 

A HUMAN RIGHTS REVIEW

 

SHAREHOLD

 

AGAINST

 

AGAINST

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1A

 

ELECTION OF DIRECTOR: MARK S. BARTLETT

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1B

 

ELECTION OF DIRECTOR: EDWARD C. BERNARD

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1C

 

ELECTION OF DIRECTOR: MARY K. BUSH

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1D

 

ELECTION OF DIRECTOR: H. LAWRENCE CULP, JR.

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1E

 

ELECTION OF DIRECTOR: DR. FREEMAN A. HRABOWSKI, III

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1F

 

ELECTION OF DIRECTOR: ROBERT F. MACLELLAN

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1G

 

ELECTION OF DIRECTOR: BRIAN C. ROGERS

 

MGMT

 

FOR

 

FOR

 



 

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1H

 

ELECTION OF DIRECTOR: OLYMPIA J. SNOWE

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1I

 

ELECTION OF DIRECTOR: WILLIAM J. STROMBERG

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1J

 

ELECTION OF DIRECTOR: DWIGHT S. TAYLOR

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1K

 

ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1L

 

ELECTION OF DIRECTOR: SANDRA S. WIJNBERG

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

1M

 

ELECTION OF DIRECTOR: ALAN D. WILSON

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

3

 

TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING BY THE STOCKHOLDERS ON COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

4

 

TO REAPPROVE THE MATERIAL TERMS AND PERFORMANCE CRITERIA FOR GRANTS OF QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE 2012 LONG-TERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

5

 

TO APPROVE THE 2017 NON-EMPLOYEE DIRECTOR EQUITY PLAN

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

6

 

TO APPROVE THE RESTATED 1986 EMPLOYEE STOCK PURCHASE PLAN, WHICH INCLUDES THE ESTABLISHMENT OF A SHARE POOL OF 3,000,000 SHARES AVAILABLE FOR PURCHASE BY EMPLOYEES

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

7

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

8

 

FOR A REPORT ON VOTING BY OUR FUNDS AND PORTFOLIOS ON MATTERS RELATED TO CLIMATE CHANGE

 

SHAREHOLD

 

AGAINST

 

AGAINST

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

9

 

FOR A REPORT ON VOTING BY OUR FUNDS AND PORTFOLIOS ON MATTERS RELATED TO EXECUTIVE COMPENSATION

 

SHAREHOLD

 

AGAINST

 

AGAINST

T. ROWE PRICE GROUP, INC.

 

US

 

20170426

 

ANNUAL

 

20170224

 

TROW

 

74144T108

 

10

 

FOR A REPORT ON EMPLOYEE DIVERSITY AND RELATED POLICIES AND PROGRAMS

 

SHAREHOLD

 

ABSTAIN

 

ABSTAIN

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A1

 

ELECTION OF DIRECTOR: SÉBASTIEN M. BAZIN

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A2

 

ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A3

 

ELECTION OF DIRECTOR: JOHN J. BRENNAN

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A4

 

ELECTION OF DIRECTOR: FRANCISCO D’SOUZA

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A5

 

ELECTION OF DIRECTOR: MARIJN E. DEKKERS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A6

 

ELECTION OF DIRECTOR: PETER B. HENRY

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A7

 

ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A8

 

ELECTION OF DIRECTOR: JEFFREY R. IMMELT

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A9

 

ELECTION OF DIRECTOR: ANDREA JUNG

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A10

 

ELECTION OF DIRECTOR: ROBERT W. LANE

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A11

 

ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A12

 

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A13

 

ELECTION OF DIRECTOR: LOWELL C. MCADAM

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A14

 

ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A15

 

ELECTION OF DIRECTOR: JAMES J. MULVA

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A16

 

ELECTION OF DIRECTOR: JAMES E. ROHR

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A17

 

ELECTION OF DIRECTOR: MARY L. SCHAPIRO

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A18

 

ELECTION OF DIRECTOR: JAMES S. TISCH

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B1

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B2

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B3

 

APPROVAL OF GE’S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B4

 

APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C1

 

REPORT ON LOBBYING ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C2

 

REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C3

 

ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C4

 

REPORT ON CHARITABLE CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1A

 

ELECTION OF DIRECTOR: MARY C. BECKERLE

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1B

 

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1C

 

ELECTION OF DIRECTOR: IAN E. L. DAVIS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1D

 

ELECTION OF DIRECTOR: ALEX GORSKY

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1E

 

ELECTION OF DIRECTOR: MARK B. MCCLELLAN

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1F

 

ELECTION OF DIRECTOR: ANNE M. MULCAHY

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1G

 

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1H

 

ELECTION OF DIRECTOR: CHARLES PRINCE

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1I

 

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1J

 

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

2

 

ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

4

 

REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONGTERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

6

 

INDEPENDENT BOARD CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1A

 

ELECTION OF DIRECTOR: DENNIS A. AUSIELLO

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1B

 

ELECTION OF DIRECTOR: RONALD E. BLAYLOCK

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1C

 

ELECTION OF DIRECTOR: W. DON CORNWELL

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1D

 

ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1E

 

ELECTION OF DIRECTOR: FRANCES D. FERGUSSON

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1F

 

ELECTION OF DIRECTOR: HELEN H. HOBBS

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1G

 

ELECTION OF DIRECTOR: JAMES M. KILTS

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1H

 

ELECTION OF DIRECTOR: SHANTANU NARAYEN

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1I

 

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1J

 

ELECTION OF DIRECTOR: IAN C. READ

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1K

 

ELECTION OF DIRECTOR: STEPHEN W. SANGER

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

1L

 

ELECTION OF DIRECTOR: JAMES C. SMITH

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

5

 

THE HOLY LAND PRINCIPLES

 

SHAREHOLD

 

AGAINST

 

AGAINST

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

6

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

PFIZER INC.

 

US

 

20170427

 

ANNUAL

 

20170228

 

PFE

 

717081103

 

7

 

INDEPENDENT CHAIR POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1A

 

ELECTION OF DIRECTOR: RANDALL L. STEPHENSON

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1B

 

ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR.

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1C

 

ELECTION OF DIRECTOR: RICHARD W. FISHER

 

MGMT

 

FOR

 

FOR

 



 

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1D

 

ELECTION OF DIRECTOR: SCOTT T. FORD

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1E

 

ELECTION OF DIRECTOR: GLENN H. HUTCHINS

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1F

 

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1G

 

ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1H

 

ELECTION OF DIRECTOR: BETH E. MOONEY

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1I

 

ELECTION OF DIRECTOR: JOYCE M. ROCHE

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1J

 

ELECTION OF DIRECTOR: MATTHEW K. ROSE

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1K

 

ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1L

 

ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

1M

 

ELECTION OF DIRECTOR: GEOFFREY Y. YANG

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

4

 

ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

5

 

PREPARE POLITICAL SPENDING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

6

 

PREPARE LOBBYING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

7

 

MODIFY PROXY ACCESS REQUIREMENTS

 

SHAREHOLD

 

AGAINST

 

AGAINST

AT&T INC.

 

US

 

20170428

 

ANNUAL

 

20170228

 

T

 

00206R102

 

8

 

REDUCE VOTE REQUIRED FOR WRITTEN CONSENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1A

 

ELECTION OF DIRECTOR: DAVID P. ABNEY

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1B

 

ELECTION OF DIRECTOR: RODNEY C. ADKINS

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1C

 

ELECTION OF DIRECTOR: MICHAEL J. BURNS

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1D

 

ELECTION OF DIRECTOR: WILLIAM R. JOHNSON

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1E

 

ELECTION OF DIRECTOR: CANDACE KENDLE

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1F

 

ELECTION OF DIRECTOR: ANN M. LIVERMORE

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1G

 

ELECTION OF DIRECTOR: RUDY H.P. MARKHAM

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1H

 

ELECTION OF DIRECTOR: FRANCK J. MOISON

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1I

 

ELECTION OF DIRECTOR: CLARK T. RANDT, JR.

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1J

 

ELECTION OF DIRECTOR: JOHN T. STANKEY

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1K

 

ELECTION OF DIRECTOR: CAROL B. TOMÉ

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1L

 

ELECTION OF DIRECTOR: KEVIN M. WARSH

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

5

 

TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

6

 

TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

7

 

TO ADOPT HOLY LAND PRINCIPLES.

 

SHAREHOLD

 

AGAINST

 

AGAINST

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

1

 

ELECTION OF DIRECTORS:1. MICHAEL J. ANGELAKIS, 2. MICHAEL G. BROWNING, 3.THEODORE F. CRAVER, JR., 4 DANIEL R. DIMICCO, 5. JOHN H. FORSGREN, 6. LYNN J. GOOD, 7. JOHN T. HERRON, 8. JAMES B. HYLER, JR,. 9. WILLIAM E. KENNARD, 10. E. MARIE MCKEE, 11. CHARLES W. MOORMAN IV, 12. CARLOS A. SALADRIGAS, 13. THOMAS E. SKAINS WILLIAM E., 14. WEBSTER, JR.

 

MGMT

 

FOR

 

FOR

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

5

 

AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DUKE ENERGY CORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS

 

MGMT

 

FOR

 

FOR

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

6

 

REGARDING PROVIDING AN ANNUAL REPORT ON DUKE ENERGY’S LOBBYING EXPENSES

 

SHAREHOLD

 

AGAINST

 

AGAINST

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

7

 

PREPARING AN ASSESSMENT OF THE IMPACTS ON DUKE ENERGY’S PORTFOLIO OF CLIMATE CHANGE CONSISTENT WITH A TWO DEGREE SCENARIO

 

SHAREHOLD

 

AGAINST

 

AGAINST

DUKE ENERGY CORPORATION

 

US

 

20170504

 

ANNUAL

 

20170306

 

DUK

 

26441C204

 

8

 

PROVIDING A REPORT ON THE PUBLIC HEALTH RISKS OF DUKE ENERGY’S COAL USE

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1A

 

ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1B

 

ELECTION OF DIRECTOR: MARK T. BERTOLINI

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1C

 

ELECTION OF DIRECTOR: RICHARD L. CARRION

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1D

 

ELECTION OF DIRECTOR: MELANIE L. HEALEY

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1E

 

ELECTION OF DIRECTOR: M. FRANCES KEETH

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1F

 

ELECTION OF DIRECTOR: KARL-LUDWIG KLEY

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1G

 

ELECTION OF DIRECTOR: LOWELL C. MCADAM

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1H

 

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1I

 

ELECTION OF DIRECTOR: RODNEY E. SLATER

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1J

 

ELECTION OF DIRECTOR: KATHRYN A. TESIJA

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1K

 

ELECTION OF DIRECTOR: GREGORY D. WASSON

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1L

 

ELECTION OF DIRECTOR: GREGORY G. WEAVER

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

4

 

ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

5

 

APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

6

 

HUMAN RIGHTS COMMITTEE

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

7

 

REPORT ON GREENHOUSE GAS REDUCTION TARGETS

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

8

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

9

 

EXECUTIVE COMPENSATION CLAWBACK POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

10

 

STOCK RETENTION POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

11

 

LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES

 

SHAREHOLD

 

AGAINST

 

AGAINST

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

1

 

ELECTION OF DIRECTORS: 1. ROBERT J. ALPERN, 2. EDWARD M. LIDDY, 3. MELODY B. MEYER, 4. FREDERICK H. WADDELL

 

MGMT

 

FOR

 

FOR

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

4

 

APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS

 

MGMT

 

FOR

 

FOR

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

5

 

TO ISSUE A REPORT ON LOBBYING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ABBVIE INC.

 

US

 

20170505

 

ANNUAL

 

20170308

 

ABBV

 

00287Y109

 

6

 

TO SEPARATE CHAIR AND CEO

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1A

 

ELECTION OF DIRECTOR: DAVID J. BRONCZEK

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1B

 

ELECTION OF DIRECTOR: WILLIAM J. BURNS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1C

 

ELECTION OF DIRECTOR: AHMET C. DORDUNCU

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1D

 

ELECTION OF DIRECTOR: ILENE S. GORDON

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1E

 

ELECTION OF DIRECTOR: JAY L. JOHNSON

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1F

 

ELECTION OF DIRECTOR: STACEY J. MOBLEY

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1G

 

ELECTION OF DIRECTOR: KATHRYN D. SULLIVAN

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1H

 

ELECTION OF DIRECTOR: MARK S. SUTTON

 

MGMT

 

FOR

 

FOR

 



 

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1I

 

ELECTION OF DIRECTOR: JOHN L. TOWNSEND, III

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1J

 

ELECTION OF DIRECTOR: WILLIAM G. WALTER

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1K

 

ELECTION OF DIRECTOR: J. STEVEN WHISLER

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

1L

 

ELECTION OF DIRECTOR: RAY G. YOUNG

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

4

 

A NON-BINDING VOTE ON THE FREQUENCY WITH WHICH SHAREOWNERS WILL APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS IN FUTURE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

INTERNATIONAL PAPER COMPANY

 

US

 

20170508

 

ANNUAL

 

20170314

 

IP

 

460146103

 

5

 

CONCERNING A POLICY ON ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVE OFFICERS UPON A CHANGE IN CONTROL

 

SHAREHOLD

 

AGAINST

 

AGAINST

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1A

 

ELECTION OF DIRECTOR: RICHARD M. BRACKEN

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1B

 

ELECTION OF DIRECTOR: C. DAVID BROWN II

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1C

 

ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1D

 

ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1E

 

ELECTION OF DIRECTOR: DAVID W. DORMAN

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1F

 

ELECTION OF DIRECTOR: ANNE M. FINUCANE

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1G

 

ELECTION OF DIRECTOR: LARRY J. MERLO

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1H

 

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1I

 

ELECTION OF DIRECTOR: MARY L. SCHAPIRO

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1J

 

ELECTION OF DIRECTOR: RICHARD J. SWIFT

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1K

 

ELECTION OF DIRECTOR: WILLIAM C. WELDON

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

1L

 

ELECTION OF DIRECTOR: TONY L. WHITE

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

4

 

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES

 

MGMT

 

1 YEAR

 

1 YEAR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

5

 

PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN

 

MGMT

 

FOR

 

FOR

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

6

 

THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS

 

SHAREHOLD

 

AGAINST

 

AGAINST

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

7

 

A REPORT ON EXECUTIVE PAY

 

SHAREHOLD

 

AGAINST

 

AGAINST

CVS HEALTH CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170314

 

CVS

 

126650100

 

8

 

A REPORT ON RENEWABLE ENERGY TARGETS

 

SHAREHOLD

 

AGAINST

 

AGAINST

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1A

 

ELECTION OF DIRECTOR: WILLIAM P. BARR

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1B

 

ELECTION OF DIRECTOR: HELEN E. DRAGAS

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1C

 

ELECTION OF DIRECTOR: JAMES O. ELLIS, JR.

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1D

 

ELECTION OF DIRECTOR: THOMAS F. FARRELL II

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1E

 

ELECTION OF DIRECTOR: JOHN W. HARRIS

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1F

 

ELECTION OF DIRECTOR: RONALD W. JIBSON

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1G

 

ELECTION OF DIRECTOR: MARK J. KINGTON

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1H

 

ELECTION OF DIRECTOR: JOSEPH M. RIGBY

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1I

 

ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D.

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1J

 

ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR.

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1K

 

ELECTION OF DIRECTOR: SUSAN N. STORY

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

1L

 

ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE

 

MGMT

 

1 YEAR

 

1 YEAR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

5

 

APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO CHANGE THE COMPANY’S NAME TO DOMINION ENERGY, INC.

 

MGMT

 

FOR

 

FOR

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

6

 

A REPORT ON LOBBYING

 

SHAREHOLD

 

AGAINST

 

AGAINST

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

7

 

REGARDING THE NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL EXPERTISE

 

SHAREHOLD

 

AGAINST

 

AGAINST

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

8

 

AN ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH LIMITING GLOBAL WARMING

 

SHAREHOLD

 

AGAINST

 

AGAINST

DOMINION RESOURCES, INC.

 

US

 

20170510

 

ANNUAL

 

20170303

 

D

 

25746U109

 

9

 

A REPORT ON METHANE EMISSIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1A

 

ELECTION OF DIRECTOR: BRADBURY H. ANDERSON

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1B

 

ELECTION OF DIRECTOR: FRANK M. CLARK, JR.

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1C

 

ELECTION OF DIRECTOR: JAMES C. FISH, JR.

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1D

 

ELECTION OF DIRECTOR: ANDRES R. GLUSKI

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1E

 

ELECTION OF DIRECTOR: PATRICK W. GROSS

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1F

 

ELECTION OF DIRECTOR: VICTORIA M. HOLT

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1G

 

ELECTION OF DIRECTOR: KATHLEEN M. MAZZARELLA

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1H

 

ELECTION OF DIRECTOR: JOHN C. POPE

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

1I

 

ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

4

 

TO RECOMMEND THE FREQUENCY OF THE STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WASTE MANAGEMENT, INC.

 

US

 

20170512

 

ANNUAL

 

20170315

 

WM

 

94106L109

 

5

 

REGARDING A POLICY RESTRICTING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL, IF PROPERLY PRESENTED AT THE MEETING.

 

SHAREHOLD

 

AGAINST

 

AGAINST

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1A

 

ELECTION OF DIRECTOR: GAIL K. BOUDREAUX

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1B

 

ELECTION OF DIRECTOR: RICHARD K. DAVIS

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1C

 

ELECTION OF DIRECTOR: BEN FOWKE

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1D

 

ELECTION OF DIRECTOR: RICHARD T. O’BRIEN

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1E

 

ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1F

 

ELECTION OF DIRECTOR: JAMES T. PROKOPANKO

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1G

 

ELECTION OF DIRECTOR: A. PATRICIA SAMPSON

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1H

 

ELECTION OF DIRECTOR: JAMES J. SHEPPARD

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1I

 

ELECTION OF DIRECTOR: DAVID A. WESTERLUND

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1J

 

LECTION OF DIRECTOR: KIM WILLIAMS

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1K

 

LECTION OF DIRECTOR: TIMOTHY V. WOLF

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

1L

 

ELECTION OF DIRECTOR: DANIEL YOHANNES

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

2

 

COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

XCEL ENERGY INC.

 

US

 

20170517

 

ANNUAL

 

20170321

 

XEL

 

98389B100

 

5

 

ON THE SEPARATION OF THE ROLES OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1A

 

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1B

 

ELECTION OF DIRECTOR: ANEEL BHUSRI

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1C

 

ELECTION OF DIRECTOR: ANDY D. BRYANT

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1D

 

ELECTION OF DIRECTOR: REED E. HUNDT

 

MGMT

 

FOR

 

FOR

 



 

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1E

 

ELECTION OF DIRECTOR: OMAR ISHRAK

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1F

 

ELECTION OF DIRECTOR: BRIAN M. KRZANICH

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1G

 

ELECTION OF DIRECTOR: TSU-JAE KING LIU

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1H

 

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1I

 

ELECTION OF DIRECTOR: GREGORY D. SMITH

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1J

 

ELECTION OF DIRECTOR: FRANK D. YEARY

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1K

 

ELECTION OF DIRECTOR: DAVID B. YOFFIE

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

4

 

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2006 EQUITY INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

5

 

FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

6

 

REQUESTING AN ANNUAL ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

7

 

REQUESTING THAT VOTES COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1A

 

ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1B

 

ELECTION OF DIRECTOR: EDWARD D. BREEN

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1C

 

ELECTION OF DIRECTOR: ROBERT A. BROWN

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1D

 

ELECTION OF DIRECTOR: ALEXANDER M. CUTLER

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1E

 

ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1F

 

ELECTION OF DIRECTOR: JAMES L. GALLOGLY

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1G

 

ELECTION OF DIRECTOR: MARILLYN A. HEWSON

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1H

 

ELECTION OF DIRECTOR: LOIS D. JULIBER

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1I

 

ELECTION OF DIRECTOR: LEE M. THOMAS

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

1J

 

ELECTION OF DIRECTOR: PATRICK J. WARD

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

4

 

TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

5

 

TO PREPARE A REPORT ON EXECUTIVE COMPENSATION

 

SHAREHOLD

 

AGAINST

 

AGAINST

E. I. DU PONT DE NEMOURS AND COMPANY

 

US

 

20170524

 

ANNUAL

 

20170328

 

DD

 

263534109

 

6

 

TO PREPARE A REPORT ON ACCIDENT RISK REDUCTION

 

SHAREHOLD

 

AGAINST

 

AGAINST

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1A

 

ELECTION OF DIRECTOR: JOHN D. WREN

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1B

 

ELECTION OF DIRECTOR: BRUCE CRAWFORD

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1C

 

ELECTION OF DIRECTOR: ALAN R. BATKIN

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1D

 

ELECTION OF DIRECTOR: MARY C. CHOKSI

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1E

 

ELECTION OF DIRECTOR: ROBERT CHARLES CLARK

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1F

 

ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR.

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1G

 

ELECTION OF DIRECTOR: SUSAN S. DENISON

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1H

 

ELECTION OF DIRECTOR: DEBORAH J. KISSIRE

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1I

 

ELECTION OF DIRECTOR: JOHN R. MURPHY

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1J

 

ELECTION OF DIRECTOR: JOHN R. PURCELL

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1K

 

ELECTION OF DIRECTOR: LINDA JOHNSON RICE

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

1L

 

ELECTION OF DIRECTOR: VALERIE M. WILLIAMS

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY RESOLUTIONS TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

OMNICOM GROUP INC.

 

US

 

20170525

 

ANNUAL

 

20170405

 

OMC

 

681919106

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.1

 

ELECTION OF DIRECTOR: SUSAN K. AVERY

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.2

 

ELECTION OF DIRECTOR: MICHAEL J. BOSKIN

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.3

 

ELECTION OF DIRECTOR: ANGELA F. BRALY

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.4

 

ELECTION OF DIRECTOR: URSULA M. BURNS

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.5

 

ELECTION OF DIRECTOR: HENRIETTA H. FORE

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.6

 

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.7

 

ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.8

 

ELECTION OF DIRECTOR: SAMUEL J. PALMISANO

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.9

 

ELECTION OF DIRECTOR: STEVEN S REINEMUND

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.10

 

ELECTION OF DIRECTOR: WILLIAM C. WELDON

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.11

 

ELECTION OF DIRECTOR: DARREN W. WOODS

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

4

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

5

 

INDEPENDENT CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

6

 

MAJORITY VOTE FOR DIRECTORS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

7

 

SPECIAL SHAREHOLDER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

8

 

RESTRICT PRECATORY PROPOSALS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

9

 

REPORT ON COMPENSATION FOR WOMEN

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

10

 

REPORT ON LOBBYING

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

11

 

INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

12

 

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

13

 

REPORT ON METHANE EMISSIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1A

 

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1B

 

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1C

 

ELECTION OF DIRECTOR: CARLA A. HARRIS

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1D

 

ELECTION OF DIRECTOR: THOMAS W. HORTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1E

 

ELECTION OF DIRECTOR: MARISSA A. MAYER

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1F

 

ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1G

 

ELECTION OF DIRECTOR: GREGORY B. PENNER

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1H

 

ELECTION OF DIRECTOR: STEVEN S REINEMUND

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1I

 

ELECTION OF DIRECTOR: KEVIN Y. SYSTROM

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1J

 

ELECTION OF DIRECTOR: S. ROBSON WALTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1K

 

ELECTION OF DIRECTOR: STEUART L. WALTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

2

 

FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

5

 

REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

6

 

SHAREHOLDER PROXY ACCESS

 

SHAREHOLD

 

AGAINST

 

AGAINST

 



 

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

7

 

REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

 

SHAREHOLD

 

AGAINST

 

AGAINST

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1A

 

ELECTION OF DIRECTOR: CHERYL W. GRISÉ

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1B

 

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1C

 

ELECTION OF DIRECTOR: DAVID L. HERZOG

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1D

 

ELECTION OF DIRECTOR: R. GLENN HUBBARD, PH.D.

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1E

 

ELECTION OF DIRECTOR: STEVEN A. KANDARIAN

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1F

 

ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1G

 

ELECTION OF DIRECTOR: EDWARD J. KELLY, III

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1H

 

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1I

 

ELECTION OF DIRECTOR: JAMES M. KILTS

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1J

 

ELECTION OF DIRECTOR: CATHERINE R. KINNEY

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1K

 

ELECTION OF DIRECTOR: DENISE M. MORRISON

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

5

 

TO REDUCE THE OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1A

 

ELECTION OF DIRECTOR: ROXANNE S. AUSTIN

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1B

 

ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR.

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1C

 

ELECTION OF DIRECTOR: BRIAN C. CORNELL

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1D

 

ELECTION OF DIRECTOR: CALVIN DARDEN

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1E

 

ELECTION OF DIRECTOR: HENRIQUE DE CASTRO

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1F

 

ELECTION OF DIRECTOR: ROBERT L. EDWARDS

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1G

 

ELECTION OF DIRECTOR: MELANIE L. HEALEY

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1H

 

ELECTION OF DIRECTOR: DONALD R. KNAUSS

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1I

 

ELECTION OF DIRECTOR: MONICA C. LOZANO

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1J

 

ELECTION OF DIRECTOR: MARY E. MINNICK

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1K

 

ELECTION OF DIRECTOR: DERICA W. RICE

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

1L

 

ELECTION OF DIRECTOR: KENNETH L. SALAZAR

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

4

 

COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF OUR SAY ON PAY VOTES

 

MGMT

 

1 YEAR

 

1 YEAR

TARGET CORPORATION

 

US

 

20170614

 

ANNUAL

 

20170417

 

TGT

 

87612E106

 

5

 

COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION EXECUTIVE OFFICER CASH INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1A

 

ELECTION OF DIRECTOR: NORA A. AUFREITER

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1B

 

ELECTION OF DIRECTOR: ROBERT D. BEYER

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1C

 

ELECTION OF DIRECTOR: ANNE GATES

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1D

 

ELECTION OF DIRECTOR: SUSAN J . KROPF

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1E

 

ELECTION OF DIRECTOR: W. RODNEY MCMULLEN

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1F

 

ELECTION OF DIRECTOR: JORGE P. MONTOYA

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1G

 

ELECTION OF DIRECTOR: CLYDE R. MOORE

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1H

 

ELECTION OF DIRECTOR: JAMES A. RUNDE

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1I

 

ELECTION OF DIRECTOR: RONALD L. SARGENT

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1J

 

ELECTION OF DIRECTOR: BOBBY S. SHACKOULS

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

1K

 

ELECTION OF DIRECTOR: MARKS. SUTTON

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

3

 

ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

5

 

IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

6

 

IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE CLIMATE BENEFITS AND FEASIBILITY OF ADOPTING ENTERPRISE-WIDE, QUANTITATIVE, TIME BOUND TARGETS FOR INCREASING RENEWABLE ENERGY SOURCING

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

7

 

IF PROPERLY PRESENTED, TO ISSUE A REPORT PROVIDING QUANTITATIVE METRICS ON SUPPLY CHAIN IMPACTS ON DEFORESTATION, INCLUDING PROGRESS ON TIME BOUND GOALS FOR REDUCING SUCH IMPACTS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KROGER CO.

 

US

 

20170622

 

ANNUAL

 

20170426

 

KR

 

501044101

 

8

 

IF PROPERLY PRESENTED, TO ADOPT A POLICY AND AMEND THE BYLAWS AS NECESSARY TO REQUIRE THE CHAIR OF THE BOARD TO BE INDEPENDENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

 


 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

FOR THE PERIOD JULY 1, 2016 - JUNE 30, 2017

BALANCED FUND

 

COMPANY NAME

 

COUNTRY

 

MEETING
DATE

 

MEETING
TYPE
(“ANNUAL”)
OR
(“SPECIAL”)

 

RECORD
DATE

 

TICKER

 

SECURITY
ID (CUSIP)

 

AGENDA
ITEM
NUMBER

 

AGENDA ITEM DESCRIPTION

 

PROPOSED BY
(“MGMT”) OR
(“SHAREHOLD”)

 

MGMT VOTE
(“FOR”) OR
(“AGAINST”)

 

PG VOTE
(“FOR”),
(“AGAINST”),
(“ABSTAIN”),
(“WITHHOLD”)
OR (“NOT
RECD”)

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

1

 

TO ADOPT THE TRANSACTION AGREEMENT, DATED AS OF NOVEMBER 9, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG TRITON CONTAINER INTERNATIONAL LIMITED, TAL INTERNATIONAL GROUP, INC., TRITON INTERNATIONAL LIMITED, OCEAN DELAWARE SUB, INC. AND OCEAN BERMUDA SUB LIMITED

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

2

 

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF IT IS NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE TRANSACTION AGREEMENT

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

3

 

TO APPROVE, BY A NONBINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TAL’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS CONTEMPLATED BY THE TRANSACTION AGREEMENT AND TO ADOPT, ON A NONBINDING ADVISORY BASIS, THE RESOLUTION SET FORTH IN THE PROXY STATEMENT/PROSPECTUS REFLECTING SUCH APPROVAL

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

4

 

TO APPROVE THE INCLUSION IN TRITON INTERNATIONAL LIMITED’S AMENDED AND RESTATED BYELAWS OF THE BUSINESS COMBINATION PROVISION PROVIDING FOR CERTAIN RESTRICTIONS ON BUSINESS COMBINATIONS WITH INTERESTED SHAREHOLDERS

 

MGMT

 

FOR

 

FOR

NIKE, INC.

 

US

 

20160922

 

ANNUAL

 

20160722

 

NKE

 

654106103

 

1

 

ELECTION OF DIRECTORS: 1. ALAN B. GRAF, JR., 2. MICHELLE A. PELUSO, 3. PHYLLIS M. WISE

 

MGMT

 

FOR

 

FOR

NIKE, INC.

 

US

 

20160922

 

ANNUAL

 

20160722

 

NKE

 

654106103

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NIKE, INC.

 

US

 

20160922

 

ANNUAL

 

20160722

 

NKE

 

654106103

 

3

 

TO APPROVE AN AMENDMENT TO THE EMPLOYEE STOCK PURCHASE PLAN

 

MGMT

 

FOR

 

FOR

NIKE, INC.

 

US

 

20160922

 

ANNUAL

 

20160722

 

NKE

 

654106103

 

4

 

POLITICAL CONTRIBUTIONS DISCLOSURE

 

SHAREHOLD

 

AGAINST

 

AGAINST

NIKE, INC.

 

US

 

20160922

 

ANNUAL

 

20160722

 

NKE

 

654106103

 

5

 

TO RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

1.1

 

ELECTION OF DIRECTOR: MALCOLM FRANK

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

1.2

 

ELECTION OF DIRECTOR: SHEILA B. JORDAN

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

1.3

 

ELECTION OF DIRECTOR: JAMES J. MCGONIGLE

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

1.4

 

ELECTION OF DIRECTOR: F. PHILIP SNOW

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

FACTSET RESEARCH SYSTEMS INC.

 

US

 

20161220

 

ANNUAL

 

20161025

 

FDS

 

303075105

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1A

 

ELECTION OF DIRECTOR: LLOYD A. CARNEY

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1B

 

ELECTION OF DIRECTOR: MARY B. CRANSTON

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1C

 

ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNÁNDEZ-CARBAJAL

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1D

 

ELECTION OF DIRECTOR: GARY A. HOFFMAN

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1E

 

ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1F

 

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1G

 

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1H

 

ELECTION OF DIRECTOR: JOHN A.C. SWAINSON

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

1I

 

ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR.

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

VISA INC.

 

US

 

20170131

 

ANNUAL

 

20161202

 

V

 

92826C839

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

PRICESMART, INC.

 

US

 

20170201

 

ANNUAL

 

20161209

 

PSMT

 

741511109

 

1

 

ELECTION OF DIRECTORS: 1. SHERRY S. BAHRAMBEYGUI, 2. GONZALO BARRUTIETA, 3. GORDON H. HANSON, 4. LEON C. JANKS, 5. JOSE LUIS LAPARTE, 6. MITCHELL G. LYNN, 7. GARY MALINO, 8. PIERRE MIGNAULT, 9. ROBERT E. PRICE, 10. EDGAR ZURCHER

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1A

 

ELECTION OF DIRECTOR: JAIME ARDILA

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1B

 

ELECTION OF DIRECTOR: CHARLES H. GIANCARLO

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1C

 

ELECTION OF DIRECTOR: HERBERT HAINER

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1D

 

ELECTION OF DIRECTOR: WILLIAM L. KIMSEY

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1E

 

ELECTION OF DIRECTOR: MARJORIE MAGNER

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1F

 

ELECTION OF DIRECTOR: NANCY MCKINSTRY

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1G

 

ELECTION OF DIRECTOR: PIERRE NANTERME

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1H

 

ELECTION OF DIRECTOR: GILLES C. PÉLISSON

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1I

 

ELECTION OF DIRECTOR: PAULA A. PRICE

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1J

 

ELECTION OF DIRECTOR: ARUN SARIN

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

1K

 

ELECTION OF DIRECTOR: FRANK K. TANG

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

3

 

TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

5

 

TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

6

 

TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW

 

MGMT

 

FOR

 

FOR

ACCENTURE PLC

 

US

 

20170210

 

ANNUAL

 

20161212

 

ACN

 

G1151C101

 

7

 

TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1A

 

ELECTION OF DIRECTOR: SUSAN E. ARNOLD

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1B

 

ELECTION OF DIRECTOR: JOHN S. CHEN

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1C

 

ELECTION OF DIRECTOR: JACK DORSEY

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1D

 

ELECTION OF DIRECTOR: ROBERT A. IGER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1E

 

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1F

 

ELECTION OF DIRECTOR: FRED H. LANGHAMMER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1G

 

ELECTION OF DIRECTOR: AYLWIN B. LEWIS

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1H

 

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1I

 

ELECTION OF DIRECTOR: MARK G. PARKER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1J

 

ELECTION OF DIRECTOR: SHERYL K. SANDBERG

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1K

 

ELECTION OF DIRECTOR: ORIN C. SMITH

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

4

 

TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED

 

MGMT

 

1 YEAR

 

1 YEAR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

5

 

REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY’S LOBBYING POLICIES AND ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

 



 

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

6

 

REQUESTING THE BOARD TO AMEND THE COMPANY’S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION

 

SHAREHOLD

 

AGAINST

 

AGAINST

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1A

 

ELECTION OF DIRECTOR: PETER L.S. CURRIE

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1B

 

ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1C

 

ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1D

 

ELECTION OF DIRECTOR: PAAL KIBSGAARD

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1E

 

ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1F

 

ELECTION OF DIRECTOR: HELGE LUND

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1G

 

ELECTION OF DIRECTOR: MICHAEL E. MARKS

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1H

 

ELECTION OF DIRECTOR: INDRA K. NOOYI

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1I

 

ELECTION OF DIRECTOR: LUBNA S. OLAYAN

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1J

 

ELECTION OF DIRECTOR: LEO RAFAEL REIF

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1K

 

ELECTION OF DIRECTOR: TORE I. SANDVOLD

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

1L

 

ELECTION OF DIRECTOR: HENRI SEYDOUX

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

3

 

TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

4

 

TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

6

 

TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

 

US

 

20170405

 

ANNUAL

 

20170215

 

SLB

 

806857108

 

7

 

TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN

 

MGMT

 

FOR

 

FOR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

1

 

ELECTION OF DIRECTORS: 1. SCOTT A. SHAY, 2. JOSEPH J. DEPAOLO, 3. BARNEY FRANK

 

MGMT

 

FOR

 

FOR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

3

 

TO APPROVE THE AMENDMENT TO THE COMPANY’S RESTATED ORGANIZATIONAL CERTIFICATE TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS

 

MGMT

 

FOR

 

FOR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

5

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SIGNATURE BANK

 

US

 

20170420

 

ANNUAL

 

20170301

 

SBNY

 

82669G104

 

6

 

TO APPROVE THE EQUITY PLAN AMENDMENTS TO REMOVE LIBERAL SHARE RECYCLING PROVISIONS, TO ADD A 12-MONTH MINIMUM VESTING SCHEDULE AND TO PROHIBIT BUYOUTS OF UNDERWATER OPTIONS

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

1

 

ELECTION OF DIRECTOR: ASHLEY ALMANZA

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

2

 

ELECTION OF DIRECTOR: MICHAEL A. CAWLEY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

3

 

ELECTION OF DIRECTOR: JULIE H. EDWARDS

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

4

 

ELECTION OF DIRECTOR: GORDON T. HALL

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

5

 

ELECTION OF DIRECTOR: SCOTT D. JOSEY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

6

 

ELECTION OF DIRECTOR: JON A. MARSHALL

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

7

 

ELECTION OF DIRECTOR: MARY P. RICCIARDELLO

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

8

 

ELECTION OF DIRECTOR: DAVID W. WILLIAMS

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

9

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

10

 

RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TH COMPANY’S UK STATUTORY AUDITOR

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

11

 

AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS’ COMPENSATION

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

12

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

13

 

AN ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON THE COMPANY’S EXECUTIVE

 

MGMT

 

1 YEAR

 

1 YEAR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

14

 

AN ADVISORY VOTE ON THE COMPANY’S DIRECTORS’ COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2016

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

15

 

A VOTE ON THE COMPANY’S DIRECTORS’ COMPENSATION POLICY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

16

 

APPROVAL OF AN AMENDMENT PRIMARILY TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2015 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

17

 

APPROVAL OF 2017 DIRECTOR OMNIBUS PLAN

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

1A

 

ELECTION OF DIRECTOR: REBECCA M. HENDERSON, PHD

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

1B

 

ELECTION OF DIRECTOR: LAWRENCE D. KINGSLEY

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

1C

 

ELECTION OF DIRECTOR: SOPHIE V. VANDEBROEK, PHD

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

IDEXX LABORATORIES, INC.

 

US

 

20170503

 

ANNUAL

 

20170310

 

IDXX

 

45168D104

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1A

 

ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1B

 

ELECTION OF DIRECTOR: MARK T. BERTOLINI

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1C

 

ELECTION OF DIRECTOR: RICHARD L. CARRION

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1D

 

ELECTION OF DIRECTOR: MELANIE L. HEALEY

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1E

 

ELECTION OF DIRECTOR: M. FRANCES KEETH

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1F

 

ELECTION OF DIRECTOR: KARL-LUDWIG KLEY

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1G

 

ELECTION OF DIRECTOR: LOWELL C. MCADAM

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1H

 

ELECTION OF DIRECTOR: CLARENCE OTIS, JR.

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1I

 

ELECTION OF DIRECTOR: RODNEY E. SLATER

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1J

 

ELECTION OF DIRECTOR: KATHRYN A. TESIJA

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1K

 

ELECTION OF DIRECTOR: GREGORY D. WASSON

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

1L

 

ELECTION OF DIRECTOR: GREGORY G. WEAVER

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

4

 

ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

5

 

APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

6

 

HUMAN RIGHTS COMMITTEE

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

7

 

REPORT ON GREENHOUSE GAS REDUCTION TARGETS

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

8

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

9

 

EXECUTIVE COMPENSATION CLAWBACK POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

10

 

STOCK RETENTION POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

VERIZON COMMUNICATIONS INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

VZ

 

92343V104

 

11

 

LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES

 

SHAREHOLD

 

AGAINST

 

AGAINST

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1A

 

ELECTION OF DIRECTOR: ROBERT D. DALEO

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1B

 

ELECTION OF DIRECTOR: WALTER W. DRIVER, JR.

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1C

 

ELECTION OF DIRECTOR: MARK L. FEIDLER

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1D

 

ELECTION OF DIRECTOR: G. THOMAS HOUGH

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1E

 

ELECTION OF DIRECTOR: L. PHILLIP HUMANN

 

MGMT

 

FOR

 

FOR

 



 

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1F

 

ELECTION OF DIRECTOR: ROBERT D. MARCUS

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1G

 

ELECTION OF DIRECTOR: SIRI S. MARSHALL

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1H

 

ELECTION OF DIRECTOR: JOHN A. MCKINLEY

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1I

 

ELECTION OF DIRECTOR: RICHARD F. SMITH

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1J

 

ELECTION OF DIRECTOR: ELANE B. STOCK

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

1K

 

ELECTION OF DIRECTOR: MARK B. TEMPLETON

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

3

 

ADVISORY VOTE ON FREQUENCY OF FUTURE SAY-ON-PAY VOTES.

 

MGMT

 

1 YEAR

 

1 YEAR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

EQUIFAX INC.

 

US

 

20170504

 

ANNUAL

 

20170301

 

EFX

 

294429105

 

5

 

REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE.

 

SHAREHOLD

 

AGAINST

 

AGAINST

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1

 

ELECTION OF DIRECTORS: 1. CYNTHIA T. JAMISON, 2. JOHNSTON C. ADAMS, 3. PETER D. BEWLEY, 4. RAMKUMAR KRISHNAN, 5. GREGOR MACKENZIE, 6. EDNA K. MORRIS, 7. MARK J. WEIKEL, 8. GREGORY A. SANDFORT

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

4

 

SAY WHEN ON PAY AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1A

 

ELECTION OF DIRECTOR: DAVID O’REILLY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1B

 

ELECTION OF DIRECTOR: CHARLES H. O’REILLY, JR.

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1C

 

ELECTION OF DIRECTOR: LARRY O’REILLY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1D

 

ELECTION OF DIRECTOR: ROSALIE O’REILLY WOOTEN

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1E

 

ELECTION OF DIRECTOR: JAY D. BURCHFIELD

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1F

 

ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1G

 

ELECTION OF DIRECTOR: PAUL R. LEDERER

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1H

 

ELECTION OF DIRECTOR: JOHN R. MURPHY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1I

 

ELECTION OF DIRECTOR: RONALD RASHKOW

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

3

 

ADVISORY VOTE ON THE FREQUENCY O FUTURE SAY ON PAY VOTES

 

MGMT

 

1 YEAR

 

1 YEAR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

4

 

APPROVAL OF THE 2017 INCENTIVE AWARD PLAN

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

6

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

1

 

ELECTION OF DIRECTORS: 1. PHILIPPE ALFROID, 2. RAYMOND T. BETLER 3. EMILIO A. FERNANDEZ, 4. LEE B. FOSTER, II

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

3

 

ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

4

 

APPROVE AMENDMENT AND RESTATEMEN OF THE 2011 STOCK INCENTIVE PLAN, INCLUDING MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

5

 

APPROVE AMENDMENT AND RESTATEMENT OF THE 1995 NON-EMPLOYEE DIRECTORS’ FEE AND STOCK OPTION PLAN

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

6

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

1

 

ELECTION OF DIRECTORS: 1. BRIAN M. SONDEY, 2. SIMON R. VERNON, 3. ROBERT W. ALSPAUGH, 4. MALCOLM P. BAKER, 5. DAVID A. COULTER, 6.CLAUDE GERMAIN, 7. KENNETH HANAU, 8. JOHN S. HEXTALL, 9. ROBERT L. ROSNER

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

ZOETIS INC.

 

US

 

20170511

 

ANNUAL

 

20170317

 

ZTS

 

98978V103

 

1A

 

ELECTION OF DIRECTOR: GREGORY NORDEN

 

MGMT

 

FOR

 

FOR

ZOETIS INC.

 

US

 

20170511

 

ANNUAL

 

20170317

 

ZTS

 

98978v103

 

1B

 

ELECTION OF DIRECTOR: LOUISE M. PARENT

 

MGMT

 

FOR

 

FOR

ZOETIS INC.

 

US

 

20170511

 

ANNUAL

 

20170317

 

ZTS

 

98978V103

 

1C

 

ELECTION OF DIRECTOR: ROBERT W. SCULLY

 

MGMT

 

FOR

 

FOR

ZOETIS INC.

 

US

 

20170511

 

ANNUAL

 

20170317

 

ZTS

 

98978V103

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ZOETIS INC.

 

US

 

20170511

 

ANNUAL

 

20170317

 

ZTS

 

98978V103

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1A

 

ELECTION OF DIRECTOR: JOE MANSUETO

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1B

 

ELECTION OF DIRECTOR: KUNAL KAPOOR

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1C

 

ELECTION OF DIRECTOR: ROBIN DIAMONTE

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1D

 

ELECTION OF DIRECTOR: CHERYL FRANCIS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1E

 

ELECTION OF DIRECTOR: STEVE KAPLAN

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1F

 

ELECTION OF DIRECTOR: GAIL LANDIS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1G

 

ELECTION OF DIRECTOR: BILL LYONS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1H

 

ELECTION OF DIRECTOR: JACK NOONAN

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1I

 

ELECTION OF DIRECTOR: CAROLINE TSAY

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1J

 

ELECTION OF DIRECTOR: HUGH ZENTMYER

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

1A

 

ELECTION OF DIRECTOR: DAVID M. DEMSHUR

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

1B

 

ELECTION OF DIRECTOR: JAN WILLEM SODDERLAND

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

2

 

TO AMEND ARTICLE 20, PARAGRAPH 5(II), OF OUR ARTICLES OF ASSOCIATION TO ALLOW FOR ANY FUTURE AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH ARE PROPOSED BY THE BOARD OF MANAGEMEN AND WHICH PROPOSAL IS APPROVED BY TH BOARD OF SUPERVISORY DIRECTORS, TO BE PASSED WITH AN ABSOLUTE MAJORITY OF VOTES CAST, WITHOUT REGARD TO THE NUMBER OF SHARES REPRESENTED AT THE MEETING

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

3

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

4

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

5

 

TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016, FOLLOWING A DISCUSSION OF OUR DUTCH REPORT OF THE MANAGEMENT BOARD FOR THAT SAME PERIOD

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

6

 

TO APPROVE AND RESOLVE THE CANCELLATION OF OUR REPURCHASED SHARES HELD AT 12:01 A.M. CEST ON MAY 18, 2017

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

7

 

TO APPROVE AND RESOLVE THE EXTENSION OF THE EXISTING AUTHORITY TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL FROM TIME TO TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER 18, 2018, AND SUCH REPURCHASED SHARES MAY BE USED FOR ANY LEGAL PURPOSE

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

8

 

TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO ISSUE SHARES AND/OR TO GRANT RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH RESPECT TO OUR COMMON AND PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018

 

MGMT

 

FOR

 

FOR

CORE LABORATORIES N.V.

 

US

 

20170518

 

ANNUAL

 

20170420

 

CLB

 

N22717107

 

9

 

TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR COMMON SHARES AND/OR PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018

 

MGMT

 

FOR

 

FOR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

1

 

ELECTION OF DIRECTORS: 1. LOUIS A. WATERS, 2. JEFFERY G. DAVIS, 3. GARY G. YESAVAGE

 

MGMT

 

FOR

 

FOR

 



 

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

4

 

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

5

 

TO APPROVE THE TEAM, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1

 

ELECTION OF DIRECTORS: 1. DOMINICK CERBONE, 2. JOHN A. COURI, 3. JOSEPH CUGINE, 4. JOHN DEBENEDETTI, 5. STEVEN F. GOLDSTONE, 6. ALAN GUARINO, 7. STEPHEN HANSON, 8. KATHERINE OLIVER, 9. CHRISTOPHER PAPPAS, 10. JOHN PAPPAS

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

4

 

TO APPROVE THE MATERIAL TERMS OF SECTION 162(M) PERFORMANCE GOALS AS SET FORTH IN OUR 2011 OMNIBUS EQUITY INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

1

 

ELECTION OF DIRECTORS: 1. ROBERT L. FORNARO, 2. H. MCINTYRE GARDNER

 

MGMT

 

FOR

 

FOR

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

1

 

ELECTION OF DIRECTORS: 1. MOLLY CAMPBELL, , 2. IRIS S. CHAN, 3. RUDOLPH I. ESTRADA, 4. PAUL H. IRVING , 5. HERMAN Y. LI, 6. JACK C. LIU, 7. DOMINIC NG, 8. KEITH W. RENKEN, 9.LESTER M. SUSSMAN

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

3

 

TO DETERMINE WHETHER TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

4

 

TO APPROVE THE 2017 PERFORMANCE-BASED BONUS PLAN, AS AMENDED

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SEI INVESTMENTS COMPANY

 

1A

 

20170524

 

ANNUAL

 

20170324

 

SEIC

 

784117103

 

1A

 

ELECTION OF DIRECTOR: SARAH W. BLUMENSTEIN

 

MGMT

 

FOR

 

FOR

SEI INVESTMENTS COMPANY

 

1B

 

20170524

 

ANNUAL

 

20170324

 

SEIC

 

784117103

 

1B

 

ELECTION OF DIRECTOR: KATHRYN M. MCCARTHY

 

MGMT

 

FOR

 

FOR

SEI INVESTMENTS COMPANY

 

2

 

20170524

 

ANNUAL

 

20170324

 

SEIC

 

784117103

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SEI INVESTMENTS COMPANY

 

3

 

20170524

 

ANNUAL

 

20170324

 

SEIC

 

784117103

 

3

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SEI INVESTMENTS COMPANY

 

4

 

20170524

 

ANNUAL

 

20170324

 

SEIC

 

784117103

 

4

 

ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1A

 

ELECTION OF DIRECTOR: JULIE L. GERBERDING, M.D.

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1B

 

ELECTION OF DIRECTOR: NEAL L. PATTERSON

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1C

 

ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

4

 

APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

HEALTHCARE SERVICES GROUP, INC.

 

US

 

20170530

 

ANNUAL

 

20170403

 

HCSG

 

421906108

 

1

 

ELECTION OF DIRECTORS: 1. THEODORE WAHL, 2. JOHN M. BRIGGS, 3. ROBERT L. FROME, 4. ROBERT J. MOSS , 5. DINO D. OTTAVIANO, 6. MICHAEL E. MCBRYAN, 7. DIANE S. CASEY, 8. JOHN J. MCFADDEN , 9. JUDE VISCONTO

 

MGMT

 

FOR

 

FOR

HEALTHCARE SERVICES GROUP, INC.

 

US

 

20170530

 

ANNUAL

 

20170403

 

HCSG

 

421906108

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

HEALTHCARE SERVICES GROUP, INC.

 

US

 

20170530

 

ANNUAL

 

20170403

 

HCSG

 

421906108

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HEALTHCARE SERVICES GROUP, INC.

 

US

 

20170530

 

ANNUAL

 

20170403

 

HCSG

 

421906108

 

4

 

TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.1

 

ELECTION OF DIRECTOR: JAMES H. HAWORTH

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.2

 

ELECTION OF DIRECTOR: KELLY M. MALSON

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.3

 

ELECTION OF DIRECTOR: BOB L. MARTIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.4

 

ELECTION OF DIRECTOR: DOUGLAS H. MARTIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.5

 

ELECTION OF DIRECTOR: NORMAN L. MILLER

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.6

 

ELECTION OF DIRECTOR: WILLIAM E. SAUNDERS, JR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.7

 

ELECTION OF DIRECTOR: WILLIAM(DAVID)SCHOFMAN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.8

 

ELECTION OF DIRECTOR: ODED SHEIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

4

 

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, FOR THE FREQUENCY OF ADVISORY VOTES ON THE NAMED EXECUTIVE OFFICERS’ COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

5

 

TO APPROVE THE ADOPTION OF THE AMENDED 2016 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1A

 

ELECTION OF DIRECTOR: BARRY J. ALPERIN

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1B

 

ELECTION OF DIRECTOR: LAWRENCE S. BACOW, PH.D.

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1C

 

ELECTION OF DIRECTOR: GERALD A. BENJAMIN

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1D

 

ELECTION OF DIRECTOR: STANLEY M. BERGMAN

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1E

 

ELECTION OF DIRECTOR: JAMES P. BRESLAWSKI

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1F

 

ELECTION OF DIRECTOR: PAUL BRONS

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1G

 

ELECTION OF DIRECTOR: JOSEPH L. HERRING

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1H

 

ELECTION OF DIRECTOR: DONALD J. KABAT

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1I

 

ELECTION OF DIRECTOR: KURT P. KUEHN

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1J

 

ELECTION OF DIRECTOR: PHILIP A. LASKAWY

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1K

 

ELECTION OF DIRECTOR: MARK E. MLOTEK

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1L

 

ELECTION OF DIRECTOR: STEVEN PALADINO

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1M

 

ELECTION OF DIRECTOR: CAROL RAPHAEL

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1N

 

ELECTION OF DIRECTOR: E. DIANNE REKOW, DDS, PH.D.

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

1O

 

ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D.

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

2

 

PROPOSAL TO AMEND THE COMPANY’S SECTION 162(M) CASH BONUS PLAN TO EXTEND THE TERM OF THE PLAN TO DECEMBER 31, 2021 AND TO REAPPROVE THE PERFORMANCE GOALS THEREUNDER

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

4

 

PROPOSAL TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

HENRY SCHEIN, INC.

 

US

 

20170531

 

ANNUAL

 

20170403

 

HSIC

 

806407102

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

1

 

ELECTION OF DIRECTORS: 1. MARC L. ANDREESSEN, 2. ERSKINE B. BOWLES, 3. SUSAN D. DESMONDHELLMANN , 4. REED HASTINGS, 5. JAN KOUM, 6. SHERYL K. SANDBERG, 7. PETER A. THIEL, 8. MARK ZUCKERBERG

 

MGMT

 

FOR

 

FOR

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

3

 

CHANGE IN STOCKHOLDER VOTING

 

SHAREHOLD

 

AGAINST

 

AGAINST

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

4

 

A LOBBYING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

5

 

FALSE NEWS

 

SHAREHOLD

 

AGAINST

 

AGAINST

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

6

 

A GENDER PAY EQUITY REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

FACEBOOK INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

FB

 

30303M102

 

7

 

AN INDEPENDENT CHAIR

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

1

 

ELECTION OF DIRECTORS: 1. LARRY PAGE, 2. SERGEY BRIN, 3. ERIC E. SCHMIDT, 4. L. JOHN DOERR, 5. ROGER W. FERGUSON, JR., 6. DIANE B. GREENE, 7. JOHN L. HENNESSY, 8. ANN MATHER, 9. ALAN R. MULALLY, 10. PAUL S. OTELLINI, 11. K. RAM SHRIRAM, 12. SHIRLEY M. TILGHMAN

 

MGMT

 

FOR

 

FOR

 



 

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

3

 

THE APPROVAL OF AN AMENDMENT TO ALPHABET’S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK

 

MGMT

 

FOR

 

FOR

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

4

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

5

 

THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS

 

MGMT

 

3 YEAR

 

3 YEAR

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

6

 

EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

7

 

A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

8

 

A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

9

 

A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING.

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

10

 

A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

11

 

THE IMPLEMENTATION OF “HOLY LAND PRINCIPLES,” IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

ALPHABET INC.

 

US

 

20170607

 

ANNUAL

 

20170419

 

GOOGL

 

02079K305

 

12

 

A REPORT ON “FAKE NEWS,” IF PROPERLY PRESENTED AT THE MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

SHUTTERSTOCK, INC.

 

US

 

20170607

 

ANNUAL

 

20170420

 

SSTK

 

825690100

 

1

 

ELECTION OF DIRECTORS: 1. DEIRDRE BIGLEY, 2. JEFF EPSTEIN

 

MGMT

 

FOR

 

FOR

SHUTTERSTOCK, INC.

 

US

 

20170607

 

ANNUAL

 

20170420

 

SSTK

 

825690100

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SHUTTERSTOCK, INC.

 

US

 

20170607

 

ANNUAL

 

20170420

 

SSTK

 

825690100

 

3

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1A

 

ELECTION OF DIRECTOR: RICHARD M. MCVEY

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1B

 

ELECTION OF DIRECTOR: STEVEN L. BEGLEITER

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1C

 

ELECTION OF DIRECTOR: STEPHEN P. CASPER

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1D

 

ELECTION OF DIRECTOR: JANE CHWICK

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1E

 

ELECTION OF DIRECTOR: WILLIAM F. CRUGER

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1F

 

ELECTION OF DIRECTOR: DAVID G. GOMACH

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1G

 

ELECTION OF DIRECTOR: CARLOS M. HERNANDEZ

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1H

 

ELECTION OF DIRECTOR: RICHARD G. KETCHUM

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1I

 

ELECTION OF DIRECTOR: JOHN STEINHARDT

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

1J

 

ELECTION OF DIRECTOR: JAMES J. SULLIVAN

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MARKETAXESS HOLDINGS INC.

 

US

 

20170608

 

ANNUAL

 

20170411

 

MKTX

 

57060D108

 

4

 

ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

1

 

ELECTION OF DIRECTORS: 1. TODD M. HORNBECK, 2. PATRICIA B. MELCHER, 3. NICHOLAS L. SWYKA, JR.

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

4

 

TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES

 

MGMT

 

3 YEAR

 

3 YEAR

 



 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

FOR THE PERIOD JULY 1, 2016 - JUNE 30, 2017

LARGE CAP VALUE FUND

 

COMPANY NAME

 

COUNTRY

 

MEETING
DATE

 

MEETING
TYPE
(“ANNUAL”)
OR
(“SPECIAL”)

 

RECORD
DATE

 

TICKER

 

SECURITY
ID (CUSIP)

 

AGENDA
ITEM
NUMBER

 

AGENDA ITEM DESCRIPTION

 

PROPOSED BY
(“MGMT”) OR
(“SHAREHOLD”)

 

MGMT VOTE
(“FOR”) OR
(“AGAINST”)

 

PG VOTE
(“FOR”),
(“AGAINST”),
(“ABSTAIN”),
(“WITHHOLD”)
OR (“NOT
RECD”)

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1A

 

ELECTION OF DIRECTOR: JAMES L. BARKSDALE

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1B

 

ELECTION OF DIRECTOR: JOHN A. EDWARDSON

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1C

 

ELECTION OF DIRECTOR: MARVIN R. ELLISON

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1D

 

ELECTION OF DIRECTOR: JOHN C. (“CHRIS”) INGLIS

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1E

 

ELECTION OF DIRECTOR: KIMBERLY A. JABAL

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1F

 

ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1G

 

ELECTION OF DIRECTOR: R. BRAD MARTIN

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1H

 

ELECTION OF DIRECTOR: JOSHUA COOPER RAMO

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1I

 

ELECTION OF DIRECTOR: SUSAN C. SCHWAB

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1J

 

ELECTION OF DIRECTOR: FREDERICK W. SMITH

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1K

 

ELECTION OF DIRECTOR: DAVID P. STEINER

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

1L

 

ELECTION OF DIRECTOR: PAUL S. WALSH

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

4

 

LOBBYING ACTIVITY AND EXPENDITURE REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

5

 

SIMPLE MAJORITY VOTE-COUNTING

 

SHAREHOLD

 

AGAINST

 

AGAINST

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

6

 

HOLY LAND PRINCIPLES

 

SHAREHOLD

 

AGAINST

 

AGAINST

FEDEX CORPORATION

 

US

 

20160926

 

ANNUAL

 

20160801

 

FDX

 

31428X106

 

7

 

APPLICATION OF COMPANY NONDISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1A

 

ELECTION OF DIRECTOR: FRANCIS S. BLAKE

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1B

 

ELECTION OF DIRECTOR: ANGELA F. BRALY

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1C

 

ELECTION OF DIRECTOR: KENNETH I. CHENAULT

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1D

 

ELECTION OF DIRECTOR: SCOTT D. COOK

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1E

 

ELECTION OF DIRECTOR: TERRY J. LUNDGREN

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1F

 

ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1G

 

ELECTION OF DIRECTOR: DAVID S. TAYLOR

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1H

 

ELECTION OF DIRECTOR: MARGARET C. WHITMAN

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1I

 

ELECTION OF DIRECTOR: PATRICIA A. WOERTZ

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

1J

 

ELECTION OF DIRECTOR: ERNESTO ZEDILLO

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

4

 

LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE PROCTER & GAMBLE COMPANY

 

US

 

20161011

 

ANNUAL

 

20160812

 

PG

 

742718109

 

5

 

APPLICATION OF COMPANY NONDISCRIMINATION POLICIES IN STATES WITH PRODISCRIMINATION LAWS

 

SHAREHOLD

 

AGAINST

 

AGAINST

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1A

 

ELECTION OF DIRECTOR: DANIEL J. BRUTTO

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1B

 

ELECTION OF DIRECTOR: JOHN M. CASSADAY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1C

 

ELECTION OF DIRECTOR: JUDITH B. CRAVEN, M.D.

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1D

 

ELECTION OF DIRECTOR: WILLIAM J. DELANEY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1E

 

ELECTION OF DIRECTOR: JOSHUA D. FRANK

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1F

 

ELECTION OF DIRECTOR: LARRY C. GLASSCOCK

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1G

 

ELECTION OF DIRECTOR: JONATHAN GOLDEN

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1H

 

ELECTION OF DIRECTOR: BRADLEY M. HALVERSON

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1I

 

ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1J

 

ELECTION OF DIRECTOR: NANCY S. NEWCOMB

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1K

 

ELECTION OF DIRECTOR: NELSON PELTZ

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1L

 

ELECTION OF DIRECTOR: EDWARD D. SHIRLEY

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1M

 

ELECTION OF DIRECTOR: RICHARD G. TILGHMAN

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

1N

 

ELECTION OF DIRECTOR: JACKIE M. WARD

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

3

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SYSCO CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

SYY

 

871829107

 

4

 

A POLICY LIMITING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL

 

SHAREHOLD

 

AGAINST

 

AGAINST

ORACLE CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

ORCL

 

68389X105

 

1

 

ELECTION OF DIRECTORS: 1. JEFFREY S. BERG, 2. H. RAYMOND BINGHAM, 3. MICHAEL J. BOSKIN, 4. SAFRA A. CATZ, 5. BRUCE R. CHIZEN, 6. GEORGE H. CONRADES, 7. LAWRENCE J. ELLISON, 8. HECTOR GARCIA-MOLINA, 9. JEFFREY O. HENLEY, 10. MARK V. HURD, 11. RENEE J. JAMES, 12. LEON E. PANETTA, 13. NAOMI O. SELIGMAN

 

MGMT

 

FOR

 

FOR

ORACLE CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

ORCL

 

68389X105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ORACLE CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

ORCL

 

68389X105

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

ORACLE CORPORATION

 

US

 

20161116

 

ANNUAL

 

20160919

 

ORCL

 

68389X105

 

4

 

LOBBYING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.1

 

ELECTION OF DIRECTOR: WILLIAM H. GATES III

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.2

 

ELECTION OF DIRECTOR: TERI L. LIST-STOLL

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.3

 

ELECTION OF DIRECTOR: G. MASON MORFIT

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.4

 

ELECTION OF DIRECTOR: SATYA NADELLA

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.5

 

ELECTION OF DIRECTOR: CHARLES H. NOSKI

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.6

 

ELECTION OF DIRECTOR: HELMUT PANKE

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.7

 

ELECTION OF DIRECTOR: SANDRA E. PETERSON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.8

 

ELECTION OF DIRECTOR: CHARLES W. SCHARF

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.9

 

ELECTION OF DIRECTOR: JOHN W. STANTON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.10

 

ELECTION OF DIRECTOR: JOHN W. THOMPSON

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

1.11

 

ELECTION OF DIRECTOR: PADMASREE WARRIOR

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

4

 

APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

5

 

APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN

 

MGMT

 

FOR

 

FOR

MICROSOFT CORPORATION

 

US

 

20161130

 

ANNUAL

 

20160930

 

MSFT

 

594918104

 

6

 

REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS

 

SHAREHOLD

 

AGAINST

 

AGAINST

TIME WARNER INC.

 

US

 

20170215

 

SPECIAL

 

20170103

 

TWX

 

887317303

 

1

 

ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE “MERGER AGREEMENT”), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC.

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170215

 

SPECIAL

 

20170103

 

TWX

 

887317303

 

2

 

APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE.

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170215

 

SPECIAL

 

20170103

 

TWX

 

887317303

 

3

 

APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1A

 

ELECTION OF DIRECTOR: SAMUEL R. ALLEN

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1B

 

ELECTION OF DIRECTOR: CRANDALL C. BOWLES

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1C

 

ELECTION OF DIRECTOR: VANCE D. COFFMAN

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1D

 

ELECTION OF DIRECTOR: ALAN C. HEUBERGER

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1E

 

ELECTION OF DIRECTOR: DIPAK C. JAIN

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1F

 

ELECTION OF DIRECTOR: MICHAEL O. JOHANNS

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1G

 

ELECTION OF DIRECTOR: CLAYTON M. JONES

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1H

 

ELECTION OF DIRECTOR: BRIAN M. KRZANICH

 

MGMT

 

FOR

 

FOR

 



 

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1I

 

ELECTION OF DIRECTOR: GREGORY R. PAGE

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1J

 

ELECTION OF DIRECTOR: SHERRY M. SMITH

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1K

 

ELECTION OF DIRECTOR: DMITRI L. STOCKTON

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

1L

 

ELECTION OF DIRECTOR: SHEILA G. TALTON

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

3

 

NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

DEERE & COMPANY

 

US

 

20170222

 

ANNUAL

 

20161230

 

DE

 

244199105

 

5

 

RIGHT TO ACT BY WRITTEN CONSENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1A

 

ELECTION OF DIRECTOR: JAMES BELL

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1B

 

ELECTION OF DIRECTOR: TIM COOK

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1C

 

ELECTION OF DIRECTOR: AL GORE

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1D

 

ELECTION OF DIRECTOR: BOB IGER

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1E

 

ELECTION OF DIRECTOR: ANDREA JUNG

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1F

 

ELECTION OF DIRECTOR: ART LEVINSON

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1G

 

ELECTION OF DIRECTOR: RON SUGAR

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

1H

 

ELECTION OF DIRECTOR: SUE WAGNER

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

4

 

FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

5

 

ENTITLED “CHARITABLE GIVING-RECIPIENTS, INTENTS AND BENEFITS”

 

SHAREHOLD

 

AGAINST

 

AGAINST

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

6

 

DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS

 

SHAREHOLD

 

AGAINST

 

AGAINST

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

7

 

ENTITLED “SHAREHOLDER PROXY ACCESS AMENDMENTS”

 

SHAREHOLD

 

AGAINST

 

AGAINST

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

8

 

ENTITLED “EXECUTIVE COMPENSATION REFORM”

 

SHAREHOLD

 

AGAINST

 

AGAINST

APPLE INC.

 

US

 

20170228

 

ANNUAL

 

20161230

 

AAPL

 

037833100

 

9

 

ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK”

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1A

 

ELECTION OF DIRECTOR: SUSAN E. ARNOLD

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1B

 

ELECTION OF DIRECTOR: JOHN S. CHEN

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1C

 

ELECTION OF DIRECTOR: JACK DORSEY

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1D

 

ELECTION OF DIRECTOR: ROBERT A. IGER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1E

 

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1F

 

ELECTION OF DIRECTOR: FRED H. LANGHAMMER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1G

 

ELECTION OF DIRECTOR: AYLWIN B. LEWIS

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1H

 

ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1I

 

ELECTION OF DIRECTOR: MARK G. PARKER

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1J

 

ELECTION OF DIRECTOR: SHERYL K. SANDBERG

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

1K

 

ELECTION OF DIRECTOR: ORIN C. SMITH

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

4

 

TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED

 

MGMT

 

1 YEAR

 

1 YEAR

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

5

 

TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY’S LOBBYING POLICIES AND ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE WALT DISNEY COMPANY

 

US

 

20170308

 

ANNUAL

 

20170109

 

DIS

 

254687106

 

6

 

TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY’S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1A

 

ELECTION OF DIRECTOR: GREGORY E. ABEL

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1B

 

ELECTION OF DIRECTOR: ALEXANDRE BEHRING

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1C

 

ELECTION OF DIRECTOR: WARREN E. BUFFETT

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1D

 

ELECTION OF DIRECTOR: JOHN T. CAHILL

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1E

 

ELECTION OF DIRECTOR: TRACY BRITT COOL

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1F

 

ELECTION OF DIRECTOR: FEROZ DEWAN

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1G

 

ELECTION OF DIRECTOR: JEANNE P. JACKSON

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1H

 

ELECTION OF DIRECTOR: JORGE PAULO LEMANN

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1I

 

ELECTION OF DIRECTOR: MACKEY J. MCDONALD

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1J

 

ELECTION OF DIRECTOR: JOHN C. POPE

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

1K

 

ELECTION OF DIRECTOR: MARCEL HERRMANN TELLES

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

2

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

4

 

RESOLUTION RELATED TO SUSTAINABILITY AND NUTRITION

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

5

 

RESOLUTION RELATED TO PACKAGING

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE KRAFT HEINZ COMPANY

 

US

 

20170419

 

ANNUAL

 

20170221

 

KHC

 

500754106

 

6

 

RESOLUTION RELATED TO DEFORESTATION

 

SHAREHOLD

 

AGAINST

 

AGAINST

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1A

 

ELECTION OF DIRECTOR: DARIUS ADAMCZYK

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1B

 

ELECTION OF DIRECTOR: WILLIAM S. AYER

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1C

 

ELECTION OF DIRECTOR: KEVIN BURKE

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1D

 

ELECTION OF DIRECTOR: JAIME CHICO PARDO

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1E

 

ELECTION OF DIRECTOR: DAVID M. COTE

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1F

 

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1G

 

ELECTION OF DIRECTOR: LINNET F. DEILY

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1H

 

ELECTION OF DIRECTOR: JUDD GREGG

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1I

 

ELECTION OF DIRECTOR: CLIVE HOLLICK

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1J

 

ELECTION OF DIRECTOR: GRACE D. LIEBLEIN

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1K

 

ELECTION OF DIRECTOR: GEORGE PAZ

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1L

 

ELECTION OF DIRECTOR: BRADLEY T. SHEARES

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

1M

 

ELECTION OF DIRECTOR: ROBIN L. WASHINGTON

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

2

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

4

 

APPROVE THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

5

 

INDEPENDENT BOARD CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

HONEYWELL INTERNATIONAL INC.

 

US

 

20170424

 

ANNUAL

 

20170224

 

HON

 

438516106

 

6

 

POLITICAL LOBBYING AND CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1A

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1B

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1C

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1D

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1E

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1F

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1G

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1H

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR.

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1I

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1J

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1K

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1L

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

1M

 

ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

4

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

5

 

LOBBYING DISCLOSURE

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

6

 

SPECIAL SHAREOWNER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTERNATIONAL BUSINESS MACHINES CORP.

 

US

 

20170425

 

ANNUAL

 

20170224

 

IBM

 

459200101

 

7

 

ADOPT A PROXY ACCESS BYLAW

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1A

 

ELECTION OF DIRECTOR: JOHN D. BAKER II

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1B

 

ELECTION OF DIRECTOR: JOHN S. CHEN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1C

 

ELECTION OF DIRECTOR: LLOYD H. DEAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1D

 

ELECTION OF DIRECTOR: ELIZABETH A. DUKE

 

MGMT

 

FOR

 

FOR

 



 

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1E

 

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1F

 

ELECTION OF DIRECTOR: DONALD M. JAMES

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1G

 

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1H

 

ELECTION OF DIRECTOR: KAREN B. PEETZ

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1I

 

ELECTION OF DIRECTOR: FEDERICO F. PEÑA

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1J

 

ELECTION OF DIRECTOR: JAMES H. QUIGLEY

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1K

 

ELECTION OF DIRECTOR: STEPHEN W. SANGER

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1L

 

ELECTION OF DIRECTOR: RONALD L. SARGENT

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1M

 

ELECTION OF DIRECTOR: TIMOTHY J. SLOGAN

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1N

 

ELECTION OF DIRECTOR: SUSAN G. SWENSON

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

1O

 

ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

5

 

RETAIL BANKING SALES PRACTICES REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

6

 

CUMULATIVE VOTING

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

7

 

DIVESTING NON-CORE BUSINESS REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

8

 

GENDER PAY EQUITY REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

9

 

LOBBYING REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

WELLS FARGO & COMPANY

 

US

 

20170425

 

ANNUAL

 

20170301

 

WFC

 

949746101

 

10

 

INDIGENOUS PEOPLES’ RIGHTS POLICY.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1A

 

ELECTION OF DIRECTOR: MICHAEL L. CORBAT

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1B

 

ELECTION OF DIRECTOR: ELLEN M. COSTELLO

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1C

 

ELECTION OF DIRECTOR: DUNCAN P. HENNES

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1D

 

ELECTION OF DIRECTOR: PETER B. HENRY

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1E

 

ELECTION OF DIRECTOR: FRANZ B. HUMER

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1F

 

ELECTION OF DIRECTOR: RENEE J. JAMES

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1G

 

ELECTION OF DIRECTOR: EUGENE M. MCQUADE

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1H

 

ELECTION OF DIRECTOR: MICHAEL E. O’NEILL

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1I

 

ELECTION OF DIRECTOR: GARY M. REINER

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1J

 

ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1K

 

ELECTION OF DIRECTOR: DIANA L. TAYLOR

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1L

 

ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1M

 

ELECTION OF DIRECTOR: JAMES S. TURLEY

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1N

 

ELECTION OF DIRECTOR: DEBORAH C. WRIGHT

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

1O

 

ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

5

 

REQUESTING A REPORT ON THE COMPANY’S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP

 

SHAREHOLD

 

AGAINST

 

AGAINST

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

6

 

REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

7

 

REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

8

 

REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CITIGROUP INC.

 

US

 

20170425

 

ANNUAL

 

20170227

 

C

 

172967424

 

9

 

REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1A

 

ELECTION OF DIRECTOR: HERBERT A. ALLEN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1B

 

ELECTION OF DIRECTOR: RONALD W. ALLEN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1C

 

ELECTION OF DIRECTOR: MARC BOLLAND

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1D

 

ELECTION OF DIRECTOR: ANA BOTIN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1E

 

ELECTION OF DIRECTOR: RICHARD M. DALEY

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1F

 

ELECTION OF DIRECTOR: BARRY DILLER

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1G

 

ELECTION OF DIRECTOR: HELENE D. GAYLE

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1H

 

ELECTION OF DIRECTOR: ALEXIS M. HERMAN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1I

 

ELECTION OF DIRECTOR: MUHTAR KENT

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1J

 

ELECTION OF DIRECTOR: ROBERT A. KOTICK

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1K

 

ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1L

 

ELECTION OF DIRECTOR: SAM NUNN

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1M

 

ELECTION OF DIRECTOR: JAMES QUINCEY

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

1N

 

ELECTION OF DIRECTOR: DAVID B. WEINBERG

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE COCA-COLA COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

KO

 

191216100

 

5

 

A HUMAN RIGHTS REVIEW

 

SHAREHOLD

 

AGAINST

 

AGAINST

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1A

 

ELECTION OF DIRECTOR: SHARON L. ALLEN

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1B

 

ELECTION OF DIRECTOR: SUSAN S. BIES

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1C

 

ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1D

 

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1E

 

ELECTION OF DIRECTOR: PIERRE J.P. DE WECK

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1F

 

ELECTION OF DIRECTOR: ARNOLD W. DONALD

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1G

 

ELECTION OF DIRECTOR: LINDA P. HUDSON

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1H

 

ELECTION OF DIRECTOR: MONICA C. LOZANO

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1I

 

ELECTION OF DIRECTOR: THOMAS J. MAY

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1J

 

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1K

 

ELECTION OF DIRECTOR: LIONEL L. NOWELL, III

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1L

 

ELECTION OF DIRECTOR: MICHAEL D. WHITE

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1M

 

ELECTION OF DIRECTOR: THOMAS D. WOODS

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

1N

 

ELECTION OF DIRECTOR: R. DAVID YOST

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

3

 

FREQUENCY OF FUTURE ADVISORY “SAY ON PAY” RESOLUTIONS (AN ADVISORY, NONBINDING “SAY ON FREQUENCY” RESOLUTION)

 

MGMT

 

1 YEAR

 

1 YEAR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

5

 

CLAWBACK AMENDMENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

6

 

DIVESTITURE & DIVISION STUDY SESSIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

7

 

INDEPENDENT BOARD CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

BANK OF AMERICA CORPORATION

 

US

 

20170426

 

ANNUAL

 

20170302

 

BAC

 

060505104

 

8

 

REPORT CONCERNING GENDER PAY EQUITY

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A1

 

ELECTION OF DIRECTOR: SÉBASTIEN M. BAZIN

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A2

 

ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A3

 

ELECTION OF DIRECTOR: JOHN J. BRENNAN

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A4

 

ELECTION OF DIRECTOR: FRANCISCO D’SOUZA

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A5

 

ELECTION OF DIRECTOR: MARIJN E. DEKKERS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A6

 

ELECTION OF DIRECTOR: PETER B. HENRY

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A7

 

ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A8

 

ELECTION OF DIRECTOR: JEFFREY R. IMMELT

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A9

 

ELECTION OF DIRECTOR: ANDREA JUNG

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A10

 

ELECTION OF DIRECTOR: ROBERT W. LANE

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A11

 

ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A12

 

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A13

 

ELECTION OF DIRECTOR: LOWELL C. MCADAM

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A14

 

ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF

 

MGMT

 

FOR

 

FOR

 



 

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A15

 

ELECTION OF DIRECTOR: JAMES J. MULVA

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A16

 

ELECTION OF DIRECTOR: JAMES E. ROHR

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A17

 

ELECTION OF DIRECTOR: MARY L. SCHAPIRO

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

A18

 

ELECTION OF DIRECTOR: JAMES S. TISCH

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B1

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B2

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B3

 

APPROVAL OF GE’S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B4

 

APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

B5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C1

 

REPORT ON LOBBYING ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C2

 

REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C3

 

ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

GENERAL ELECTRIC COMPANY

 

US

 

20170426

 

ANNUAL

 

20170227

 

GE

 

369604103

 

C4

 

REPORT ON CHARITABLE CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1A

 

ELECTION OF DIRECTOR: MARY C. BECKERLE

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1B

 

ELECTION OF DIRECTOR: D. SCOTT DAVIS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1C

 

ELECTION OF DIRECTOR: IAN E. L. DAVIS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1D

 

ELECTION OF DIRECTOR: ALEX GORSKY

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1E

 

ELECTION OF DIRECTOR: MARK B. MCCLELLAN

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1F

 

ELECTION OF DIRECTOR: ANNE M. MULCAHY

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1G

 

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1H

 

ELECTION OF DIRECTOR: CHARLES PRINCE

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1I

 

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

1J

 

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

2

 

FREQUENCY OF VOTING TO APPROVE NAMED EXECUTIVE OFFICER

 

MGMT

 

1 YEAR

 

1 YEAR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

4

 

RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

JOHNSON & JOHNSON

 

US

 

20170427

 

ANNUAL

 

20170228

 

JNJ

 

478160104

 

6

 

INDEPENDENT BOARD CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1A

 

ELECTION OF DIRECTOR: SHONA L. BROWN

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1B

 

ELECTION OF DIRECTOR: GEORGE W. BUCKLEY

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1C

 

ELECTION OF DIRECTOR: CESAR CONDE

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1D

 

ELECTION OF DIRECTOR: IAN M. COOK

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1E

 

ELECTION OF DIRECTOR: DINA DUBLON

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1F

 

ELECTION OF DIRECTOR: RONA A. FAIRHEAD

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1G

 

ELECTION OF DIRECTOR: RICHARD W. FISHER

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1H

 

ELECTION OF DIRECTOR: WILLIAM R. JOHNSON

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1I

 

ELECTION OF DIRECTOR: INDRA K. NOOYI

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1J

 

ELECTION OF DIRECTOR: DAVID C. PAGE

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1K

 

ELECTION OF DIRECTOR: ROBERT C. POHLAD

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1L

 

ELECTION OF DIRECTOR: DANIEL VASELLA

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1M

 

ELECTION OF DIRECTOR: DARREN WALKER

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

1N

 

ELECTION OF DIRECTOR: ALBERTO WEISSER

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

4

 

FREQUENCY OF FUTURE SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

5

 

REPORT REGARDING PESTICIDE POLLUTION.

 

SHAREHOLD

 

AGAINST

 

AGAINST

PEPSICO, INC.

 

US

 

20170503

 

ANNUAL

 

20170301

 

PEP

 

713448108

 

6

 

IMPLEMENTATION OF HOLY LAND PRINCIPLES.

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1A

 

ELECTION OF DIRECTOR: DAVID P. ABNEY

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1B

 

ELECTION OF DIRECTOR: RODNEY C. ADKINS

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1C

 

ELECTION OF DIRECTOR: MICHAEL J. BURNS

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1D

 

ELECTION OF DIRECTOR: WILLIAM R. JOHNSON

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1E

 

ELECTION OF DIRECTOR: CANDACE KENDLE

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1F

 

ELECTION OF DIRECTOR: ANN M. LIVERMORE

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1G

 

ELECTION OF DIRECTOR: RUDY H.P. MARKHAM

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1H

 

ELECTION OF DIRECTOR: FRANCK J. MOISON

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1I

 

ELECTION OF DIRECTOR: CLARK T. RANDT, JR.

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1J

 

ELECTION OF DIRECTOR: JOHN T. STANKEY

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1K

 

ELECTION OF DIRECTOR: CAROL B. TOMÉ

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

1L

 

ELECTION OF DIRECTOR: KEVIN M. WARSH

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

5

 

TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

6

 

TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE

 

SHAREHOLD

 

AGAINST

 

AGAINST

UNITED PARCEL SERVICE, INC.

 

US

 

20170504

 

ANNUAL

 

20170306

 

UPS

 

911312106

 

7

 

TO ADOPT HOLY LAND PRINCIPLES.

 

SHAREHOLD

 

AGAINST

 

AGAINST

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1A

 

ELECTION OF DIRECTOR: DANIEL J. BRUTTO

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1B

 

ELECTION OF DIRECTOR: SUSAN CROWN

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1C

 

ELECTION OF DIRECTOR: JAMES W. GRIFFITH

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1D

 

ELECTION OF DIRECTOR: JAY L. HENDERSON

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1E

 

ELECTION OF DIRECTOR: RICHARD H. LENNY

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1F

 

ELECTION OF DIRECTOR: E. SCOTT SANTI

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1G

 

ELECTION OF DIRECTOR: JAMES A. SKINNER

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1H

 

ELECTION OF DIRECTOR: DAVID B. SMITH, JR.

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1I

 

ELECTION OF DIRECTOR: PAMELA B. STROBEL

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1J

 

ELECTION OF DIRECTOR: KEVIN M. WARREN

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

1K

 

ELECTION OF DIRECTOR: ANRE D. WILLIAMS

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

4

 

FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

ILLINOIS TOOL WORKS INC.

 

US

 

20170505

 

ANNUAL

 

20170307

 

ITW

 

452308109

 

5

 

A NON-BINDING STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN CONSENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

1

 

ELECTION OF DIRECTOR: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. THOMAS S. MURPHY, 10. RONALD L. OLSON, 11. WALTER SCOTT, JR., 12. MERYL B. WITMER

 

MGMT

 

FOR

 

FOR

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

3

 

NONBINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

4

 

POLITICAL CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

5

 

METHANE GAS EMISSIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

BERKSHIRE HATHAWAY INC.

 

US

 

20170506

 

ANNUAL

 

20170308

 

BRK/B

 

084670702

 

6

 

DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS

 

SHAREHOLD

 

AGAINST

 

AGAINST

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1A

 

ELECTION OF DIRECTOR: LEWIS W.K. BOOTH

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1B

 

ELECTION OF DIRECTOR: CHARLES E. BUNCH

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1C

 

ELECTION OF DIRECTOR: LOIS D. JULIBER

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1D

 

ELECTION OF DIRECTOR: MARK D. KETCHUM

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1E

 

ELECTION OF DIRECTOR: JORGE S. MESQUITA

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1F

 

ELECTION OF DIRECTOR: JOSEPH NEUBAUER

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1G

 

ELECTION OF DIRECTOR: NELSON PELTZ

 

MGMT

 

FOR

 

FOR

 



 

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1H

 

ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1I

 

ELECTION OF DIRECTOR: IRENE B. ROSENFELD

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1J

 

ELECTION OF DIRECTOR: CHRISTIANA S. SHI

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1K

 

ELECTION OF DIRECTOR: PATRICK T. SIEWERT

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1L

 

ELECTION OF DIRECTOR: RUTH J. SIMMON

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

1M

 

ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

5

 

REPORT ON NON-RECYCLABLE PACKAGING

 

SHAREHOLD

 

AGAINST

 

AGAINST

MONDELĒZ INTERNATIONAL, INC.

 

US

 

20170517

 

ANNUAL

 

20170308

 

MDLZ

 

609207105

 

6

 

CREATE A COMMITTEE TO PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1A

 

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1B

 

ELECTION OF DIRECTOR: ANEEL BHUSRI

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1C

 

ELECTION OF DIRECTOR: ANDY D. BRYANT

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1D

 

ELECTION OF DIRECTOR: REED E. HUNDT

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1E

 

ELECTION OF DIRECTOR: OMAR ISHRAK

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1F

 

ELECTION OF DIRECTOR: BRIAN M. KRZANICH

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1G

 

ELECTION OF DIRECTOR: TSU-JAE KING LIU

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1H

 

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1I

 

ELECTION OF DIRECTOR: GREGORY D. SMITH

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1J

 

ELECTION OF DIRECTOR: FRANK D. YEARY

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

1K

 

ELECTION OF DIRECTOR: DAVID B. YOFFIE

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

4

 

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2006 EQUITY INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

5

 

FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

6

 

REQUESTING AN ANNUAL ADVISORY STOCKHOLDER VOTE ON POLITICAL CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

INTEL CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170320

 

INTC

 

458140100

 

7

 

REQUESTING THAT VOTES COUNTED ON STOCKHOLDER PROPOSALS EXCLUDE ABSTENTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1A

 

ELECTION OF DIRECTOR: GERARD J. ARPEY

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1B

 

ELECTION OF DIRECTOR: ARI BOUSBIB

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1C

 

ELECTION OF DIRECTOR: JEFFERY H. BOYD

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1D

 

ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1E

 

ELECTION OF DIRECTOR: J . FRANK BROWN

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1F

 

ELECTION OF DIRECTOR: ALBERT P. CAREY

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1G

 

ELECTION OF DIRECTOR: ARMANDO CODINA

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1H

 

ELECTION OF DIRECTOR: HELENA B. FOULKES

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1I

 

ELECTION OF DIRECTOR: LINDA R. GOODEN

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1J

 

ELECTION OF DIRECTOR: WAYNE M. HEWETT

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1K

 

ELECTION OF DIRECTOR: KAREN L. KATEN

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1L

 

ELECTION OF DIRECTOR: CRAIG A. MENEAR

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

1M

 

ELECTION OF DIRECTOR: MARK VADON

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

4

 

FREQUENCY OF FUTURE SAY-ON-PAY VOTES.

 

MGMT

 

1 YEAR

 

1 YEAR

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

5

 

PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

6

 

ADVISORY VOTE ON POLITICAL CONTRIBUTIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

THE HOME DEPOT, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

HD

 

437076102

 

7

 

TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1A

 

ELECTION OF DIRECTOR: LLOYD DEAN

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1B

 

ELECTION OF DIRECTOR: STEPHEN EASTERBROOK

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1C

 

ELECTION OF DIRECTOR: ROBERT ECKERT

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1D

 

ELECTION OF DIRECTOR: MARGARET GEORGIADIS

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1E

 

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1F

 

ELECTION OF DIRECTOR: JEANNE JACKSON

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1G

 

ELECTION OF DIRECTOR: RICHARD LENNY

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1H

 

ELECTION OF DIRECTOR: JOHN MULLIGAN

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1I

 

ELECTION OF DIRECTOR: SHEILA PENROSE

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1J

 

ELECTION OF DIRECTOR: JOHN ROGERS, JR.

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

1K

 

ELECTION OF DIRECTOR: MILES WHITE

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

4

 

APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD’S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

6

 

REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED.

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

7

 

THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

8

 

TO ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

9

 

REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

10

 

REQUESTING THE BOARD TO UPDATE THE COMPANY’S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

11

 

REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED

 

SHAREHOLD

 

AGAINST

 

AGAINST

MCDONALD’S CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170327

 

MCD

 

580135101

 

12

 

REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED.

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.1

 

ELECTION OF DIRECTOR: SUSAN K. AVERY

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.2

 

ELECTION OF DIRECTOR: MICHAEL J. BOSKIN

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.3

 

ELECTION OF DIRECTOR: ANGELA F. BRALY

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.4

 

ELECTION OF DIRECTOR: URSULA M. BURNS

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.5

 

ELECTION OF DIRECTOR: HENRIETTA H. FORE

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.6

 

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.7

 

ELECTION OF DIRECTOR: DOUGLAS R. OBERHELMAN

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.8

 

ELECTION OF DIRECTOR: SAMUEL J. PALMISANO

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.9

 

ELECTION OF DIRECTOR: STEVEN S REINEMUND

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.10

 

ELECTION OF DIRECTOR: WILLIAM C. WELDON

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

1.11

 

ELECTION OF DIRECTOR: DARREN W. WOODS

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

4

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

5

 

INDEPENDENT CHAIRMAN

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

6

 

MAJORITY VOTE FOR DIRECTORS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

7

 

SPECIAL SHAREHOLDER MEETINGS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

8

 

RESTRICT PRECATORY PROPOSALS

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

9

 

REPORT ON COMPENSATION FOR WOMEN

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

10

 

REPORT ON LOBBYING

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

11

 

INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

12

 

REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES

 

SHAREHOLD

 

AGAINST

 

AGAINST

EXXON MOBIL CORPORATION

 

US

 

20170531

 

ANNUAL

 

20170406

 

XOM

 

30231G102

 

13

 

REPORT ON METHANE EMISSIONS

 

SHAREHOLD

 

AGAINST

 

AGAINST

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

1A

 

ELECTION OF DIRECTOR: DARRELL K. HUGHES

 

MGMT

 

FOR

 

FOR

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

1B

 

ELECTION OF DIRECTOR: TODD D. KARRAN

 

MGMT

 

FOR

 

FOR

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

 



 

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

ADVANSIX INC.

 

US

 

20170601

 

ANNUAL

 

20170407

 

ASIX

 

00773T101

 

5

 

APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE-BASED COMPENSATION FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE UNDER THE 2016 STOCK INCENTIVE PLAN OF ADVANSIX INC. AND ITS AFFILIATES

 

MGMT

 

FOR

 

FOR

LOWE’S COMPANIES, INC.

 

US

 

20170602

 

ANNUAL

 

20170324

 

LOW

 

548661107

 

1.1

 

ELECTION OF DIRECTOR: 1. RAUL ALVAREZ, 2. ANGELA F. BRALY, 3. SANDRA B. COCHRAN, 4. LAURIE Z. DOUGLAS, 5. RICHARD W. DREILING, 6. ROBERT L. JOHNSON, 7. MARSHALL O. LARSEN, 8. JAMES H. MORGAN,9. ROBERT A. NIBLOCK, 10. BERTRAM L. SCOTT, 11. ERIC C. WISEMAN

 

MGMT

 

FOR

 

FOR

LOWE’S COMPANIES, INC.

 

US

 

20170602

 

ANNUAL

 

20170324

 

LOW

 

548661107

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

LOWE’S COMPANIES, INC.

 

US

 

20170602

 

ANNUAL

 

20170324

 

LOW

 

548661107

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE’S NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

LOWE’S COMPANIES, INC.

 

US

 

20170602

 

ANNUAL

 

20170324

 

LOW

 

548661107

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

LOWE’S COMPANIES, INC.

 

US

 

20170602

 

ANNUAL

 

20170324

 

LOW

 

548661107

 

5

 

THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS

 

SHAREHOLD

 

AGAINST

 

AGAINST

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1A

 

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1B

 

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1C

 

ELECTION OF DIRECTOR: CARLA A. HARRIS

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1D

 

ELECTION OF DIRECTOR: THOMAS W. HORTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1E

 

ELECTION OF DIRECTOR: MARISSA A. MAYER

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1F

 

ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1G

 

ELECTION OF DIRECTOR: GREGORY B. PENNER

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1H

 

ELECTION OF DIRECTOR: STEVEN S REINEMUND

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1I

 

ELECTION OF DIRECTOR: KEVIN Y. SYSTROM

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1J

 

ELECTION OF DIRECTOR: S. ROBSON WALTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

1K

 

ELECTION OF DIRECTOR: STEUART L. WALTON

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

2

 

FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

5

 

REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY

 

SHAREHOLD

 

AGAINST

 

AGAINST

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

6

 

SHAREHOLDER PROXY ACCESS

 

SHAREHOLD

 

AGAINST

 

AGAINST

WAL-MART STORES, INC.

 

US

 

20170602

 

ANNUAL

 

20170407

 

WMT

 

931142103

 

7

 

REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE

 

SHAREHOLD

 

AGAINST

 

AGAINST

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1A

 

ELECTION OF DIRECTOR: CHERYL W. GRISÉ

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1B

 

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1C

 

ELECTION OF DIRECTOR: DAVID L. HERZOG

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1D

 

ELECTION OF DIRECTOR: R. GLENN HUBBARD, PH.D.

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1E

 

ELECTION OF DIRECTOR: STEVEN A. KANDARIAN

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1F

 

ELECTION OF DIRECTOR: ALFRED F. KELLY, JR.

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1G

 

ELECTION OF DIRECTOR: EDWARD J. KELLY, III

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1H

 

ELECTION OF DIRECTOR: WILLIAM E. KENNARD

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1I

 

ELECTION OF DIRECTOR: JAMES M. KILTS

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1J

 

ELECTION OF DIRECTOR: CATHERINE R. KINNEY

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

1K

 

ELECTION OF DIRECTOR: DENISE M. MORRISON

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

METLIFE, INC.

 

US

 

20170613

 

ANNUAL

 

20170414

 

MET

 

59156R108

 

5

 

TO REDUCE THE OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING

 

SHAREHOLD

 

AGAINST

 

AGAINST

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1A

 

ELECTION OF DIRECTOR: WILLIAM P. BARR

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1B

 

ELECTION OF DIRECTOR: JEFFREY L. BEWKES

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1C

 

ELECTION OF DIRECTOR: ROBERT C. CLARK

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1D

 

ELECTION OF DIRECTOR: MATHIAS DOPFNER

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1E

 

ELECTION OF DIRECTOR: JESSICA P. EINHORN

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1F

 

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1G

 

ELECTION OF DIRECTOR: FRED HASSAN

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1H

 

ELECTION OF DIRECTOR: PAUL D. WACHTER

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

1I

 

ELECTION OF DIRECTOR: DEBORAH C. WRIGHT

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TIME WARNER INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

TWX

 

887317303

 

4

 

FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1A

 

ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1B

 

ELECTION OF DIRECTOR: AJAY BANGA

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1C

 

ELECTION OF DIRECTOR: SILVIO BARZI

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1D

 

ELECTION OF DIRECTOR: DAVID R. CARLUCCI

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1E

 

ELECTION OF DIRECTOR: STEVEN J. FREIBERG

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1F

 

ELECTION OF DIRECTOR: JULIUS GENACHOWSKI

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1G

 

ELECTION OF DIRECTOR: MERIT E. JANOW

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1H

 

ELECTION OF DIRECTOR: NANCY J. KARCH

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1I

 

ELECTION OF DIRECTOR: OKI MATSUMOTO

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1J

 

ELECTION OF DIRECTOR: RIMA QURESHI

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1K

 

ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

1L

 

ELECTION OF DIRECTOR: JACKSON TAI

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

4

 

RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD’S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

MASTERCARD INCORPORATED

 

US

 

20170627

 

ANNUAL

 

20170427

 

MA

 

57636Q104

 

6

 

CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY

 

SHAREHOLD

 

AGAINST

 

AGAINST

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1A

 

ELECTION OF DIRECTOR: W. DON CORNWELL

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1B

 

ELECTION OF DIRECTOR: BRIAN DUPERREAULT

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1C

 

ELECTION OF DIRECTOR: PETER R. FISHER

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1D

 

ELECTION OF DIRECTOR: JOHN H. FITZPATRICK

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1E

 

ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1F

 

ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1G

 

ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1H

 

ELECTION OF DIRECTOR: HENRY S. MILLER

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1I

 

ELECTION OF DIRECTOR: LINDA A. MILLS

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1J

 

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1K

 

ELECTION OF DIRECTOR: RONALD A. RITTENMEYER

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1L

 

ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

1M

 

ELECTION OF DIRECTOR: THERESA M. STONE

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

2

 

EXECUTIVE COMPENSATION .

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

3

 

TO ACT UPON A PROPOSAL TO AMEND AND RESTATE AIG’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG’S TAX ATTRIBUTES

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

4

 

TO ACT UPON A PROPOSAL TO RATIFY THE AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN.

 

MGMT

 

FOR

 

FOR

AMERICAN INTERNATIONAL GROUP, INC.

 

US

 

20170628

 

ANNUAL

 

20170508

 

AIG

 

026874784

 

5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

 



 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

FOR THE PERIOD JULY 1, 2016 - JUNE 30, 2017

MID CAP VALUE FUND

 

COMPANY NAME

 

COUNTRY

 

MEETING
DATE

 

MEETING
TYPE
(“ANNUAL”)
OR
(“SPECIAL”)

 

RECORD
DATE

 

TICKER

 

SECURITY
ID (CUSIP)

 

AGENDA
ITEM
NUMBER

 

AGENDA ITEM DESCRIPTION

 

PROPOSED BY
(“MGMT”) OR
(“SHAREHOLD”)

 

MGMT VOTE
(“FOR”)
(“AGAINST”),
OR
(ABSTAIN)

 

PG VOTE
(“FOR”),
(“AGAINST”),
(“ABSTAIN”),
(“WITHHOLD”)
OR (“NOT
RECD”)

ASPEN TECHNOLOGY, INC.

 

US

 

20161208

 

ANNUAL

 

20161020

 

AZPN

 

045327103

 

1

 

ELECTION OF DIRECTORS: 1. ROBERT M. WHELAN, JR. 2. DONALD P. CASEY

 

MGMT

 

FOR

 

FOR

ASPEN TECHNOLOGY, INC.

 

US

 

20161208

 

ANNUAL

 

20161020

 

AZPN

 

045327103

 

2

 

2016 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

ASPEN TECHNOLOGY, INC.

 

US

 

20161208

 

ANNUAL

 

20161020

 

AZPN

 

045327103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.1

 

ELECTION OF DIRECTOR: TROY A. CLARKE

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.2

 

ELECTION OF DIRECTOR: JOSE MARIA ALAPONT

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.3

 

ELECTION OF DIRECTOR: STEPHEN R. D’ARCY

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.4

 

ELECTION OF DIRECTOR: VINCENT J. INTRIERI

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.5

 

ELECTION OF DIRECTOR: GENERAL (RETIRED) S.A. MCCHRYSTAL

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.6

 

ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.7

 

ELECTION OF DIRECTOR: MARK H. RACHESKY, M.D.

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.8

 

ELECTION OF DIRECTOR: MICHAEL F. SIRIGNANO

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1.9

 

ELECTION OF DIRECTOR: DENNIS A. SUSKIND

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

3

 

FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

H.B. FULLER COMPANY

 

US

 

20170406

 

ANNUAL

 

20170208

 

FUL

 

359694106

 

1

 

ELECTION OF DIRECTOR: 1. J. MICHAEL LOSH, 2. LEE R. MITAU, 3. R. WILLIAM VAN SANT

 

MGMT

 

FOR

 

FOR

H.B. FULLER COMPANY

 

US

 

20170406

 

ANNUAL

 

20170208

 

FUL

 

359694106

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

H.B. FULLER COMPANY

 

US

 

20170406

 

ANNUAL

 

20170208

 

FUL

 

359694106

 

3

 

FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

H.B. FULLER COMPANY

 

US

 

20170406

 

ANNUAL

 

20170208

 

FUL

 

359694106

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.1

 

ELECTION OF DIRECTOR: RICHARD J. ALARIO

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.2

 

ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.3

 

ELECTION OF DIRECTOR: RICHARD R. STEWART

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

4

 

FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

W.W. GRAINGER, INC.

 

US

 

20170426

 

ANNUAL

 

20170306

 

GWW

 

384802104

 

1

 

ELECTION OF DIRECTOR: 1. RODNEY C. ADKINS, 2. BRIAN P. ANDERSON, 3. V. ANN HAILEY, 4. STUART L. LEVENICK,

5. D.G. MACPHERSON, 6. NEIL S. NOVICH, 7. MICHAEL J. ROBERTS, 8. JAMES T. RYAN, 9. E. SCOTT SANTI, 10. JAMES D. SLAVIK

 

MGMT

 

FOR

 

FOR

W.W. GRAINGER, INC.

 

US

 

20170426

 

ANNUAL

 

20170306

 

GWW

 

384802104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

W.W. GRAINGER, INC.

 

US

 

20170426

 

ANNUAL

 

20170306

 

GWW

 

384802104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

W.W. GRAINGER, INC.

 

US

 

20170426

 

ANNUAL

 

20170306

 

GWW

 

384802104

 

4

 

FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

1

 

ELECTION OF DIRECTOR: ASHLEY ALMANZA

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

2

 

ELECTION OF DIRECTOR: MICHAEL A. CAWLEY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

3

 

ELECTION OF DIRECTOR: JULIE H. EDWARDS

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

4

 

ELECTION OF DIRECTOR: GORDON T. HALL

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

5

 

ELECTION OF DIRECTOR: SCOTT D. JOSEY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

6

 

ELECTION OF DIRECTOR: JON A. MARSHALL

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

7

 

ELECTION OF DIRECTOR: MARY P. RICCIARDELLO

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

8

 

ELECTION OF DIRECTOR: DAVID W. WILLIAMS

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

9

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

10

 

RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S UK STATUTORY AUDITOR

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

11

 

AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS’ COMPENSATION

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

12

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

13

 

FREQUENCY OF THE VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

14

 

AN ADVISORY VOTE ON THE COMPANY’S DIRECTORS’ COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2016

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

15

 

A VOTE ON THE COMPANY’S DIRECTORS’ COMPENSATION POLICY

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

16

 

APPROVAL OF AN AMENDMENT PRIMARILY TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE NOBLE CORPORATION PLC 2015 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

NOBLE CORPORATION PLC

 

US

 

20170428

 

ANNUAL

 

20170301

 

NE

 

G65431101

 

17

 

APPROVAL OF THE NOBLE CORPORATION PLC 2017 DIRECTOR OMNIBUS PLAN

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

1A

 

ELECTION OF DIRECTOR: PATRICK J. MCHALE

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

1B

 

ELECTION OF DIRECTOR: LEE R. MITAU

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

1C

 

ELECTION OF DIRECTOR: MARTHA A. MORFITT

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

4

 

FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

GRACO INC.

 

US

 

20170428

 

ANNUAL

 

20170227

 

GGG

 

384109104

 

5

 

APPROVAL OF THE INCENTIVE BONUS PLAN.

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1A

 

ELECTION OF DIRECTOR: ANDREW W. CODE

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1B

 

ELECTION OF DIRECTOR: TIMOTHY M. GRAVEN

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1C

 

ELECTION OF DIRECTOR: MANUEL J. PEREZ DE LA MESA

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1D

 

ELECTION OF DIRECTOR: HARLAN F. SEYMOUR

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1E

 

ELECTION OF DIRECTOR: ROBERT C. SLEDD

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1F

 

ELECTION OF DIRECTOR: JOHN E. STOKELY

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

1G

 

ELECTION OF DIRECTOR: DAVID G. WHALEN

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

POOL CORPORATION

 

US

 

20170502

 

ANNUAL

 

20170315

 

POOL

 

73278L105

 

4

 

FREQUENCY OF FUTURE SAY-ON-PAY VOTES.

 

MGMT

 

1 YEAR

 

1 YEAR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

1A

 

ELECTION OF DIRECTOR: FORBES I.J. ALEXANDER

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

2A

 

ELECTION OF DIRECTOR: JAMES R. BOLCH

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

2B

 

ELECTION OF DIRECTOR: LARRY D. MCVAY

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

2C

 

ELECTION OF DIRECTOR: MARSHA C. WILLIAMS

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

 



 

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

4

 

TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, TO DISCUSS OUR ANNUAL REPORT OF THE MANAGEMENT BOARD FOR THE YEAR ENDED DECEMBER 31, 2016, AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016.

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

5

 

TO APPROVE THE FINAL DISTRIBUTION TO SHAREHOLDERS FOR THE YEAR ENDED DECEMBER 31, 2016, IN AN AMOUNT OF $0.28 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DISTRIBUTIONS.

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

6

 

TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016.

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

7

 

TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016.

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

8

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

9

 

TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF OUR SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 3, 2018, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELFTENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED.

 

MGMT

 

FOR

 

FOR

CHICAGO BRIDGE & IRON COMPANY N.V.

 

US

 

20170503

 

ANNUAL

 

20170309

 

CBI

 

167250109

 

10

 

TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHTS TO ACQUIRE SHARES, UNTIL MAY 3, 2022.

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.1

 

ELECTION OF DIRECTOR: LU M. CORDOVA

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.2

 

ELECTION OF DIRECTOR: ROBERT J. DRUTEN

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.3

 

ELECTION OF DIRECTOR: TERRENCE P. DUNN

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.4

 

ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR.

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.5

 

ELECTION OF DIRECTOR: DAVID GARZA-SANTOS

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.6

 

ELECTION OF DIRECTOR: THOMAS A. MCDONNELL

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.7

 

ELECTION OF DIRECTOR: PATRICK J. OTTENSMEYER

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

1.8

 

ELECTION OF DIRECTOR: RODNEY E. SLATER

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

3

 

APPROVAL OF THE KANSAS CITY SOUTHERN 2017 EQUITY INCENTIVE PLAN.

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

4

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

5

 

FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

KANSAS CITY SOUTHERN

 

US

 

20170504

 

ANNUAL

 

20170306

 

KSU

 

485170302

 

6

 

APPROVAL OF A STOCKHOLDER PROPOSAL REQUESTING AMENDMENTS TO THE COMPANY’S PROXY ACCESS BYLAW PROVISION.

 

SHAREHOLD

 

AGAINST

 

AGAINST

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.1

 

ELECTION OF DIRECTOR: CYNTHIA T. JAMISON

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.2

 

ELECTION OF DIRECTOR: JOHNSTON C. ADAMS

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.3

 

ELECTION OF DIRECTOR: PETER D. BEWLEY

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.4

 

ELECTION OF DIRECTOR: RAMKUMAR KRISHNAN

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.5

 

ELECTION OF DIRECTOR: GEORGE MACKENZIE

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.6

 

ELECTION OF DIRECTOR: EDNA K. MORRIS

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.7

 

ELECTION OF DIRECTOR: MARK J. WEIKEL

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

1.8

 

ELECTION OF DIRECTOR: GREGORY A. SANDFORT

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TRACTOR SUPPLY COMPANY

 

US

 

20170509

 

ANNUAL

 

20170315

 

TSCO

 

892356106

 

4

 

FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1A

 

ELECTION OF DIRECTOR: DAVID O’REILLY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1B

 

ELECTION OF DIRECTOR: CHARLES H. O’REILLY, JR.

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1C

 

ELECTION OF DIRECTOR: LARRY O’REILLY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1D

 

ELECTION OF DIRECTOR: ROSALIE O’REILLY WOOTEN

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1E

 

ELECTION OF DIRECTOR: JAY D. BURCHFIELD

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1F

 

ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1G

 

ELECTION OF DIRECTOR: PAUL R. LEDERER

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1H

 

ELECTION OF DIRECTOR: JOHN R. MURPHY

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

1I

 

ELECTION OF DIRECTOR: RONALD RASHKOW

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

2

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

3

 

FREQUENCY O FUTURE SAY ON PAY VOTES.

 

MGMT

 

1 YEAR

 

1 YEAR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

4

 

APPROVAL OF THE 2017 INCENTIVE AWARD PLAN.

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

O’REILLY AUTOMOTIVE, INC.

 

US

 

20170509

 

ANNUAL

 

20170228

 

ORLY

 

67103H107

 

6

 

SPECIAL SHAREOWNER MEETINGS.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1A

 

ELECTION OF DIRECTOR: ELLEN R. ALEMANY

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1B

 

ELECTION OF DIRECTOR: MICHAEL L. BROSNAN

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1C

 

ELECTION OF DIRECTOR: MICHAEL A. CARPENTER

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1D

 

ELECTION OF DIRECTOR: DORENE C. DOMINGUEZ

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1E

 

ELECTION OF DIRECTOR: ALAN FRANK

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1F

 

ELECTION OF DIRECTOR: WILLIAM M. FREEMAN

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1G

 

ELECTION OF DIRECTOR: R. BRAD OATES

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1H

 

ELECTION OF DIRECTOR: MARIANNE MILLER PARRS

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1I

 

ELECTION OF DIRECTOR: GERALD ROSENFELD

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1J

 

ELECTION OF DIRECTOR: VICE ADMIRAL JOH R. RYAN, USN (RET.)

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1K

 

ELECTION OF DIRECTOR: SHEILA A. STAMPS

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

1L

 

ELECTION OF DIRECTOR: LAURA S. UNGER

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

CIT GROUP INC.

 

US

 

20170509

 

ANNUAL

 

20170313

 

CIT

 

125581801

 

4

 

FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF CIT’S NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

PENSKE AUTOMOTIVE GROUP, INC.

 

US

 

20170510

 

ANNUAL

 

20170313

 

PAG

 

70959W103

 

1

 

ELECTION OF DIRECTORS: 1. JOHN D. BARR, 2. LISA DAVIS, 3. MICHAEL R. EISENSON, 4. ROBERT H. KURNICK, JR., 5. WILLIAM J. LOVEJOY, 6. KIMBERLY J. MCWATERS, 7. LUCIO A. NOTO, 8. ROGER S. PENSKE, JR., 9. ROGER S. PENSKE, 10. SANDRA E. PIERCE, 11. KANJI SASAKI, 12. RONALD G. STEINHART, 13. H. BRIAN THOMPSON

 

MGMT

 

FOR

 

FOR

PENSKE AUTOMOTIVE GROUP, INC.

 

US

 

20170510

 

ANNUAL

 

20170313

 

PAG

 

70959W103

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

PENSKE AUTOMOTIVE GROUP, INC.

 

US

 

20170510

 

ANNUAL

 

20170313

 

PAG

 

70959W103

 

3

 

APPROVAL, BY NONBINDING VOTE, OF EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

PENSKE AUTOMOTIVE GROUP, INC.

 

US

 

20170510

 

ANNUAL

 

20170313

 

PAG

 

70959W103

 

4

 

TO APPROVE, BY NONBINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

 

MGMT

 

1 YEAR

 

1 YEAR

 



 

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

1

 

ELECTION OF DIRECTORS: 1. PHILIPPE ALFROID, 2. RAYMOND T. BETLER, 3. EMILIO A. FERNANDEZ, 4. LEE B. FOSTER, II

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

2

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

3

 

ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

4

 

APPROVE AMENDMENT AND RESTATEMENT OF THE 2011 STOCK INCENTIVE PLAN, INCLUDING MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE PLAN

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

5

 

APPROVE AMENDMENT AND RESTATEMENT OF THE 1995 NON-EMPLOYEE DIRECTORS’ FEE AND STOCK OPTION PLAN

 

MGMT

 

FOR

 

FOR

WABTEC CORPORATION

 

US

 

20170510

 

ANNUAL

 

20170317

 

WAB

 

929740108

 

6

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

1

 

ELECTION OF DIRECTORS: 1. NANCY K. QUINN, 2. WILLIAM L. TRANSIER

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

4

 

REAPPROVAL OF CERTAIN TERMS OF HELIX’S 2005 LONG TERM INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2017) FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE.

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

5

 

FREQUENCY OF HOLDING THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1A

 

ELECTION OF DIRECTOR: RICHARD H. BOTT

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1B

 

ELECTION OF DIRECTOR: THOMAS P. CAPO

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1C

 

ELECTION OF DIRECTOR: JONATHAN F. FOSTER

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1D

 

ELECTION OF DIRECTOR: MARY LOU JEPSEN

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1E

 

ELECTION OF DIRECTOR: KATHLEEN A. LIGOCKI

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1F

 

ELECTION OF DIRECTOR: CONRAD L. MALLETT JR.

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1G

 

ELECTION OF DIRECTOR: DONALD L. RUNKLE

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1H

 

ELECTION OF DIRECTOR: MATTHEW J. SIMONCINI

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1I

 

ELECTION OF DIRECTOR: GREGORY C. SMITH

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

1J

 

ELECTION OF DIRECTOR: HENRY D. G. WALLACE

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

LEAR CORPORATION

 

US

 

20170518

 

ANNUAL

 

20170323

 

LEA

 

521865204

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES ON LEAR CORPORATION’S EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1A

 

ELECTION OF DIRECTOR: DAVID E. ALEXANDER

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1B

 

ELECTION OF DIRECTOR: ANTONIO CARRILLO

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1C

 

ELECTION OF DIRECTOR: JOSE M. GUTIERREZ

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1D

 

ELECTION OF DIRECTOR: PAMELA H. PATSLEY

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1E

 

ELECTION OF DIRECTOR: RONALD G. ROGERS

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1F

 

ELECTION OF DIRECTOR: WAYNE R. SANDERS

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1G

 

ELECTION OF DIRECTOR: DUNIA A. SHIVE

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1H

 

ELECTION OF DIRECTOR: M. ANNE SZOSTAK

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

1I

 

ELECTION OF DIRECTOR: LARRY D. YOUNG

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

4

 

FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

DR PEPPER SNAPPLE GROUP, INC.

 

US

 

20170518

 

ANNUAL

 

20170320

 

DPS

 

26138E109

 

5

 

TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO PUBLICLY REPORT ON STRATEGIES AND/OR POLICY OPTIONS TO PROTECT PUBLIC HEALTH AND POLLINATORS THROUGH REDUCED PESTICIDE USAGE IN THE COMPANY’S SUPPLY CHAIN.

 

SHAREHOLD

 

AGAINST

 

AGAINST

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

1

 

ELECTION OF DIRECTORS: 1. ROBERT L. FORNARO, 2. H. MCINTYRE GARDNER

 

MGMT

 

FOR

 

FOR

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

SPIRIT AIRLINES INC.

 

US

 

20170523

 

ANNUAL

 

20170327

 

SAVE

 

848577102

 

3

 

EXECUTIVE COMPENSATION.

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

1

 

ELECTION OF DIRECTORS: 1. MOLLY CAMPBELL, 2. IRIS S. CHAN, 3. RUDOLPH I. ESTRADA, 4. PAUL H. IRVING, 5. HERMAN Y. LI, 6. JACK C. LIU, 7. DOMINIC NG, 8. KEITH W. RENKEN, 9. LESTER M. SUSSMAN

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

3

 

TO DETERMINE WHETHER TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS.

 

MGMT

 

1 YEAR

 

1 YEAR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

4

 

TO APPROVE THE 2017 EAST WEST BANCORP, INC. PERFORMANCE-BASED BONUS PLAN, AS AMENDED.

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

5

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

LANDSTAR SYSTEM, INC.

 

US

 

20170523

 

ANNUAL

 

20170328

 

LSTR

 

515098101

 

1

 

ELECTION OF DIRECTORS: 1. DAVID G. BANNISTER, 2. GEORGE P. SCANLON

 

MGMT

 

FOR

 

FOR

LANDSTAR SYSTEM, INC.

 

US

 

20170523

 

ANNUAL

 

20170328

 

LSTR

 

515098101

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

LANDSTAR SYSTEM, INC.

 

US

 

20170523

 

ANNUAL

 

20170328

 

LSTR

 

515098101

 

3

 

EXECUTIVE COMPENSATION .

 

MGMT

 

FOR

 

FOR

LANDSTAR SYSTEM, INC.

 

US

 

20170523

 

ANNUAL

 

20170328

 

LSTR

 

515098101

 

4

 

FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION .

 

MGMT

 

1 YEAR

 

1 YEAR

LANDSTAR SYSTEM, INC.

 

US

 

20170523

 

ANNUAL

 

20170328

 

LSTR

 

515098101

 

5

 

APPROVAL OF THE COMPANY’S EXECUTIVE INCENTIVE COMPENSATION PLAN.

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

1

 

ELECTION OF DIRECTORS: 1. JOHN C. HELLMANN, 2. ALBERT J. NEUPAVER, 3. JOSEPH H. PYNE, 4. HUNTER C. SMITH

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

3

 

DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS.

 

MGMT

 

1 YEAR

 

1 YEAR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

1

 

ELECTION OF DIRECTORS: 1. RICHARD H. DOZER, 2. GLENN BROWN, 3. JOSE A. CARDENAS, 4. JERRY MOYES, 5. WILLIAM F. RILEY, III, 6. DAVID VANDER PLOEG

 

MGMT

 

FOR

 

FOR

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF SWIFT’S NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

5

 

DEVELOP A RECAPITALIZATION PLAN.

 

SHAREHOLD

 

AGAINST

 

AGAINST

SWIFT TRANSPORTATION CO.

 

US

 

20170524

 

ANNUAL

 

20170331

 

SWFT

 

87074U101

 

6

 

TO ADOPT PROXY ACCESS.

 

SHAREHOLD

 

AGAINST

 

AGAINST

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1A

 

ELECTION OF DIRECTOR: JULIE L. GERBERDING, M.D.

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1B

 

ELECTION OF DIRECTOR: NEAL L. PATTERSON

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

1C

 

ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CERNER CORPORATION

 

US

 

20170524

 

ANNUAL

 

20170329

 

CERN

 

156782104

 

4

 

FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

MGMT

 

1 YEAR

 

1 YEAR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.1

 

ELECTION OF DIRECTOR: JAMES H. HAWORTH

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.2

 

ELECTION OF DIRECTOR: KELLY M. MALSON

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.3

 

ELECTION OF DIRECTOR: BOB L. MARTIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.4

 

ELECTION OF DIRECTOR: DOUGLAS H. MARTIN

 

MGMT

 

FOR

 

FOR

 



 

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.5

 

ELECTION OF DIRECTOR: NORMAN L. MILLER

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.6

 

ELECTION OF DIRECTOR: WILLIAM E. SAUNDERS, JR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.7

 

ELECTION OF DIRECTOR: WILLIAM (DAVID) SCHOFMAN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.8

 

ELECTION OF DIRECTOR: ODED SHEIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

4

 

FREQUENCY OF ADVISORY VOTES ON THE NAMED EXECUTIVE OFFICERS’ COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

5

 

TO APPROVE THE ADOPTION OF THE AMENDED 2016 OMNIBUS INCENTIVE PLAN.

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1A

 

ELECTION OF DIRECTOR: MARY BAGLIVO

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1B

 

ELECTION OF DIRECTOR: BRENT CALLINICOS

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1C

 

ELECTION OF DIRECTOR: EMANUEL CHIRICO

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1D

 

ELECTION OF DIRECTOR: JUAN R. FIGUEREO

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1E

 

ELECTION OF DIRECTOR: JOSEPH B. FULLER

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1F

 

ELECTION OF DIRECTOR: V. JAMES MARINO

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1G

 

ELECTION OF DIRECTOR: G. PENNY MCINTYRE

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1H

 

ELECTION OF DIRECTOR: AMY MCPHERSON

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1I

 

ELECTION OF DIRECTOR: HENRY NASELLA

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1J

 

ELECTION OF DIRECTOR: EDWARD R. ROSENFELD

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1K

 

ELECTION OF DIRECTOR: CRAIG RYDIN

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

1L

 

ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY KNOX

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

3

 

FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

PVH CORP.

 

US

 

20170615

 

ANNUAL

 

20170420

 

PVH

 

693656100

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

 



 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

FOR THE PERIOD JULY 1, 2016 - JUNE 30, 2017

SMALL CAP VALUE FUND

 

COMPANY NAME

 

COUNTRY

 

MEETING
DATE

 

MEETING
TYPE
(“ANNUAL”)
OR
(“SPECIAL”)

 

RECORD
DATE

 

TICKER

 

SECURITY
ID (CUSIP)

 

AGENDA
ITEM
NUMBER

 

AGENDA ITEM DESCRIPTION

 

PROPOSAL TYPE
(“MGMT”) OR
("SHAREHOLD")

 

MANAGEMENT
RECOMMENDATION
("FOR") ("AGAINST"),
OR (ABSTAIN)

 

PG VOTE
CAST
(“FOR”),
(“AGAINST”),
(“ABSTAIN”),
(“WITHHOLD”)
OR (“NOT
RECD”)

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

1

 

TO ADOPT THE TRANSACTION AGREEMENT, DATED AS OF NOVEMBER 9, 2015, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG TRITON CONTAINER INTERNATIONAL LIMITED, TAL INTERNATIONAL GROUP, INC., TRITON INTERNATIONAL LIMITED, OCEAN DELAWARE SUB, INC. AND OCEAN BERMUDA SUB LIMITED

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

2

 

TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF IT IS NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE TRANSACTION AGREEMENT

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

3

 

TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TAL’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS CONTEMPLATED BY THE TRANSACTION AGREEMENT AND TO ADOPT, ON A NON-BINDING ADVISORY BASIS, THE RESOLUTION SET FORTH IN THE PROXY STATEMENT/PROSPECTUS REFLECTING SUCH APPROVAL

 

MGMT

 

FOR

 

FOR

TAL INTERNATIONAL GROUP, INC.

 

US

 

20160712

 

SPECIAL

 

20160425

 

TAL

 

874083108

 

4

 

TO APPROVE THE INCLUSION IN TRITON INTERNATIONAL LIMITED’S AMENDED AND RESTATED BYE-LAWS OF THE BUSINESS COMBINATION PROVISION PROVIDING FOR CERTAIN RESTRICTIONS ON BUSINESS COMBINATIONS WITH INTERESTED SHAREHOLDERS

 

MGMT

 

FOR

 

FOR

MATRIX SERVICE COMPANY

 

US

 

20161111

 

ANNUAL

 

20160930

 

MTRX

 

576853105

 

1

 

ELECTION OF DIRECTORS: 1. JOHN R. HEWITT, 2. MICHAEL J. HALL, 3. JOHN W. GIBSON, 4. I. EDGAR (ED) HENDRIX, 5. TOM E. MAXWELL, 6. JIM W. MOGG, 7. JAMES H. MILLER

 

MGMT

 

FOR

 

FOR

MATRIX SERVICE COMPANY

 

US

 

20161111

 

ANNUAL

 

20160930

 

MTRX

 

576853105

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MATRIX SERVICE COMPANY

 

US

 

20161111

 

ANNUAL

 

20160930

 

MTRX

 

576853105

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MATRIX SERVICE COMPANY

 

US

 

20161111

 

ANNUAL

 

20160930

 

MTRX

 

576853105

 

4

 

TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO ALLOW FOR THE REMOVAL OF DIRECTORS WITH OR WITHOUT CAUSE BY A MAJORITY VOTE OF THE STOCKHOLDERS

 

MGMT

 

FOR

 

FOR

MATRIX SERVICE COMPANY

 

US

 

20161111

 

ANNUAL

 

20160930

 

MTRX

 

576853105

 

5

 

TO APPROVE 2016 STOCK AND INCENTIVE COMPENSATION PLAN.

 

MGMT

 

FOR

 

FOR

INSTEEL INDUSTRIES, INC.

 

US

 

20170207

 

ANNUAL

 

20161207

 

IIIN

 

45774W108

 

1

 

ELECTION OF DIRECTORS: 1. W. ALLEN ROGERS II, 2. JON M. RUTH

 

MGMT

 

FOR

 

FOR

INSTEEL INDUSTRIES, INC.

 

US

 

20170207

 

ANNUAL

 

20161207

 

IIIN

 

45774W108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

INSTEEL INDUSTRIES, INC.

 

US

 

20170207

 

ANNUAL

 

20161207

 

IIIN

 

45774W108

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

INSTEEL INDUSTRIES, INC.

 

US

 

20170207

 

ANNUAL

 

20161207

 

IIIN

 

45774W108

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

1

 

ELECTION OF DIRECTORS: 1. TROY A. CLARKE, 2. JOSÉ MARIA ALAPONT, 3. STEPHEN R. D’ARCY, 4. VINCENT J. INTRIERI, 5. GENERAL STANLEY.A. MCCHRYSTAL, 6. SAMUEL J. MERKSAMER, 7. MARK H. RACHESKY, M.D., 8. MICHAEL F. SIRIGNANO, 9. DENNIS A. SUSKIND

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

3

 

ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

NAVISTAR INTERNATIONAL CORPORATION

 

US

 

20170214

 

ANNUAL

 

20161219

 

NAV

 

63934E108

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

NORTH AMERICAN ENERGY PARTNERS INC.

 

US

 

20170405

 

ANNUAL

 

20170301

 

NOA

 

656844107

 

1

 

ELECTION OF DIRECTORS: 1. MARTIN R. FERRON, 2. RONALD A. MCINTOSH, 3. WILLIAM C. OEHMIG, 4. BRYAN D. PINNEY, 5. THOMAS P. STAN, 6. JAY W. THORNTON

 

MGMT

 

FOR

 

FOR

NORTH AMERICAN ENERGY PARTNERS INC.

 

US

 

20170405

 

ANNUAL

 

20170301

 

NOA

 

656844107

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1A

 

ELECTION OF DIRECTOR: O. BRUTON SMITH

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1B

 

ELECTION OF DIRECTOR: B. SCOTT SMITH

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1C

 

ELECTION OF DIRECTOR: DAVID BRUTON SMITH

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1D

 

ELECTION OF DIRECTOR: WILLIAM I. BELK

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1E

 

ELECTION OF DIRECTOR: WILLIAM R. BROOKS

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1F

 

ELECTION OF DIRECTOR: VICTOR H. DOOLAN

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1G

 

ELECTION OF DIRECTOR: JOHN W. HARRIS III

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1H

 

ELECTION OF DIRECTOR: ROBERT HELLER

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

1I

 

ELECTION OF DIRECTOR: R. EUGENE TAYLOR

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

3

 

APPROVAL OF THE AMENDMENT TO SONIC’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ADD TRUSTS TO THE DEFINITION OF A FAMILY CONTROLLED ENTITY

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

4

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

5

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE SONIC’S NAMED EXECUTIVE OFFICER COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

SONIC AUTOMOTIVE, INC.

 

US

 

20170418

 

ANNUAL

 

20170221

 

SAH

 

83545G102

 

6

 

APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE SONIC AUTOMOTIVE, INC. 2012 FORMULA RESTRICTED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.1

 

ELECTION OF DIRECTOR: RICHARD J. ALARIO

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.2

 

ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

1.3

 

ELECTION OF DIRECTOR: RICHARD R. STEWART

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

KIRBY CORPORATION

 

US

 

20170425

 

ANNUAL

 

20170301

 

KEX

 

497266106

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1A

 

ELECTION OF DIRECTOR: MICHAEL L. WATTS

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1B

 

ELECTION OF DIRECTOR: ERIK OLSSON

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1C

 

ELECTION OF DIRECTOR: SARA R. DIAL

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1D

 

ELECTION OF DIRECTOR: JEFFREY S. GOBLE

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1E

 

ELECTION OF DIRECTOR: JAMES J. MARTELL

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1F

 

ELECTION OF DIRECTOR: STEPHEN A MCCONNELL

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1G

 

ELECTION OF DIRECTOR: FREDERICK G. MCNAMEE, III

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1H

 

ELECTION OF DIRECTOR: KIMBERLY J. MCWATERS

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

1I

 

ELECTION OF DIRECTOR: LAWRENCE TRACHTENBERG

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

 

24



 

MOBILE MINI, INC.

 

US

 

20170427

 

ANNUAL

 

20170227

 

MINI

 

60740F105

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION.

 

MGMT

 

1 YEAR

 

1 YEAR

REGIONAL MANAGEMENT CORP.

 

US

 

20170427

 

ANNUAL

 

20170227

 

RM

 

75902K106

 

1

 

ELECTION OF DIRECTORS: 1. ROEL C. CAMPOS, 2. MICHAEL R. DUNN, 3. STEVEN J. FREIBERG, 4. RICHARD A. GODLEY, 5. PETER R. KNITZER, 6. ALVARO G. DE MOLINA, 7. CARLOS PALOMARES

 

MGMT

 

FOR

 

FOR

REGIONAL MANAGEMENT CORP.

 

US

 

20170427

 

ANNUAL

 

20170227

 

RM

 

75902K106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

REGIONAL MANAGEMENT CORP.

 

US

 

20170427

 

ANNUAL

 

20170227

 

RM

 

75902K106

 

3

 

REAPPROVAL OF THE 2015 LONG-TERM INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 27, 2017)

 

MGMT

 

FOR

 

FOR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

1A

 

ELECTION OF DIRECTOR: JOHN P. GAINOR, JR.

 

MGMT

 

FOR

 

FOR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

1B

 

ELECTION OF DIRECTOR: RANDOLPH W. MELVILLE

 

MGMT

 

FOR

 

FOR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

1C

 

ELECTION OF DIRECTOR: BJORN E. OLSSON

 

MGMT

 

FOR

 

FOR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

3

 

PROPOSAL TO APPROVE, ON AN ADVISOR BASIS, CONDUCTING FUTURE ADVISORY VOTES ON THE COMPENSATION OF SAIA’S NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

SAIA, INC.

 

US

 

20170427

 

ANNUAL

 

20170308

 

SAIA

 

78709Y105

 

4

 

APPOINT THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

PARKER DRILLING COMPANY

 

US

 

20170509

 

ANNUAL

 

20170313

 

PKD

 

701081101

 

1A

 

ELECTION OF DIRECTOR: ROBERT L. PARKER, JR.

 

MGMT

 

FOR

 

FOR

PARKER DRILLING COMPANY

 

US

 

20170509

 

ANNUAL

 

20170313

 

PKD

 

701081101

 

1B

 

ELECTION OF DIRECTOR: GARY G. RICH

 

MGMT

 

FOR

 

FOR

PARKER DRILLING COMPANY

 

US

 

20170509

 

ANNUAL

 

20170313

 

PKD

 

701081101

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

PARKER DRILLING COMPANY

 

US

 

20170509

 

ANNUAL

 

20170313

 

PKD

 

701081101

 

3

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

PARKER DRILLING COMPANY

 

US

 

20170509

 

ANNUAL

 

20170313

 

PKD

 

701081101

 

4

 

WHETHER STOCKHOLDERS SHOULD VOTE, ON A NON-BINDING ADVISORY BASIS, ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS EVERY ONE, TWO, OR THREE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1A

 

ELECTION OF DIRECTOR: RANDALL C. STUEWE

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1B

 

ELECTION OF DIRECTOR: CHARLES ADAIR

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1C

 

ELECTION OF DIRECTOR: D. EUGENE EWING

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1D

 

ELECTION OF DIRECTOR: LINDA GOODSPEED

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1E

 

ELECTION OF DIRECTOR: DIRK KLOOSTERBOER

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1F

 

ELECTION OF DIRECTOR: MARY R. KORBY

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1G

 

ELECTION OF DIRECTOR: CYNTHIA PHARR LEE

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1H

 

ELECTION OF DIRECTOR: CHARLES MACALUSO

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1I

 

ELECTION OF DIRECTOR: GARY W. MIZE

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

1J

 

ELECTION OF DIRECTOR: MICHAEL E. RESCOE

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

4

 

ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1YEAR

 

1 YEAR

DARLING INGREDIENTS INC.

 

US

 

20170509

 

ANNUAL

 

20170316

 

DAR

 

237266101

 

5

 

PROPOSAL TO APPROVE THE 2017 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

1

 

ELECTION OF DIRECTORS: 1. BRIAN M. SONDEY, 2. SIMON R. VERNON, 3. ROBERT W. ALSPAUGH, 4. MALCOLM P. BAKER, 5. DAVID A. COULTER, 6. CLAUDE GERMAIN, 7. KENNETH HANAU, 8. JOHN S. HEXTALL, 9. ROBERT L. ROSNER

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

2

 

APPOINT THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TRITON INTERNATIONAL LIMITED

 

US

 

20170510

 

ANNUAL

 

20170331

 

TRTN

 

G9078F107

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

1.1

 

ELECTION OF DIRECTOR: NANCY K. QUINN

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

1.2

 

ELECTION OF DIRECTOR: WILLIAM L. TRANSIER

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

4

 

RE-APPROVAL OF CERTAIN TERMS OF HELIX’S 2005 LONG TERM INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2017) FOR PURPOSES OF COMPLYING WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE

 

MGMT

 

FOR

 

FOR

HELIX ENERGY SOLUTIONS GROUP, INC.

 

US

 

20170511

 

ANNUAL

 

20170313

 

HLX

 

42330P107

 

5

 

RECOMMENDATION, ON A NON-BINDING ADVISORY BASIS, ON THE FREQUENCY OF HOLDING THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1A

 

ELECTION OF DIRECTOR: JOE MANSUETO

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1B

 

ELECTION OF DIRECTOR: KUNAL KAPOOR

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1C

 

ELECTION OF DIRECTOR: ROBIN DIAMONTE

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1D

 

ELECTION OF DIRECTOR: CHERYL FRANCIS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1E

 

ELECTION OF DIRECTOR: STEVE KAPLAN

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1F

 

ELECTION OF DIRECTOR: GAIL LANDIS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1G

 

ELECTION OF DIRECTOR: BILL LYONS

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1H

 

ELECTION OF DIRECTOR: JACK NOONAN

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1I

 

ELECTION OF DIRECTOR: CAROLINE TSAY

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

1J

 

ELECTION OF DIRECTOR: HUGH ZENTMYER

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

3

 

ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

MORNINGSTAR, INC.

 

US

 

20170512

 

ANNUAL

 

20170313

 

MORN

 

617700109

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

RUSH ENTERPRISES, INC.

 

US

 

20170516

 

ANNUAL

 

20170331

 

RUSHA

 

781846209

 

1

 

ELECTION OF DIRECTORS: 1. W.M. “RUSTY” RUSH, 2. THOMAS A. AKIN, 3. JAMES C. UNDERWOOD, 4. RAYMOND J. CHESS, 5. WILLIAM H. CARY, 6. DR. KENNON H. GUGLIELMO

 

MGMT

 

FOR

 

FOR

RUSH ENTERPRISES, INC.

 

US

 

20170516

 

ANNUAL

 

20170331

 

RUSHA

 

781846209

 

2

 

PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2007 LONG-TERM INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

RUSH ENTERPRISES, INC.

 

US

 

20170516

 

ANNUAL

 

20170331

 

RUSHA

 

781846209

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

RUSH ENTERPRISES, INC.

 

US

 

20170516

 

ANNUAL

 

20170331

 

RUSHA

 

781846209

 

4

 

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

3 YEAR

 

3 YEAR

RUSH ENTERPRISES, INC.

 

US

 

20170516

 

ANNUAL

 

20170331

 

RUSHA

 

781846209

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

HIBBETT SPORTS, INC.

 

US

 

20170517

 

ANNUAL

 

20170327

 

HIBB

 

428567101

 

1.1

 

ELECTION OF CLASS III DIRECTOR: ANTHONY F. CRUDELE

 

MGMT

 

FOR

 

FOR

HIBBETT SPORTS, INC.

 

US

 

20170517

 

ANNUAL

 

20170327

 

HIBB

 

428567101

 

1.2

 

ELECTION OF CLASS III DIRECTOR: RALPH T. PARKS

 

MGMT

 

FOR

 

FOR

HIBBETT SPORTS, INC.

 

US

 

20170517

 

ANNUAL

 

20170327

 

HIBB

 

428567101

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

HIBBETT SPORTS, INC.

 

US

 

20170517

 

ANNUAL

 

20170327

 

HIBB

 

428567101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HIBBETT SPORTS, INC.

 

US

 

20170517

 

ANNUAL

 

20170327

 

HIBB

 

428567101

 

4

 

SAY WHEN ON PAY - TO DETERMINE, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF SHAREHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

1

 

ELECTION OF DIRECTORS: 1. LOUIS A. WATERS, 2. JEFFERY G. DAVIS, 3. GARY G. YESAVAGE

 

MGMT

 

FOR

 

FOR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

 

25



 

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

4

 

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS

 

MGMT

 

1 YEAR

 

1 YEAR

TEAM, INC.

 

US

 

20170518

 

ANNUAL

 

20170407

 

TISI

 

878155100

 

5

 

TO APPROVE THE TEAM, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.1

 

ELECTION OF DIRECTOR: DOMINICK CERBONE

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.2

 

ELECTION OF DIRECTOR: JOHN A. COURI

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.3

 

ELECTION OF DIRECTOR: JOSEPH CUGINE

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.4

 

ELECTION OF DIRECTOR: JOHN DEBENEDETTI

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.5

 

ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.6

 

ELECTION OF DIRECTOR: ALAN GUARINO

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.7

 

ELECTION OF DIRECTOR: STEPHEN HANSON

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.8

 

ELECTION OF DIRECTOR: KATHERINE OLIVER

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.9

 

ELECTION OF DIRECTOR: CHRISTOPHER PAPPAS

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

1.10

 

ELECTION OF DIRECTOR: JOHN PAPPAS

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

2

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

THE CHEFS’ WAREHOUSE, INC.

 

US

 

20170519

 

ANNUAL

 

20170322

 

CHEF

 

163086101

 

4

 

TO APPROVE THE MATERIAL TERMS OF SECTION 162(M) PERFORMANCE GOALS AS SET FORTH IN 2011 OMNIBUS EQUITY INCENTIVE PLAN.

 

MGMT

 

FOR

 

FOR

GENTHERM INCORPORATED

 

US

 

20170519

 

ANNUAL

 

20170403

 

THRM

 

37253A103

 

1

 

ELECTION OF DIRECTORS: 1. LEWIS BOOTH, 2. FRANCOIS CASTAING, 3. DANIEL COKER, 4. SOPHIE DESORMIERE, 5. MAURICE GUNDERSON, 6. YVONNE HAO, 7. RONALD HUNDZINSKI, 8. BYRON SHAW

 

MGMT

 

FOR

 

FOR

GENTHERM INCORPORATED

 

US

 

20170519

 

ANNUAL

 

20170403

 

THRM

 

37253A103

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

GENTHERM INCORPORATED

 

US

 

20170519

 

ANNUAL

 

20170403

 

THRM

 

37253A103

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENTHERM INCORPORATED

 

US

 

20170519

 

ANNUAL

 

20170403

 

THRM

 

37253A103

 

4

 

TO APPROVE, ON AN ADVISORY BASIS, WHETHER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR ONCE EVERY ONE, TWO OR THREE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

GENTHERM INCORPORATED

 

US

 

20170519

 

ANNUAL

 

20170403

 

THRM

 

37253A103

 

5

 

TO APPROVE AN AMENDMENT TO THE 2013 EQUITY INCENTIVE PLAN (1) INCREASING BY 2,000,000 THE MAXIMUM NUMBER OF SHARES OF COMMON STOCK THAT MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE PLAN AND (2) INCREASING THE RATIO USED TO COUNT FULL VALUE AWARDS ISSUED UNDER THE PLAN

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

1

 

ELECTION OF DIRECTORS: 1. MOLLY CAMPBELL, 2. IRIS S. CHAN, 3. RUDOLPH I. ESTRADA, 4. PAUL H. IRVING, 5. HERMAN Y. LI, 6. JACK C. LIU, 7. DOMINIC NG, 8. KEITH W. RENKEN, 9. LESTER M. SUSSMAN

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

3

 

TO DETERMINE WHETHER TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

4

 

TO APPROVE THE 2017 PERFORMANCE-BASED BONUS PLAN, AS AMENDED

 

MGMT

 

FOR

 

FOR

EAST WEST BANCORP, INC.

 

US

 

20170523

 

ANNUAL

 

20170329

 

EWBC

 

27579R104

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

1

 

ELECTION OF DIRECTORS: 1. JOHN C. HELLMANN, 2. ALBERT J. NEUPAVER, 3. JOSEPH H. PYNE, 4. HUNTER C. SMITH

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

3

 

DETERMINE, IN A NONBINDING, ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS

 

MGMT

 

1 YEAR

 

1 YEAR

GENESEE & WYOMING INC.

 

US

 

20170524

 

ANNUAL

 

20170327

 

GWR

 

371559105

 

4

 

RATIFY THE SELECTION OF AUDITOR

 

MGMT

 

FOR

 

FOR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

1A

 

ELECTION OF CLASS I DIRECTOR: THOMAS N. AMONETT

 

MGMT

 

FOR

 

FOR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

1B

 

ELECTION OF CLASS I DIRECTOR: MARK R. STAUFFER

 

MGMT

 

FOR

 

FOR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

3

 

A NON-BINDING ADVISORY PROPOSAL REGARDING THE FREQUENCY OF THE “SAY-ON-PAY” VOTE

 

MGMT

 

3 YEAR

 

3 YEAR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

4

 

THE APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN.

 

MGMT

 

FOR

 

FOR

ORION GROUP HOLDINGS, INC.

 

US

 

20170525

 

ANNUAL

 

20170329

 

ORN

 

68628V308

 

5

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.1

 

ELECTION OF DIRECTOR: JAMES H. HAWORTH

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.2

 

ELECTION OF DIRECTOR: KELLY M. MALSON

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.3

 

ELECTION OF DIRECTOR: BOB L. MARTIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.4

 

ELECTION OF DIRECTOR: DOUGLAS H. MARTIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.5

 

ELECTION OF DIRECTOR: NORMAN L. MILLER

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.6

 

ELECTION OF DIRECTOR: WILLIAM E. SAUNDERS, JR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.7

 

ELECTION OF DIRECTOR: WILLIAM(DAVID)SCHOFMAN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

1.8

 

ELECTION OF DIRECTOR: ODED SHEIN

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

4

 

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, FOR THE FREQUENCY OF ADVISORY VOTES ON THE NAMED EXECUTIVE OFFICERS’ COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

CONN’S, INC.

 

US

 

20170531

 

ANNUAL

 

20170405

 

CONN

 

208242107

 

5

 

TO APPROVE THE ADOPTION OF THE AMENDED 2016 OMNIBUS INCENTIVE PLAN

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

1

 

ELECTION OF DIRECTORS: 1. TODD M. HORNBECK, 2. PATRICIA B. MELCHER, 3. NICHOLAS L. SWYKA, JR.

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

2

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

3

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

HORNBECK OFFSHORE SERVICES, INC.

 

US

 

20170615

 

ANNUAL

 

20170417

 

HOS

 

440543106

 

4

 

TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES

 

MGMT

 

3 YEAR

 

3 YEAR

NATURAL GAS SERVICES GROUP, INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

NGS

 

63886Q109

 

1.1

 

ELECTION OF DIRECTOR: STEPHEN C. TAYLOR

 

MGMT

 

FOR

 

FOR

NATURAL GAS SERVICES GROUP, INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

NGS

 

63886Q109

 

1.2

 

ELECTION OF DIRECTOR : CHARLES G. CURTIS

 

MGMT

 

FOR

 

FOR

NATURAL GAS SERVICES GROUP, INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

NGS

 

63886Q109

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

NATURAL GAS SERVICES GROUP, INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

NGS

 

63886Q109

 

3

 

TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS .

 

MGMT

 

1 YEAR

 

1 YEAR

NATURAL GAS SERVICES GROUP, INC.

 

US

 

20170615

 

ANNUAL

 

20170419

 

NGS

 

63886Q109

 

4

 

RATIFY THE APPOINTMENT OF AUDITOR

 

MGMT

 

FOR

 

FOR

DXP ENTERPRISES, INC.

 

US

 

20170619

 

ANNUAL

 

20170424

 

DXPE

 

233377407

 

1

 

ELECTION OF DIRECTORS: 1. DAVID R.LITTLE, 2. CLETUS DAVIS, 3. TIMOTHY P. HALTER, 4. DAVID PATTON

 

MGMT

 

FOR

 

FOR

DXP ENTERPRISES, INC.

 

US

 

20170619

 

ANNUAL

 

20170424

 

DXPE

 

233377407

 

2

 

EXECUTIVE COMPENSATION

 

MGMT

 

FOR

 

FOR

DXP ENTERPRISES, INC.

 

US

 

20170619

 

ANNUAL

 

20170424

 

DXPE

 

233377407

 

3

 

NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION

 

MGMT

 

1 YEAR

 

1 YEAR

 

26



 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.

 

 

 

By:

/s/ George A. Henning

 

 

George A. Henning

 

 

Chairman, Pacific Advisors Fund Inc.

 

 

 

 

Date:

August 30, 2017