-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jv/sv3IdGwfOZMGNXXL9IoQiPM/21pOr0/4R9u+kPdNVX3AO8M6nHrR6HJpRS+Vy g15iJh1C/LOLelN47CoTqg== 0001104659-07-065685.txt : 20070829 0001104659-07-065685.hdr.sgml : 20070829 20070829070834 ACCESSION NUMBER: 0001104659-07-065685 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070829 DATE AS OF CHANGE: 20070829 EFFECTIVENESS DATE: 20070829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL FUND INC CENTRAL INDEX KEY: 0000890206 IRS NUMBER: 954393390 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07062 FILM NUMBER: 071085316 BUSINESS ADDRESS: STREET 1: 101 NORTH BRAND BLVD STREET 2: SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: 8182426693 MAIL ADDRESS: STREET 1: 101 NORTH BRAND BLVD STREET 2: SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 0000890206 S000010908 BALANCED FUND C000030224 BALANCED FUND CLASS A PAABX C000030225 BALANCED FUND CLASS C PGBCX 0000890206 S000010909 GOVERNMENT SECURITIES FUND C000030226 GOVERNMENT SECURITIES FUND CLASS A PADGX C000030227 GOVERNMENT SECURITIES FUND CLASS C PGGCX 0000890206 S000010910 GROWTH FUND C000030228 GROWTH FUND CLASS A PAGTX C000030229 GROWTH FUND CLASS C PGCCX 0000890206 S000010911 INCOME AND EQUITY FUND C000030230 INCOME AND EQUITY FUND CLASS A PADIX C000030231 INCOME AND EQUITY FUND CLASS C PIECX 0000890206 S000010912 MULTI-CAP VALUE FUND C000030232 MULTI-CAP VALUE FUND CLASS A PAMVX C000030233 MULTI-CAP VALUE FUND CLASS C PMVCX 0000890206 S000010913 SMALL CAP FUND C000030234 SMALL CAP FUND CLASS A PASMX C000030235 SMALL CAP FUND CLASS C PGSCX C000036719 SMALL CAP FUND CLASS I PGISX N-PX 1 a07-18573_1npx.htm ANNUAL REPORT OF PROXY VOTING RECORD

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number:  811-7062

 

PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.

(Exact name of registrant as specified in charter)

 

101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)

 

GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 818-242-6693

 

Date of fiscal year end:  December 31

 

Date of reporting period:  June 30, 2007

 

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

GOVERNMENT SECURITIES FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - restriction on selling products and services of foreign governments

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - sexual orientation in equal employment opportunity policy

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - hiring of proxy advisor

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

To adopt an amendment to the amended and restated equity incentive plan

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PPL CORPORATION

 

PPL

 

69351T106

 

05/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PPL CORPORATION

 

PPL

 

69351T106

 

05/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PPL CORPORATION

 

PPL

 

69351T106

 

05/23/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

INCOME & EQUITY FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

AT&T INC

 

T

 

00206R102

 

07/21/06

 

C

 

Y

 

F

 

F

 

Approve issuance of common shares

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Election of nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Approve the issuance of shares of common stock

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Approve the amended and restated stock incentive plan

THE PROCTER & GAMBLE COMPANY

 

PG

 

742718109

 

10/10/06

 

C

 

Y

 

F

 

F

 

Election of nominees

THE PROCTER & GAMBLE COMPANY

 

PG

 

742718109

 

10/10/06

 

C

 

Y

 

F

 

F

 

Approve amendment to the code of regulations

THE PROCTER & GAMBLE COMPANY

 

PG

 

742718109

 

10/10/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE PROCTER & GAMBLE COMPANY

 

PG

 

742718109

 

10/10/06

 

C

 

Y

 

F

 

F

 

Re-approve and amend the material terms of the performance criteria

THE PROCTER & GAMBLE COMPANY

 

PG

 

742718109

 

10/10/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - award no future stock options

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Election of nominees

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Approval of the 2006 corporation’s long-term incentive plan

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - restriction on selling products and services of foreign governments

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - sexual orientation in equal employment opportunity policy

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - hiring of proxy advisor

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

11/21/06

 

C

 

Y

 

F

 

F

 

Election of nominees

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

11/21/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

11/21/06

 

SH

 

Y

 

A

 

F

 

Stockholder proposal relating to executives’ compensation

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To receive the directors’ annual report and accounts

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To approve the directors’ remuneration report

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To give limited authority to make political donations and incur political expenditure

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To authorize the use of electronic communications

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Special resolution : to give limited authority for the purchase of its own shares by the company.

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To give authority to allot shares up to a specified amount

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Special resolution : to give limited authority to allot a limited number of shares for cash free of pre-emption rights

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Approve an amendment to the certificate of incorporation to increase the authorized common stock from 500 million to 1 billion shares

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Approve the adoption of the 2007 equity compensation plan for outside directors

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Approve an amendment to the certificate of incorporation to eliminate classification of the board of directors

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Approve an amendment to the certificate of incorporation to eliminate cumulative voting

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Approve an amendment to the certificate of incorporation to eliminate pre-emptive rights

PUBLIC SERVICE ENTERPRISE GROUP INC

 

PSEG

 

744573106

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

To amend articles of incorporation to eliminate the provisions classifying the terms of its board of directors

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

To amend articles of incorporation to provide for majority voting in uncontested director elections

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding non-binding stockholder vote ratifying executive compensation

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding qualifications of director nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding reporting political contributions

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding separating the offices of chairman and chief executive officer

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s executive retirement plan policies

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s director election process

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s director nominees qualification requirements

WILMINGTON TRUST CORPORATION

 

WL

 

971807102

 

04/19/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Reconfirmation of the shareholder rights plan

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Amendment to the employee stock option plan

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Amendment to the employee stock option

 


 

GENUINE PARTS COMPANY

 

GPC

 

372460105

 

04/23/07

 

C

 

Y

 

Y

 

Y

 

Election of nominees

GENUINE PARTS COMPANY

 

GPC

 

372460105

 

04/23/07

 

C

 

Y

 

Y

 

Y

 

Amend the amended and restarted articles of incorporation to eliminate all shareholder supermajority voting provisions

GENUINE PARTS COMPANY

 

GPC

 

372460105

 

04/23/07

 

C

 

Y

 

Y

 

Y

 

Ratify the selection of auditor

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

A

 

F

 

Election of nominees

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

2007 global employee stock plan

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Performance based stock options

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Special shareholder meetings

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Six sigma

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

To vote on the adoption of an amendment to the restated certificated of incorporation

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

SH

 

Y

 

A

 

F

 

To vote on a shareholder proposal regarding political contributions

BANK OF AMERICA

 

BAC

 

060505104

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BANK OF AMERICA

 

BAC

 

060505104

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BANK OF AMERICA

 

BAC

 

060505104

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal - stock options

BANK OF AMERICA

 

BAC

 

060505104

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal - number of directors

BANK OF AMERICA

 

BAC

 

060505104

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal - independent board chairman

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

C

 

Y

 

F

 

F

 

On equity and incentive plan

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On genetically modified food

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On plant closure

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On report on PFOA

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On costs

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On global warming

E.I.DU PONT DE NEMOURS AND COMPANY

 

DD

 

263534109

 

04/25/07

 

SH

 

Y

 

A

 

F

 

On chemical facility security

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Adoption of majority voting for directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 long term incentive plan

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of material terms of senior officer performance goals

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Curb over-extended directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

One director from the ranks of retirees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Independent board chairman

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Eliminate dividend equivalents

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on charitable contributions

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Global warming report

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Ethical criteria for military contracts

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on pay differential

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 incentive compensation plan

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal 1 - cumulative voting

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal 2 - informing children of their rights if forced to incur secondhand smoke

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal 3 - stop all company-sponsored “campaigns” allegedly oriented to prevent youth from smoking

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal 4 - get out of traditional tobacco businesses by 2010

ALTRIA GROUP INC

 

MO

 

02209S103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal 5 - animal welfare policy

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on majority voting requirements for director nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on supplemental retirement plan

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to cumulative voting

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the rational for exporting animal experimentation

 


 

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the feasibility of amending policy on laboratory animal care and use

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to qualifications for director nominees

AT&T INC

 

T

 

00206R102

 

04/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AT&T INC

 

T

 

00206R102

 

04/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AT&T INC

 

T

 

00206R102

 

04/27/07

 

C

 

Y

 

F

 

F

 

Approve the severance policy

AT&T INC

 

T

 

00206R102

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal A

AT&T INC

 

T

 

00206R102

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal B

AT&T INC

 

T

 

00206R102

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal C

AT&T INC

 

T

 

00206R102

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal D

AT&T INC

 

T

 

00206R102

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal E

DOMINION RESOURCES INC

 

D

 

25746U109

 

04/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DOMINION RESOURCES INC

 

D

 

25746U109

 

04/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

DOMINION RESOURCES INC

 

D

 

25746U109

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - environmental report

DOMINION RESOURCES INC

 

D

 

25746U109

 

04/27/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - transmission line report

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Election of nominees

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 omnibus equity compensation plan

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal concerning reimbursement of proxy expenses

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Election of nominees

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Approval of amendment to long-term incentive plan

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Proposal scientific report on global warming

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Proposal advisory vote to ratify executive compensation

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Performance based stock options

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Corporation political contributions

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Global warming - renewable

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Qualification for director nominees

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Drilling in sensitive /protected areas

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Report on recognition of indigenous rights

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

A

 

F

 

Community accountability

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

XTO ENERGY INC

 

XTO

 

98385X106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

XTO ENERGY INC

 

XTO

 

98385X106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Adoption of the stock incentive plan

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relation to performance-based stock options

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Election for nominees

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

To adopt the 2008 incentive plan

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

To adopt an amendment to the amended and restated 2000 equity incentive plan

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To receive and adopt the directors’ report and the financial statements

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To approve the remuneration report

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To authorize the company to make donations to political organizations

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority to allot shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Misapplication of pre-emption rights

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority for the company to purchase its own shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

SH

 

Y

 

F

 

F

 

Amendment of the articles of association

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding poison pill implementation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding employment diversity report disclosure

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding executive officer compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding management bonuses

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding retirement benefits

 


 

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding equity compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding pay-for-superior performance

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding political nonpartisanship

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding Chairman and CEO

ULTRA PETROLEUM CORP.

 

UPL

 

903914109

 

06/14/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ULTRA PETROLEUM CORP.

 

UPL

 

903914109

 

06/14/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ULTRA PETROLEUM CORP.

 

UPL

 

903914109

 

06/14/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal climate change

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

BALANCED FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

MYLAN LABORATORIES INC

 

MYL

 

628530107

 

07/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MYLAN LABORATORIES INC

 

MYL

 

628530107

 

07/28/06

 

C

 

Y

 

F

 

F

 

Approve an amendment to the 2003 long term incentive plan

MYLAN LABORATORIES INC

 

MYL

 

628530107

 

07/28/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

FARO TECHNOLOGIES INC

 

FARO

 

311642102

 

09/07/06

 

C

 

Y

 

F

 

F

 

Election of nominees

H&R BLOCK INC

 

HRB

 

093671105

 

09/07/06

 

C

 

Y

 

F

 

F

 

Election of nominees

H&R BLOCK INC

 

HRB

 

093671105

 

09/07/06

 

C

 

Y

 

F

 

F

 

Approval of an amendments to the 1999 stock option plan

H&R BLOCK INC

 

HRB

 

093671105

 

09/07/06

 

C

 

Y

 

F

 

F

 

Approval of the material terms of performance goals

H&R BLOCK INC

 

HRB

 

093671105

 

09/07/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

09/08/06

 

C

 

Y

 

F

 

F

 

Election of nominees

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

09/08/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

09/08/06

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding charitable contributions

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Election of nominees

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Approval of the corporation’s 2006 long-term incentive plan

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

10/24/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AUTOMATIC DATA PROCESSING INC

 

ADP

 

053015103

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

AUTOMATIC DATA PROCESSING INC

 

ADP

 

053015103

 

11/14/06

 

C

 

Y

 

F

 

F

 

Approval of the company’s amended and restated executive incentive plan

AUTOMATIC DATA PROCESSING INC

 

ADP

 

053015103

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - restriction on selling products and services of foreign governments

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - sexual orientation in equal employment opportunity policy

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - Hiring of proxy advisor

INVERNESS MEDICAL INNOVATIONS INC

 

IMA

 

46126P106

 

12/15/06

 

C

 

Y

 

F

 

F

 

Approve an amendment to increase the number of authorized shares

INVERNESS MEDICAL INNOVATIONS INC

 

IMA

 

46126P106

 

12/15/06

 

C

 

Y

 

F

 

F

 

Approve an increase to the number of shares of common stock

CAMBREX CORPORATION

 

CBM

 

132011107

 

02/05/07

 

C

 

Y

 

F

 

F

 

Authorization of the sale of the corporation’s bio-products business

CAMBREX CORPORATION

 

CBM

 

132011107

 

02/05/07

 

C

 

Y

 

F

 

F

 

Approve the adjournment or postponement of the special meeting

CUBIC CORPORATION

 

CUB

 

229669106

 

02/20/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CUBIC CORPORATION

 

CUB

 

229669106

 

02/20/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CABOT MICROELECTRONICS CORPORATION

 

CCMP

 

12709P103

 

03/06/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CABOT MICROELECTRONICS CORPORATION

 

CCMP

 

12709P103

 

03/06/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

C

 

Y

 

F

 

F

 

To approve the amendments to the amended and restated 2005 stock incentive plan

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

C

 

Y

 

F

 

F

 

To approve the terms of the amended and restated 2002 executive performance plan

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

SH

 

Y

 

A

 

F

 

To approve the shareholder proposal relating to greenmail

THE WALT DISNEY COMPANY

 

DIS

 

254687106

 

03/08/07

 

SH

 

Y

 

A

 

F

 

To approve the shareholder proposal to amend the bylaws relating to stockholder rights plans

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Approval of reverse stock split of the company’s common shares

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Approval of consequential amendment to the company’s amended and restated bylaws

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To receive the directors’ annual report and accounts

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To approve the directors’ remuneration report

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To give limited authority to make political donations and incur political expenditure

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To authorize the use of electronic communications

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Special resolution : to give limited authority for the purchase of its own shares by the company

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

To give authority to allot shares up to a specified amount

BRITISH PETROLEUM PLC

 

BP

 

055622104

 

04/12/07

 

C

 

Y

 

F

 

F

 

Special resolution : to give limited authority to allot a limited number of shares for cash free of pre-emption rights

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Authority to allot relevant securities under section 80 of the companies act 1985

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Authority to allot equity securities for cash under section  89 of the companies act 1985

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Authority to purchase the company’s shares

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

To approve amendments to the articles

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

Approval of the remuneration report

RIO TINTO PLC

 

RTP

 

767204100

 

04/13/07

 

C

 

Y

 

F

 

F

 

To receive the financial statements and the reports of the directors and auditors

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s executive retirement plan policies

 


 

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s director election process

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to other company’s director nominees qualification requirements

BANCO LATINOAMERICANO DE EXPORT,S.A

 

BLX

 

P16994132

 

04/18/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BANCO LATINOAMERICANO DE EXPORT,S.A

 

BLX

 

P16994132

 

04/18/07

 

C

 

Y

 

F

 

F

 

To approve the bank’s audited financial statements

BANCO LATINOAMERICANO DE EXPORT,S.A

 

BLX

 

P16994132

 

04/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

C

 

Y

 

F

 

F

 

Approval of the performance incentive plan

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal regarding management compensation

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal regarding an advisory vote on the compensation committee report

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal regarding chemical and biological testing

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal regarding study and report on extraction of  water in India

THE COCA-COLA COMPANY

 

KO

 

191216100

 

04/18/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal regarding restricted stock

AMERICAN EXPRESS COMPANY

 

AXP

 

025816109

 

04/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICAN EXPRESS COMPANY

 

AXP

 

025816109

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERICAN EXPRESS COMPANY

 

AXP

 

025816109

 

04/23/07

 

C

 

Y

 

F

 

F

 

To approve the incentive compensation plan

AMERICAN EXPRESS COMPANY

 

AXP

 

025816109

 

04/23/07

 

SH

 

Y

 

A

 

F

 

A shareholder proposal relating to cumulative voting for directors

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

C

 

Y

 

F

 

F

 

To vote on the adoption of an amendment to the restated certificated of incorporation

CHUBB CORPORATION

 

CB

 

171232101

 

04/24/07

 

SH

 

Y

 

A

 

F

 

To vote on a shareholder proposal regarding political contributions

METLIFE INC

 

MET

 

59156R108

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

METLIFE INC

 

MET

 

59156R108

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MOODY’S CORPORATION

 

MCO

 

615369105

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

MOODY’S CORPORATION

 

MCO

 

615369105

 

04/24/07

 

C

 

Y

 

F

 

F

 

Approval of the amended and restated 2001 key employees’ stock incentive plan

MOODY’S CORPORATION

 

MCO

 

615369105

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MOODY’S CORPORATION

 

MCO

 

615369105

 

04/24/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal to elect each director annually

PERKINELMER INC

 

PKI

 

714046109

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PERKINELMER INC

 

PKI

 

714046109

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PERKINELMER INC

 

PKI

 

714046109

 

04/24/07

 

C

 

Y

 

F

 

F

 

To approve amendments to the company’s articles of organization and by-laws to require a majority vote for uncontested election of directors

PERKINELMER INC

 

PKI

 

714046109

 

04/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal to request that the company’s board of directors establish a pay-for -superior -performance standard

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Adoption of majority voting for directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 long term incentive plan

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of material items of senior officer performance goals

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Curb over-extended directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

One director from the ranks of retirees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Independent board chairman

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Eliminate dividend equivalents

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on charitable contributions

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Global warming report

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Ethical criteria for military contracts

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on pay differential

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on majority voting requirements for director nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on supplemental retirement plan

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to cumulative voting

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the rational for exporting animal experimentation

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the feasibility of amending the corporate policy on laboratory animal care and use

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to qualifications for director nominees

SUNCOR ENERGY INC

 

SU

 

867229106

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SUNCOR ENERGY INC

 

SU

 

867229106

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SUNCOR ENERGY INC

 

SU

 

867229106

 

04/26/07

 

C

 

Y

 

F

 

F

 

Approval of amendments to equity compensation plans

SUNCOR ENERGY INC

 

SU

 

867229106

 

04/26/07

 

C

 

Y

 

F

 

F

 

Approval of performance stock options

SUNCOR ENERGY INC

 

SU

 

867229106

 

04/26/07

 

C

 

Y

 

F

 

F

 

Amendment of bylaws

WYETH

 

WYE

 

983024100

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WYETH

 

WYE

 

983024100

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WYETH

 

WYE

 

983024100

 

04/26/07

 

C

 

Y

 

F

 

F

 

Vote to amend the certificate of incorporation to eliminate supermajority vote requirements

WYETH

 

WYE

 

983024100

 

04/26/07

 

C

 

Y

 

F

 

F

 

Vote to amend and restate the stock incentive plan for tax compliance

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Disclosure of animal welfare policy

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Report on limiting supply of prescription drugs in Canada

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Disclosure of political contributions

 


 

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Recoupment of incentive bonuses

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Interlocking directorships

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal withdrawn

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Separating the roles of Chairman and CEO

WYETH

 

WYE

 

983024100

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Stockholder advisory vote on compensation

GATX CORPORATION

 

GMT

 

361448103

 

04/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GATX CORPORATION

 

GMT

 

361448103

 

04/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on foreign military sales

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Develop and adopt human rights policies

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on charitable contributions

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on political contributions

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Separate the roles of CEO and chairman

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Subject rights plans to shareholder vote

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Advisory vote on compensation discussion and analysis

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Adopt a policy on performance -based stock options

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

C

 

Y

 

F

 

F

 

2007 stock award and incentive plan

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

C

 

Y

 

F

 

F

 

Senior executive performance incentive plan

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

SH

 

Y

 

A

 

F

 

Executive compensation disclosure

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

SH

 

Y

 

A

 

F

 

Recoupment

BRISTOL-MYERS SQUIBB COMPANY

 

BMY

 

110122108

 

05/01/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

LIBERTY MEDIA CORPORATION

 

LINTA

 

53071M104

 

05/01/07

 

C

 

Y

 

F

 

F

 

Election of nominees

LIBERTY MEDIA CORPORATION

 

LINTA

 

53071M104

 

05/01/07

 

C

 

Y

 

F

 

F

 

The incentive plan proposal

LIBERTY MEDIA CORPORATION

 

LINTA

 

53071M104

 

05/01/07

 

C

 

Y

 

F

 

F

 

The auditors ratification proposal

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the income statements and balance sheets

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the dividend

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the discharge of the chairman the members of the board of directors and the president from liability

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the amendment of the articles of association

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the remuneration to be paid to the members of the board

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the composition of the board of directors

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the remuneration to be paid to the auditor

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the grant of stock options to selected personnel

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the reduction of the share issue premium

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the proposal of the board on the recording of the subscription price for shares issued based on stock options

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Approval of the authorization to the board on the issuance of shares and special rights entitling to shares

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Authorization to the board to repurchase shares

NOKIA CORPORATION

 

NOKA

 

654902204

 

05/03/07

 

C

 

Y

 

F

 

F

 

Instruct Nokia’s legal counsels to vote in their discretion on your behalf only upon item 15

R.H.DONNELLEY CORPORATION

 

RHD

 

74955W307

 

05/03/07

 

C

 

Y

 

F

 

F

 

Election of nominees

R.H.DONNELLEY CORPORATION

 

RHD

 

74955W307

 

05/03/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

R.H.DONNELLEY CORPORATION

 

RHD

 

74955W307

 

05/03/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding classified board structure

BERKSHIRE HATHAWAY INC

 

BRKA

 

084670108

 

05/05/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BERKSHIRE HATHAWAY INC

 

BRKA

 

084670108

 

05/05/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal with respect to investments in certain foreign corporations

ALLETE INC

 

ALE

 

018522300

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ALLETE INC

 

ALE

 

018522300

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CAMERON INTERNATIONAL CORPORATION

 

CAM

 

13342B105

 

05/09/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CAMERON INTERNATIONAL CORPORATION

 

CAM

 

13342B105

 

05/09/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DUKE ENERGY CORPORATION

 

DUK

 

26441C105

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

UNITED PARCEL SERVICE INC

 

UPS

 

911312106

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

UNITED PARCEL SERVICE INC

 

UPS

 

911312106

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

RELIANCE STEEL & ALUMINUM CO

 

RS

 

759509102

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

RELIANCE STEEL & ALUMINUM CO

 

RS

 

759509102

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

RELIANCE STEEL & ALUMINUM CO

 

RS

 

759509102

 

05/16/07

 

C

 

Y

 

F

 

F

 

In their discretion on such other matters as may properly come before the meeting

GRANT PRIDECO. INC

 

GRP

 

38821G101

 

05/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE WILLIAMS COMPANIES INC

 

WMB

 

969457100

 

05/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE WILLIAMS COMPANIES INC

 

WMB

 

969457100

 

05/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE WILLIAMS COMPANIES INC

 

WMB

 

969457100

 

05/17/07

 

C

 

Y

 

F

 

F

 

Approval of the incentive plan

THE WILLIAMS COMPANIES INC

 

WMB

 

969457100

 

05/17/07

 

C

 

Y

 

F

 

F

 

Approval of the employee stock purchase plan

THE WILLIAMS COMPANIES INC

 

WMB

 

969457100

 

05/17/07

 

C

 

Y

 

F

 

F

 

Approval of the employee stock purchase plan

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

C

 

Y

 

F

 

F

 

Company proposal to amend the company’s restated certificate of incorporation

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding simple majority vote

 


 

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal to ratify compensation of executive officers

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding simple majority vote

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding special shareholder meetings

TIME WARNER INC

 

TWX

 

887317105

 

05/18/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding stockholder ratification of director compensation when a stockholder rights plan has been adopted

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Financial statements

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Declaration of final dividend 2006

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Directors’ remuneration report

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Approve proposed amendments to the group share plans

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Authority to allot relevant securities

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Authority to serve communications by electronic means

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Authority to allot equity securities

CADBURY SCHWEPPES PLC

 

CSG

 

127209302

 

05/24/07

 

C

 

Y

 

F

 

F

 

Authority to make market purchases

SANDISK CORPORATION

 

SNDK

 

80004C101

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SANDISK CORPORATION

 

SNDK

 

80004C102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SANDISK CORPORATION

 

SNDK

 

80004C103

 

05/24/07

 

SH

 

Y

 

A

 

F

 

To consider a stockholder proposal regarding performance-vesting shares

WHITE MOUNTAINS INSURANCE GROUP, LTD

 

WTM

 

G9618E107

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WHITE MOUNTAINS INSURANCE GROUP, LTD

 

WTM

 

G9618E107

 

05/24/07

 

C

 

Y

 

F

 

F

 

Amendment to the company’s by-laws

WHITE MOUNTAINS INSURANCE GROUP, LTD

 

WTM

 

G9618E107

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

DEVON ENERGY CORPORATION

 

DVN

 

25179M103

 

06/06/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DEVON ENERGY CORPORATION

 

DVN

 

25179M103

 

06/06/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INGERSOLL-RAND COMPANY LIMITED

 

IR

 

G4776G101

 

06/06/07

 

C

 

Y

 

F

 

F

 

Election of nominees

INGERSOLL-RAND COMPANY LIMITED

 

IR

 

G4776G101

 

06/06/07

 

C

 

Y

 

F

 

F

 

Adoption of incentive stock plan

INGERSOLL-RAND COMPANY LIMITED

 

IR

 

G4776G101

 

06/06/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INGERSOLL-RAND COMPANY LIMITED

 

IR

 

G4776G101

 

06/06/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal to require a shareholder vote on an advisory resolution with respect to executive compensation

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

06/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

06/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

FEDERAL HOME LOAN MORTGAGE CORPORATION

 

FRE

 

313400301

 

06/08/07

 

C

 

Y

 

F

 

F

 

Approval of the amendment and restatement of the directors’ stock compensation plan

LIBERTY GLOBAL INC

 

LBTYa

 

530555101

 

06/19/07

 

C

 

Y

 

F

 

F

 

Election of nominees

LIBERTY GLOBAL INC

 

LBTYa

 

530555101

 

06/19/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

GROWTH FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Adopt the stock awards plan

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

Election Chicago Bridge & Iron company n.v. as a member of the management board

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To authorize the preparation of the annual accounts and the annual report

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To discharge the member of the management board  liability in respect of the exercise of their duties

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To discharge the members of the supervisory board from liability in respect of the exercise of their duties

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To resolve on the final dividend

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To determine the compensation of the non-executive chairman of the supervisory board

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of the management board to repurchase up to 10% of the issued share capital

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of the supervisory board

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

07/28/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Election of nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Approve the issuance of shares of common stock

WACHOVIA CORPORATION

 

WB

 

929903102

 

08/31/06

 

C

 

Y

 

F

 

F

 

Approve the amended and restated stock incentive plan

PHELPS DODGE CORPORATION

 

PD

 

717265102

 

09/25/06

 

C

 

Y

 

F

 

F

 

Approve the amendment to and restatement of the certificate of incorporation

PHELPS DODGE CORPORATION

 

PD

 

717265102

 

09/25/06

 

C

 

Y

 

F

 

F

 

Approve the issuance of common stock

PHELPS DODGE CORPORATION

 

PD

 

717265102

 

09/25/06

 

C

 

Y

 

F

 

F

 

Approve the postponement of adjournment of the special meeting

PHELPS DODGE CORPORATION

 

PD

 

717265102

 

09/25/06

 

C

 

Y

 

F

 

F

 

Approve the postponement or adjournment of the special meeting

SEAGATE TECHNOLOGY

 

STX

 

G7945J104

 

10/26/06

 

C

 

Y

 

F

 

F

 

Election of nominees

SEAGATE TECHNOLOGY

 

STX

 

G7945J104

 

10/26/06

 

C

 

Y

 

F

 

F

 

Approve an increase in shares eligible for issuance under 2004 stock compensation plan in the amount of 36 million shares

SEAGATE TECHNOLOGY

 

STX

 

G7945J104

 

10/26/06

 

C

 

Y

 

F

 

F

 

Approve an increase in the issuable shares for purchase under employee stock purchase plan in the amount of 10 million shares

SEAGATE TECHNOLOGY

 

STX

 

G7945J104

 

10/26/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Election of nominees

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - restriction on selling products and services of foreign governments

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - sexual orientation in equal employment opportunity policy

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - hiring of proxy advisor

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

C

 

Y

 

F

 

F

 

Election of nominees

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by a shareholder

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by shareholders

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by shareholders

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To receive the 2006 financial statement and reports for BHP Billiton Plc

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To receive the 2006 financial statement and reports for BHP Billiton Ltd

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To renew the general authority to allot shares in BHP Billiton Plc

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To renew the disapplication of pre-emption rights in BHP Billiton Plc

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve the repurchase of shares in BHP Billiton Plc

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Ltd or one of its subsidiaries

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve the 2006 remuneration report

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve the grant of awards

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve the BHP Billiton Global employee share plan

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve an increase in the maximum aggregate remuneration paid by BHP Billiton Plc to non-executive directors

BHP BILLITON LIMITED

 

BHP

 

088606108

 

11/29/06

 

C

 

Y

 

F

 

F

 

To approve an increase in the maximum aggregate remuneration paid by BHP Billiton Ltd to non-executive directors

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Amend and restate the company’s 1999 non-employee director stock plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 cash incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 long-term equity incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

SH

 

Y

 

A

 

F

 

Shareholder  proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy

 


 

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Amendment to the 2004 employee and director equity based compensation plan

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

F

 

F

 

Amendment to the 2004 employee and director equity based compensation plan

BECTON DICKINSON AND COMPANY

 

BDX

 

075887109

 

01/30/07

 

C

 

Y

 

A

 

F

 

Cumulative voting

QUALCOMM INCORPORATED

 

QCOM

 

747525103

 

03/13/07

 

C

 

Y

 

F

 

F

 

Election of nominees

QUALCOMM INCORPORATED

 

QCOM

 

747525103

 

03/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CAREMARK RX INC

 

CMX

 

141705103

 

03/16/07

 

C

 

Y

 

F

 

F

 

To adopt the agreement and plan of merger

CAREMARK RX INC

 

CMX

 

141705103

 

03/16/07

 

C

 

Y

 

F

 

F

 

To approve any adjournment or postponement of the special meeting

CAREMARK RX INC

 

CMX

 

141705103

 

03/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CAREMARK RX INC

 

CMX

 

141705103

 

03/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Ratification of the compensation committee’s interpretation of each of the company’s non-statutory stock option plan

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Approval of an amendment to the company’s stock incentive plan 

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CARBO CERAMICS INC

 

CRR

 

140781105

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CARBO CERAMICS INC

 

CRR

 

140781105

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

To amend articles of incorporation to eliminate the provisions classifying the terms of its board of directors

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

To amend articles of incorporation to provide for majority voting in uncontested director elections

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding non-binding stockholder vote ratifying executive compensation

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding qualifications of director nominees

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding reporting political contributions

WACHOVIA CORPORATION

 

WB

 

929903102

 

04/17/07

 

SH

 

Y

 

A

 

F

 

A stockholder proposal regarding separating the offices of chairman and chief executive officer

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Reconfirmation of the shareholder rights plan

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Amendment to the employee stock option plan

ENCANA CORPORATION

 

ECA

 

292505104

 

04/23/07

 

C

 

Y

 

F

 

F

 

Amendment to the employee stock option

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

A

 

F

 

Election of nominees

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

2007 global employee stock plan

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Performance based stock options

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Special shareholder meetings

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Six sigma

KIRBY CORPORATION

 

KEX

 

497266106

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

KIRBY CORPORATION

 

KEX

 

497266106

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Adoption of majority voting for directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 long term incentive plan

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of material terms of senior officer performance goals

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Curb over-extended directors

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

One director from the ranks of retirees

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Independent board chairman

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Eliminate dividend equivalents

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on charitable contributions

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Global warming report

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Ethical criteria for military contracts

GENERAL ELECTRIC COMPANY

 

GE

 

369604103

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on pay differential

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 incentive compensation plan

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision

 


 

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on majority voting requirements for director nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on supplemental retirement plan

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to cumulative voting

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the rational for exporting animal experimentation.

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal requesting a report on the feasibility of amending corporate policy on laboratory animal care and use

PFIZER INC

 

PFE

 

717081103

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to qualifications for director nominees

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on foreign military sales

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Develop and adopt human rights policies

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on charitable contributions

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Prepare a report on political contributions

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Separate the roles of CEO and chairman

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Subject rights plans to shareholder vote

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Advisory vote on compensation discussion and analysis

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Adopt a policy on performance - based stock options

BOEING COMPANY

 

BA

 

097023105

 

04/30/07

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

HORNBECK OFFSHORE SERVICES INC

 

HOS

 

440543106

 

05/01/07

 

C

 

Y

 

F

 

F

 

Election of nominees

HORNBECK OFFSHORE SERVICES INC

 

HOS

 

440543106

 

05/01/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Election of nominees

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 omnibus equity compensation plan

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal concerning reimbursement of proxy expenses

LOUISIANA-PACIFIC CORPORATION

 

LPX

 

546347105

 

05/03/07

 

C

 

Y

 

F

 

F

 

Election of nominees

LOUISIANA-PACIFIC CORPORATION

 

LPX

 

546347105

 

05/03/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

LYONDELL CHEMICAL COMPANY

 

LYO

 

552078107

 

05/03/07

 

C

 

Y

 

F

 

F

 

Election for nominees

LYONDELL CHEMICAL COMPANY

 

LYO

 

552078107

 

05/03/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

LYONDELL CHEMICAL COMPANY

 

LYO

 

552078107

 

05/03/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding a political contribution report

FMC TECHNOLOGIES INC

 

FTI

 

30249U101

 

05/04/07

 

C

 

Y

 

F

 

F

 

Election of nominees

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Election of nominees

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

C

 

Y

 

F

 

F

 

Approval of amendment to long-term incentive plan

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Proposal scientific report on global warming

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Proposal advisory vote to ratify executive compensation

OCCIDENTAL PETROLEUM CORPORATION

 

OXY

 

674599105

 

05/04/07

 

SH

 

Y

 

A

 

F

 

Performance based stock options

ZIMMER HOLDINGS, INC

 

ZMH

 

98956P102

 

05/07/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ZIMMER HOLDINGS, INC

 

ZMH

 

98956P102

 

05/07/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ZIMMER HOLDINGS, INC

 

ZMH

 

98956P102

 

05/07/07

 

C

 

Y

 

F

 

F

 

Amendment of restated certificate of incorporation to require annual electron of all directors

ZIMMER HOLDINGS, INC

 

ZMH

 

98956P102

 

05/07/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal to adopt ample majority vote

ITT CORPORATION

 

ITT

 

450911102

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ITT CORPORATION

 

ITT

 

450911102

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

QUEST DIAGNOSTICS INCORPORATED

 

DGX

 

74834L100

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

QUEST DIAGNOSTICS INCORPORATED

 

DGX

 

74834L100

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Corporation political contributions

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Global warming- renewable

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Qualification for director nominees

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Drilling in sensitive /protected areas

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Report on recognition of indigenous rights

CONOCOPHILLIPS

 

COP

 

20825C104

 

05/09/07

 

SH

 

Y

 

A

 

F

 

Community accountability

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To authorize the preparation of the annual accounts and the annual report

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To discharge the members of the management board from liability

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To discharge the members of the supervisory board from liability

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To resolve on the final dividend 

 


 

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of  the management board to repurchase the issued share capital

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of  the supervisory board to issue rights to acquire shares

CHICAGO BRIDGE & IRON COMPANY N.V

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To authorize the preparation of the annual accounts and the annual report and to adopt the Dutch statutory annual accounts

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To discharge the members of the management board from liability in respect of the exercise of their duties

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To discharge the members of the supervisory board from liability in respect of the exercise of their duties

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To resolve on the final dividend for the year ended Dec 31, 2006

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of the management board to repurchase  the issued shared capital

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

To approve the extension of the authority of the supervisory board to issue and /or grant rights to acquire shares

CHICAGO BRIDGE & IRON COMPANY N.V.

 

CBI

 

167250109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ITRON INC

 

ITRI

 

465741106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ITRON INC

 

ITRI

 

465741106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Approval of the amended and restated the stock incentive plan

ITRON INC

 

ITRI

 

465741106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

XTO ENERGY INC

 

XTO

 

98385X106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

XTO ENERGY INC

 

XTO

 

98385X106

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Amendment and extension of the 2006 equity incentive plan

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Approval of the 2007 executive officer incentive plan

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting limitation on executive compensation

ST. JUDE MEDICAL INC

 

STJ

 

790849103

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ST. JUDE MEDICAL INC

 

STJ

 

790849103

 

05/16/07

 

C

 

Y

 

F

 

F

 

To approve the stock incentive plan

ST. JUDE MEDICAL INC

 

STJ

 

790849103

 

05/16/07

 

C

 

Y

 

F

 

F

 

To approve the employee stock purchase plan

ST. JUDE MEDICAL INC

 

STJ

 

790849103

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WELLPOINT, INC

 

WLP

 

94973V107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WELLPOINT, INC

 

WLP

 

94973V107

 

05/16/07

 

C

 

Y

 

F

 

F

 

To approve majority voting for the election of directors

WELLPOINT, INC

 

WLP

 

94973V107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

To adopt the 2008  incentive plan

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

To adopt an amendment to the amended and restated 2000 equity incentive plan

CITIZENS COMMUNICATIONS COMPANY

 

CZN

 

17453B101

 

05/18/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To receive and adopt the directors’ report and the financial statements

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To approve the remuneration report

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To authorize the company to make donations to political organizations

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority to allot shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Misapplication of pre-emption rights

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority for the company to purchase its own shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

SH

 

Y

 

F

 

F

 

Amendment of the articles of association

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding poison pill implementation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding employment diversity report disclosure

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding executive officer compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding management bonuses

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding retirement benefits

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding equity compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding pay-for-superior performance

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding political nonpartisanship

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding chairman and CEO

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

F

 

F

 

Election of nominees

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation requiring a majority vote for election of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation and bylaws providing for the annual election of all members of the board of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation and bylaws to eliminate supermajority provisions for the removal of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation to eliminate supermajority provisions relating to certain business combinations

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Adoption of restated articles of incorporation

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning performance - vesting shares

 


 

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning supplement executive retirement plan

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning an advisory resolution on compensation of named executive officers

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to shareholder nominees for election to the board of directors

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Election of nominees

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of performance - based bonus plan

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of performance stock

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our long term incentive plan

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our 2003 stock award plan for non-employee directors

AMERICA SERVICE GROUP INC

 

ASGR

 

02364L109

 

06/13/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICA SERVICE GROUP INC

 

ASGR

 

02364L109

 

06/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ULTRA PETROLEUM CORP

 

UPL

 

903914109

 

06/14/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ULTRA PETROLEUM CORP

 

UPL

 

903914109

 

06/14/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ULTRA PETROLEUM CORP

 

UPL

 

903914109

 

06/14/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal - climate change

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

MULTI-CAP VALUE FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

AT&T INC.

 

T

 

00206R102

 

07/21/06

 

C

 

Y

 

F

 

F

 

Election of nominees

AT&T INC.

 

T

 

00206R102

 

07/21/06

 

C

 

Y

 

F

 

F

 

Approve issuance of common shares

DELL INC.

 

DELL

 

24702R101

 

07/21/06

 

C

 

Y

 

F

 

F

 

Election of nominees

DELL INC.

 

DELL

 

24702R101

 

07/21/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

DELL INC.

 

DELL

 

24702R101

 

07/21/06

 

SH

 

Y

 

A

 

F

 

Global human rights standard

DELL INC.

 

DELL

 

24702R101

 

07/21/06

 

SH

 

Y

 

A

 

F

 

Declaration of dividend

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Adopt the stock awards plan

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

LUCENT TECHNOLOGIES INC

 

LU

 

549463107

 

09/07/06

 

C

 

Y

 

F

 

F

 

Election of nominees

LUCENT TECHNOLOGIES INC

 

LU

 

549463107

 

09/07/06

 

C

 

Y

 

F

 

F

 

Approve and adopt the agreement and plan of merger

ACTIVISION INC

 

ATVI

 

004930202

 

09/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

ACTIVISION INC

 

ATVI

 

004930202

 

09/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ACTIVISION INC

 

ATVI

 

004930202

 

09/14/06

 

SH

 

Y

 

A

 

F

 

Approval of the stockholder proposal

ACTIVISION INC

 

ATVI

 

004930202

 

09/14/06

 

C

 

Y

 

F

 

F

 

Vote on any other matters

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Election of nominees

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - restriction on selling products and services of foreign governments

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - sexual orientation in equal employment opportunity policy

MICROSOFT CORPORATION

 

MSFT

 

594918104

 

11/14/06

 

SH

 

Y

 

A

 

F

 

Shareholder proposal - hiring of proxy advisor

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

C

 

Y

 

F

 

F

 

Election of nominees

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by a shareholder

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by shareholders

CISCO SYSTEMS, INC

 

CSCO

 

17275R102

 

11/15/06

 

SH

 

Y

 

A

 

F

 

Proposal submitted by shareholders

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Approve the long-term incentive plan

UNITED NATURAL FOODS INC

 

UNFI

 

911163103

 

12/07/06

 

C

 

Y

 

F

 

F

 

Election of nominees

UNITED NATURAL FOODS INC

 

UNFI

 

911163103

 

12/07/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Amend and restate the company’s 1999 non-employee director stock

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 cash incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 long-term equity incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

SH

 

Y

 

A

 

F

 

Shareholder  proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting a report on prior governmental service of certain individuals

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting a report on political contributions

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting a report on charitable contributions

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Shareowner proposal requesting an advisory resolution to ratify executive compensation

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting that CEO compensation be limited

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting that the Chairman of the Board have no management duties, titles or responsibilities

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting that stock options be subject to a five-year sales restriction

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting cumulative voting

CITIGROUP.INC

 

C

 

172967101

 

02/21/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting that stockholders have the right to call special shareholder meetings

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the amendment and restatement of the stock purchase plan

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the consolidation amendment and restatement of the company’s stock option plans

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding the company’s energy use

WHOLE FOODS MARKET, INC

 

WFMI

 

966837106

 

03/05/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding separating the roles of our company CEO and Chairman of the board

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Approval of reverse stock split of the company’s common shares

TYCO INTERNATIONAL LTD

 

TYC

 

902124106

 

03/08/07

 

C

 

Y

 

F

 

F

 

Approval of consequential amendment to the company’s amended and restated bylaws

QUALCOMM INCORPORATED

 

QCOM

 

747525103

 

03/13/07

 

C

 

Y

 

F

 

F

 

Election of nominees

QUALCOMM INCORPORATED

 

QCOM

 

747525103

 

03/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

 


 

THE GOLDMAN SACHS GROUP INC

 

GS

 

38141G104

 

03/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE GOLDMAN SACHS GROUP INC

 

GS

 

38141G104

 

03/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE GOLDMAN SACHS GROUP INC

 

GS

 

38141G104

 

03/27/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding a charitable contributions report

THE GOLDMAN SACHS GROUP INC

 

GS

 

38141G104

 

03/27/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding a sustainability report

THE GOLDMAN SACHS GROUP INC

 

GS

 

38141G104

 

03/27/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding stock options

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s executive retirement plan policies

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to the company’s director election process

WASHINGTON MUTUAL INC

 

WM

 

939322103

 

04/17/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to other company’s director nominees qualification requirements

HANSEN NATURAL CORPORATION

 

HANS

 

411310105

 

04/20/07

 

C

 

Y

 

F

 

F

 

Election of nominees

HANSEN NATURAL CORPORATION

 

HANS

 

411310105

 

04/20/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

HANSEN NATURAL CORPORATION

 

HANS

 

411310105

 

04/20/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the plan amendment to the company’s stock option plan for outside directors

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

C

 

Y

 

F

 

F

 

2007 global employee stock plan

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Performance based stock options

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Special shareholder meetings

HONEYWELL INTERNATIONAL INC

 

HON

 

438516106

 

04/23/07

 

SH

 

Y

 

A

 

F

 

Six Sigma

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

C

 

Y

 

A

 

A

 

Ratify the selection of auditor

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

C

 

Y

 

A

 

A

 

Proposal to amend restated certificate of incorporation to repeal the supermajority vote provisions

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Adopt policy and report on human rights

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Adopt goals and report on greenhouse gas emissions

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Adopt policy and report on animal welfare

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Recommend amendment to the by-laws to separate the CEO and Chairman positions

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Amend the by-laws regarding the stockholder rights plan policy

CHEVRON CORPORATION

 

CVX

 

166764100

 

04/25/07

 

SH

 

Y

 

A

 

F

 

Report on host country environmental laws

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 incentive compensation plan

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision

MARATHON OIL CORPORATION

 

MRO

 

565849106

 

04/25/07

 

C

 

Y

 

F

 

F

 

Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on majority voting requirements for director nominees

JOHNSON & JOHNSON

 

JNJ

 

478160104

 

04/26/07

 

SH

 

Y

 

A

 

F

 

Proposal on supplemental retirement plan

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

To approve the incentive plan

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

To approve the annual incentive plan

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the incentive plan

SALLY BEAUTY HOLDINGS. INC

 

SBH

 

79546E104

 

04/26/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the annual incentive plan

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Election of nominees

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

C

 

Y

 

F

 

F

 

Approval of 2007 omnibus equity compensation plan

APACHE CORPORATION

 

APA

 

037411105

 

05/02/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal concerning reimbursement of proxy expenses

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Amendment of the company’s  restated certificate of incorporation to eliminate the supermajority vote requirements

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Amendment of the company’s restated certificate of incorporation to eliminate the fair price provision

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Approval of the executive annual incentive plan

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Approval of the material terms of ht performance criteria under the performance unit plan

3M COMPANY

 

MMM

 

88579Y101

 

05/08/07

 

SH

 

Y

 

A

 

F

 

Executive compensation based on the performance of peer companies

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

To amend the certificated of incorporation and bylaws to declassify board of directors

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

To amend the certificate of incorporation and bylaws to increase the maximum size of the board of directors

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

To approve a stock option exchange program for the employees

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

 SH

 

Y

 

A

 

F

 

To require executive to meet specified stock retention guidelines

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

BOSTON SCIENTIFIC CORPORATION

 

BSX

 

101137107

 

05/08/07

 

C

 

Y

 

F

 

F

 

To transact such other business as may properly come before the meeting

THE WESTERN UNION COMPANY

 

WU

 

959802109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Election of nominees

 


 

THE WESTERN UNION COMPANY

 

WU

 

959802109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Approval of the company’s long-term incentive plan

THE WESTERN UNION COMPANY

 

WU

 

959802109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Approval of the company’s senior executive incentive plan

THE WESTERN UNION COMPANY

 

WU

 

959802109

 

05/10/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Adoption of annual report and accounts

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Approval of remuneration report

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Authority to allot shares

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

To allot equity securities to cash

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Authority to purchase own shares

ROYAL DUTCH SHELL PLC

 

RDSA

 

780259206

 

05/15/07

 

C

 

Y

 

F

 

F

 

Authority for certain donations and expenditure

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

C

 

Y

 

F

 

F

 

Adoption of the stock incentive plan

AMERICAN INTERNATIONAL GROUP, INC

 

AIG

 

026874107

 

05/16/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to performance-based stock options

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Election of nominees

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Amendment and extension of the 2006 equity incentive plan

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

C

 

Y

 

F

 

F

 

Approval of the 2007 executive officer incentive plan

INTEL CORPORATION

 

INTC

 

458140100

 

05/16/07

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting limitation on executive compensation

K-SWISS INC

 

KSWS

 

482686102

 

05/22/07

 

C

 

Y

 

F

 

F

 

Election of nominees

K-SWISS INC

 

KSWS

 

482686102

 

05/22/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To receive and adopt the directors’ report and the financial statements

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To approve the remuneration report

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Election of nominees

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

To authorize the company to make donations to political organizations and incur  political expenditure

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority to allot shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Misapplication of pre-emption rights

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

C

 

Y

 

F

 

F

 

Authority for the company to purchase its own shares

GLAXOSMITHKLINE PLC

 

GSK

 

37733W105

 

05/23/07

 

SH

 

Y

 

F

 

F

 

Amendment of the articles of association

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding poison pill implementation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding employment diversity report disclosure

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding executive officer compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding management bonuses

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding retirement benefits

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding equity compensation

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding pay-for-superior performance

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding political nonpartisanship

THE HOME DEPOT INC

 

HD

 

437076102

 

05/24/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal regarding Chairman and CEO

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Election of nominees

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation requiring a majority vote for election of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation and bylaws providing for the annual election of all members of the board of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation and bylaws to eliminate supermajority provisions for the removal of directors

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Amendment to articles of incorporation to eliminate supermajority provisions relating to certain business combinations

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Adoption of restated articles of incorporation

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning performance -vesting shares

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning supplement executive retirement plan

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal concerning an advisory resolution on compensation of named executive officers

UNITEDHEALTH GROUP INCORPORATED

 

UNH

 

91324P102

 

05/29/07

 

SH

 

Y

 

A

 

F

 

Shareholder proposal relating to shareholder nominees for election to the board of directors

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

C

 

Y

 

F

 

F

 

Election of nominees

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Charitable contributions report

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Universal health care policy

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Pay-for-superior-performance

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Equity compensation glass ceiling

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Compensation disparity

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Business social responsibility report

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Executive compensation vote

 


 

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Political contributions report

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Social and reputation impact report

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Cumulative voting

WAL-MART

 

WMT

 

931142103

 

06/01/07

 

SH

 

Y

 

A

 

F

 

Qualifications for director nominees

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our long term incentive plan

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our 2003 stock award plan for non-employee directors

SAIC, INC

 

SAI

 

78390X101

 

06/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SAIC, INC

 

SAI

 

78390X101

 

06/08/07

 

C

 

Y

 

F

 

F

 

Amendment to our certificate of incorporation to provide for the annual election of directors

SAIC, INC

 

SAI

 

78390X101

 

06/08/07

 

C

 

Y

 

F

 

F

 

Amendment to our certificated of incorporation to eliminate the distinction between series of our class A preferred stock

SAIC, INC

 

SAI

 

78390X101

 

06/08/07

 

C

 

Y

 

F

 

F

 

Approval of material terms of and certain amendments to the equity incentive plan

SAIC, INC

 

SAI

 

78390X101

 

06/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

 


 

PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD

RECEIVED JULY 1, 2006 - JUNE 30, 2007

SMALL CAP FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

ASHWORTH, INC.

 

ASHW

 

04516H101

 

07/17/06

 

C

 

Y

 

F

 

F

 

Election of nominees

ASHWORTH, INC.

 

ASHW

 

04516H101

 

07/17/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Adopt the stock awards plan

MITCHAM INDUSTRIES, INC.

 

MIND

 

606501104

 

07/27/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

TALK AMERICA HOLDINGS, INC.

 

TALK

 

87426R202

 

08/09/06

 

C

 

Y

 

F

 

F

 

Election of nominees

TALK AMERICA HOLDINGS, INC.

 

TALK

 

87426R202

 

08/09/06

 

C

 

Y

 

F

 

F

 

Approve auditor proposal

TALK AMERICA HOLDINGS, INC.

 

TALK

 

87426R202

 

08/09/06

 

C

 

Y

 

F

 

F

 

Approve employee stock purchase plan

FROZEN FOOD EXPRESS INDUSTRIES, INC

 

FFEX

 

359360104

 

09/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

TEAM, INC

 

TISI

 

878155100

 

09/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

TEAM, INC

 

TISI

 

878155100

 

09/28/06

 

C

 

Y

 

F

 

F

 

Approval of the stock incentive plan

AMERIGON INCORPORATED

 

ARGN

 

03070L300

 

10/16/06

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERIGON INCORPORATED

 

ARGN

 

03070L300

 

10/16/06

 

C

 

Y

 

F

 

F

 

To approve the amendment to the articles of incorporation to reorganize the board of directors into three classes

MATRIX SERVICE COMPANY

 

MTRX

 

576853105

 

10/23/06

 

C

 

Y

 

F

 

F

 

Election of nominees

MATRIX SERVICE COMPANY

 

MTRX

 

576853105

 

10/23/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MATRIX SERVICE COMPANY

 

MTRX

 

576853105

 

10/23/06

 

C

 

Y

 

F

 

F

 

To approve an increase in the authorized shares of common stock

MATRIX SERVICE COMPANY

 

MTRX

 

576853105

 

10/23/06

 

C

 

Y

 

F

 

F

 

To approve the amendment and restatement of the stock option plan

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Election of nominees

ELKCORP

 

ELK

 

287456107

 

10/31/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

UNITED AMERICAN HEALTHCARE CORPORATION

 

UAHC

 

90934C105

 

11/03/06

 

C

 

Y

 

F

 

F

 

Election of nominees

UNITED AMERICAN HEALTHCARE CORPORATION

 

UAHC

 

90934C105

 

11/03/06

 

C

 

Y

 

F

 

F

 

To approve the  independent auditors

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Election of nominees

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CRAFTMADE INTERNATIONAL INC

 

CRFT

 

22413E104

 

11/28/06

 

C

 

Y

 

F

 

F

 

Approve the long-term incentive plan

MARITRANS INC

 

TUG

 

570363101

 

11/28/06

 

C

 

Y

 

F

 

F

 

To adopt the agreement and plan of merger

MARITRANS INC

 

TUG

 

570363101

 

11/28/06

 

C

 

Y

 

F

 

F

 

To approve the adjournment of the special meeting

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Election of nominees

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Amend and restate the company’s 1999 non-employee director stock plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 cash incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

To approve the company’s 2006 long-term equity incentive plan

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

COMMERCIAL METALS COMPANY

 

CMC

 

201723103

 

01/25/07

 

SH

 

Y

 

A

 

F

 

Shareholder  proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy

RAILAMERICA INC

 

RRA

 

750753105

 

02/12/07

 

C

 

Y

 

F

 

F

 

Adoption of the agreement and plan of merger

RAILAMERICA INC

 

RRA

 

750753105

 

02/12/07

 

C

 

Y

 

F

 

F

 

Approval of the adjournment of postponement of the special meeting

TETRA TECHNOLOGIES, INC

 

TTEK

 

88162G103

 

03/01/07

 

C

 

Y

 

F

 

F

 

Approval of the amendment of the employee stock purchase plan

TETRA TECHNOLOGIES, INC

 

TTEK

 

88162G103

 

03/01/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Ratify the company’s non-statutory stock option plan

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Approval of an amendment to the company’s stock incentive plan

CHATTEM, INC

 

CHTT

 

162456107

 

04/11/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SAIA INC

 

SAIA

 

78709Y105

 

04/19/07

 

C

 

Y

 

F

 

F

 

Election of nominees

SAIA INC

 

SAIA

 

78709Y105

 

04/19/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

SAIA INC

 

SAIA

 

78709Y105

 

04/19/07

 

C

 

Y

 

F

 

F

 

Approve the amendment to the amended and restated omnibus incentive plan

KIRBY CORPORATION

 

KEX

 

497266106

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

KIRBY CORPORATION

 

KEX

 

497266106

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

VITRAN CORPORATION INC

 

VTNC

 

92850E107

 

04/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

VITRAN CORPORATION INC

 

VTNC

 

92850E107

 

04/24/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

HORNBECK OFFSHORE SERVICES INC

 

HOS

 

440543106

 

05/01/07

 

C

 

Y

 

F

 

F

 

Election of nominees

HORNBECK OFFSHORE SERVICES INC

 

HOS

 

440543106

 

05/01/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

DARLING INTERNATIONAL INC

 

DAR

 

237266101

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TERRA INDUSTRIES INC

 

TRA

 

880915103

 

05/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TERRA INDUSTRIES INC

 

TRA

 

880915103

 

05/08/07

 

C

 

Y

 

F

 

F

 

Approval of the omnibus incentive compensation plan

TERRA INDUSTRIES INC

 

TRA

 

880915103

 

05/08/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

US XPRESS ENTERPRISES, INC

 

XPRSA

 

90338N103

 

05/11/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DENBURY RESOURCES INC

 

DNR

 

247916208

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

DENBURY RESOURCES INC

 

DNR

 

247916208

 

05/15/07

 

C

 

Y

 

F

 

F

 

Proposal to increase the number of shares that may be used under our 2004 omnibus stock and incentive plan

DENBURY RESOURCES INC

 

DNR

 

247916208

 

05/15/07

 

C

 

Y

 

F

 

F

 

Proposal to increase the number of shares that may be used under our employee stock purchase plan

DENBURY RESOURCES INC

 

DNR

 

247916208

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

INFINITY ENERGY RESOURCES. INC

 

IFNY

 

45663L403

 

05/15/07

 

C

 

Y

 

F

 

F

 

Election of nominees

INFINITY ENERGY RESOURCES. INC

 

IFNY

 

45663L403

 

05/15/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

 


 

AMERICAN ECOLOGY CORPORATION

 

ECOL

 

025533407

 

05/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICAN ECOLOGY CORPORATION

 

ECOL

 

025533407

 

05/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERIGON INCORPORATED

 

ARGN

 

03070L300

 

05/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TYLER TECHNOLOGIES INC

 

TYL

 

902252105

 

05/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TYLER TECHNOLOGIES INC

 

TYL

 

902252105

 

05/17/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

XANSER CORPORATION

 

XNR

 

98389J103

 

05/17/07

 

C

 

Y

 

F

 

F

 

Election of nominees

XANSER CORPORATION

 

XNR

 

98389J103

 

05/17/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to the certificate of incorporation to change the name of the company

FROZEN FOOD EXPRESS INDUSTRIES INC

 

FFEX

 

359360104

 

05/24/07

 

C

 

Y

 

F

 

F

 

Election of nominees

FROZEN FOOD EXPRESS INDUSTRIES INC

 

FFEX

 

359360104

 

05/24/07

 

C

 

Y

 

F

 

F

 

Proposal to approve an amendment to the stock incentive plan

FROZEN FOOD EXPRESS INDUSTRIES INC

 

FFEX

 

359360104

 

05/24/07

 

C

 

Y

 

F

 

F

 

Proposal to approve an amended and restated articles of incorporation

CONN’S INC

 

CONN

 

208242107

 

05/30/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CONN’S INC

 

CONN

 

208242107

 

05/30/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

CONN’S INC

 

CONN

 

208242107

 

05/30/07

 

C

 

Y

 

F

 

F

 

In the proxy’s discretion named on the reverse side to act upon such other business as may properly come before the meeting

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Election of nominees

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of performance - based bonus plan

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of performance stock

EAST WEST BANCORP INC

 

EWBC

 

27579R104

 

05/31/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

NARA BANCORP INC

 

NARA

 

63080P105

 

05/31/07

 

C

 

Y

 

F

 

F

 

Election of nominees

NARA BANCORP INC

 

NARA

 

63080P105

 

05/31/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

NARA BANCORP INC

 

NARA

 

63080P105

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of the equity incentive plan

NARA BANCORP INC

 

NARA

 

63080P105

 

05/31/07

 

C

 

Y

 

F

 

F

 

Approval of amendment of certificate of incorporation to limit special or multiple voting rights for preferred stock

NARA BANCORP INC

 

NARA

 

63080P105

 

05/31/07

 

C

 

Y

 

F

 

F

 

In their discretion the proxies are authorized to vote upon such other business as may properly come before the meeting

QUEST RESOURCE CORPORATION

 

QRCP

 

748349305

 

06/07/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

Election of nominees

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our long term incentive plan

CHESAPEAKE ENERGY CORPORATION

 

CHK

 

165167107

 

06/08/07

 

C

 

Y

 

F

 

F

 

To approve an amendment to our 2003 stock award plan for non-employee directors

FIRST CASH FINANCIAL SERVICES INC

 

FCFS

 

31942D107

 

06/12/07

 

C

 

Y

 

F

 

F

 

Election of nominees

FIRST CASH FINANCIAL SERVICES INC

 

FCFS

 

31942D107

 

06/12/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

AMERICA SERVICE GROUP INC.

 

ASGR

 

02364L109

 

06/13/07

 

C

 

Y

 

F

 

F

 

Election of nominees

AMERICA SERVICE GROUP INC.

 

ASGR

 

02364L109

 

06/13/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

TOREADOR RESOURCES CORPORATION

 

TRGL

 

891050106

 

06/14/07

 

C

 

Y

 

F

 

F

 

Election of nominees

TOREADOR RESOURCES CORPORATION

 

TRGL

 

891050106

 

06/14/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

APOGEE ENTERPRISES, INC

 

APOG

 

037598109

 

06/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

APOGEE ENTERPRISES, INC

 

APOG

 

037598109

 

06/27/07

 

C

 

Y

 

F

 

F

 

Proposal to approve the amended and restated executive management incentive plan

APOGEE ENTERPRISES, INC

 

APOG

 

037598109

 

06/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

MOBILE MINI INC

 

MINI

 

60740F105

 

06/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

MOBILE MINI INC

 

MINI

 

60740F105

 

06/27/07

 

C

 

Y

 

F

 

F

 

Approve the equity incentive plan

MOBILE MINI INC

 

MINI

 

60740F105

 

06/27/07

 

C

 

Y

 

F

 

F

 

Ratify the selection of auditor

PREMIERE GLOBAL SERVICES, INC

 

PGI

 

740585104

 

06/27/07

 

C

 

Y

 

F

 

F

 

Election of nominees

PREMIERE GLOBAL SERVICES, INC

 

PGI

 

740585104

 

06/27/07

 

C

 

Y

 

F

 

F

 

Approval of an amendment to the bylaws to declassify our board of directors and provide for the annual election of all of our directors

PREMIERE GLOBAL SERVICES, INC

 

PGI

 

740585104

 

06/27/07

 

C

 

Y

 

F

 

F

 

Approval of any motion submitted to a vote of the shareholders to adjourn the annual meeting to another time and place

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.

 

By:

/s/ George A. Henning

 

 

George A. Henning

 

 

Chairman, Pacific Advisors Fund Inc.

 

 

 

 

Date:

August 28, 2007

 

 

 -----END PRIVACY-ENHANCED MESSAGE-----