-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAsPMamoQwLLXQ+WzSvGMSxuPAKPq9emVA1nvl0WydSXWf+QKSOQqq9phiDWDF7D 2UXHZIGWX6yGxC4vsF8y3A== 0001104659-06-057837.txt : 20060829 0001104659-06-057837.hdr.sgml : 20060829 20060829125851 ACCESSION NUMBER: 0001104659-06-057837 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GLOBAL FUND INC CENTRAL INDEX KEY: 0000890206 IRS NUMBER: 954393390 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07062 FILM NUMBER: 061061446 BUSINESS ADDRESS: STREET 1: 101 NORTH BRAND BLVD STREET 2: SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 BUSINESS PHONE: 8182426693 MAIL ADDRESS: STREET 1: 101 NORTH BRAND BLVD STREET 2: SUITE 1950 CITY: GLENDALE STATE: CA ZIP: 91203 0000890206 S000010908 BALANCED FUND C000030224 BALANCED FUND CLASS A PAABX C000030225 BALANCED FUND CLASS C PGBCX 0000890206 S000010909 GOVERNMENT SECURITIES FUND C000030226 GOVERNMENT SECURITIES FUND CLASS A PADGX C000030227 GOVERNMENT SECURITIES FUND CLASS C PGGCX 0000890206 S000010910 GROWTH FUND C000030228 GROWTH FUND CLASS A PAGTX C000030229 GROWTH FUND CLASS C PGCCX 0000890206 S000010911 INCOME AND EQUITY FUND C000030230 INCOME AND EQUITY FUND CLASS A PADIX C000030231 INCOME AND EQUITY FUND CLASS C PIECX 0000890206 S000010912 MULTI-CAP VALUE FUND C000030232 MULTI-CAP VALUE FUND CLASS A PAMVX C000030233 MULTI-CAP VALUE FUND CLASS C PMVCX 0000890206 S000010913 SMALL CAP FUND C000030234 SMALL CAP FUND CLASS A PASMX C000030235 SMALL CAP FUND CLASS C PGSCX C000036719 Class I N-PX 1 a06-18768_1npx.htm ANNUAL REPORT OF PROXY VOTING RECORD

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

 

Investment Company Act file number:   811-7062

 

PACIFIC GLOBAL FUND INC. D/B/A

PACIFIC ADVISORS FUND INC.

(Exact name of registrant as specified in charter)

 

101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203

(Address of principal executive offices)

 

GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  818-242-6693

 

Date of fiscal year end:  December 31

 

Date of reporting period:  June 30, 2006

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

GOVERNMENT SECURITIES FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

Citizens Communications Company

 

CZN

 

17453B101

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Citizens Communications Company

 

CZN

 

17453B101

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Adopt the non-employee directors’ equity incentive plan

 

Citizens Communications Company

 

CZN

 

17453B101

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Consider and vote upon a stockholder proposal

 

Citizens Communications Company

 

CZN

 

17453B101

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

INCOME AND EQUITY FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Approve the agreement and plan of merger and the mergers.

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Approve the agreement and plan of merger and the mergers.

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

Election of nominees

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve and adopt the agreement and plan of merger

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve an adjournmentor postponement of the special meeting

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Amend articles of incorporation

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Approve long-term incentive plan

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Approve short-term incentive plan

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

SH

 

Y

 

A

 

F

 

Declassify board

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

SH

 

Y

 

A

 

F

 

Separate CEO & Chair

 

Caterpillar Inc.

 

CAT

 

149123101

 

6/14/2006

 

SH

 

Y

 

A

 

F

 

Majority vote standard

 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

C

 

Y

 

F

 

F

 

Appointment of Ernst & Young

 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

SH

 

Y

 

A

 

F

 

Climate change

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

BALANCED FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

Catellus Development Corporation

 

CDX

 

149113102

 

9/14/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Catellus Development Corporation

 

CDX

 

149113102

 

9/14/2005

 

C

 

Y

 

F

 

F

 

Adopt the agreement and plan of merger

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Approve the agreement and plan of merger and the mergers.

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Duke Energy Corporation

 

DUK

 

264399106

 

3/10/2006

 

C

 

Y

 

F

 

F

 

Approve the agreement and plan of merger and the mergers.

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Financial statements

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Declaration of final dividend 2006

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Directors’ remuneration report

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Re-appointment of auditors

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Approve proposed amendments to the international share award plan

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Approve proposed amendments to the 2004 long term incentive plan

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Authority to allot relevant securities

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Authority to misapply pre-emption rights

 

Cadbury Schweppes Plc

 

CSG

 

127209302

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Authority to purchase owe ordinary shares

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

R.H. Donnelley Corporation

 

RHD

 

74955W307

 

6/1/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

The Reynolds and Reynolds Company

 

REY

 

761695105

 

6/15/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

The Reynolds and Reynolds Company

 

REY

 

761695105

 

6/15/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Michaels Stores, Inc.

 

MIK

 

594087108

 

6/20/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Michaels Stores, Inc.

 

MIK

 

594087108

 

6/20/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Liberty Global, Inc.

 

LBTYa

 

530555101

 

6/22/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Liberty Global, Inc.

 

LBTYa

 

530555101

 

6/22/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Cambrex Corporation

 

CBM

 

132011107

 

7/27/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Cambrex Corporation

 

CBM

 

132011107

 

7/27/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Cambrex Corporation

 

 

CBM

 

132011107

 

7/27/2006

 

C

 

Y

 

F

 

F

 

Declassification of the board of directors

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

GROWTH FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve amendments to the company’s restated certificate of incorporation

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve the combination of the company’s equity compensation plans

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve any adjournment of the meeting to another time or place

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

This space intentionally left blank

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve and adopt the agreement and plan of merger

 

Burlington Resources Inc.

 

BR

 

122014103

 

3/30/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve an adjournmentor postponement of the special meeting

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

This space intentionally left blank

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve the terms, conditions and reasons for the merger of all the shares of the capital stock

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

Ratify the appointment of the experts who prepared the value appraisal

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

Decide on the appraisal report

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve the merger of all of the shares issued by caemi into the assets of the CVRD

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

3/31/2006

 

C

 

N/A

 

N/A

 

N/A

 

Approve CVRD capital increase within the issuance of preferred class a shares

 

Carbo Ceramics Inc.

 

CRR

 

140781105

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Carbo Ceramics Inc.

 

CRR

 

140781105

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Ratify and approve amendment number one to 2004 long-term incentive plan

 

Carbo Ceramics Inc.

 

CRR

 

140781105

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Appreciation of the managements’ report and analysis, discuss and vote on financial statements

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Proposal the destination of profits and approval of the investment budget

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Appointment of the members of the fiscal council

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Establishment of the remuneration of the senior management and fiscal council members

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Proposal for a forward split

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Proposal to modify the by-laws

 

Companhia Vale Do Rio Doce

 

RIO

 

204412209

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Consolidation of the amendments to cvrd’s by-laws

 

Seagate Technology

 

STX

 

G7945J104

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Seagate Technology

 

STX

 

G7945J104

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Approve issuance of common shares pursuant to agreement and plan of merger

 

Seagate Technology

 

STX

 

G7945J104

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Approve adjournment of the extraordinary general meeting to a later date or dates, if necessary

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Cumulative voting

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Majority vote standard

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Industry experience

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Director qualifications

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Director compensation

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Board Chairman and CEO

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Executive compensation report

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Executive compensation criteria

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Political contributions report

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Corporate sponsorships report

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Amendment of Eeo policy

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Biodiversity impact report

 

Exxon Mobil Corporation

 

XOM

 

30231G102

 

5/31/2006

 

SH

 

Y

 

A

 

F

 

Community environmental impact

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Amend certificate of incorporation

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Amend long term incentive plan

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

C

 

Y

 

F

 

F

 

Appointment the auditors

 

 


 

Ultra Petroleum corp.

 

UPL

 

903914109

 

6/27/2006

 

SH

 

Y

 

A

 

F

 

Climate change

 

Intervoice, Inc.

 

INTV

 

461142101

 

7/12/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Intervoice, Inc.

 

INTV

 

461142101

 

7/12/2006

 

C

 

Y

 

F

 

F

 

Authorize proxies to vote

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

MULTI-CAP FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

American International Group, Inc.

 

AIG

 

026874107

 

8/11/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

American International Group, Inc.

 

AIG

 

026874107

 

8/11/2005

 

C

 

Y

 

F

 

F

 

Ratify the independent accountants

 

Activision, Inc

 

ATVI

 

004930202

 

9/15/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Activision, Inc

 

ATVI

 

004930202

 

9/15/2005

 

C

 

Y

 

F

 

F

 

Approve the incentive plan

 

Activision, Inc

 

ATVI

 

004930202

 

9/15/2005

 

C

 

Y

 

F

 

F

 

Approve the amendments to the employee stock purchase plan

 

Activision, Inc

 

ATVI

 

004930202

 

9/15/2005

 

C

 

Y

 

F

 

F

 

Vote and represent the shares on any other matters

 

Elkcorp

 

ELK

 

287456107

 

10/25/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Elkcorp

 

ELK

 

287456107

 

10/25/2005

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

MBNA Corporation

 

KRB

 

55262L100

 

11/3/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

MBNA Corporation

 

KRB

 

55262L100

 

11/3/2005

 

C

 

Y

 

F

 

F

 

Approve the merger with Bank of America Corporation

 

MBNA Corporation

 

KRB

 

55262L100

 

11/3/2005

 

C

 

Y

 

F

 

F

 

Propose the adjourn the special meeting to solicit additional proxies

 

Microsoft Corporation

 

MSFT

 

594918104

 

11/9/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Microsoft Corporation

 

MSFT

 

594918104

 

11/9/2005

 

C

 

Y

 

F

 

F

 

Ratify the auditor

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

C

 

Y

 

F

 

F

 

Approve the adoption of stock incentive plan

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

SH

 

Y

 

A

 

F

 

Senior executives’ performance shall be the prerequisite for their equity compensation

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

SH

 

Y

 

A

 

F

 

Review executive compensation policies

 

CISCO Systems, Inc.

 

CSCO

 

17275R102

 

11/15/2005

 

SH

 

Y

 

A

 

F

 

Prepare a report to shareholders describing human rights policy and the plan for partners and resellers

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

C

 

Y

 

F

 

F

 

Approve an amendment to the restated certificate of incorporation

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

SH

 

Y

 

A

 

F

 

Proposal regarding disclosure of political contribution

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

SH

 

Y

 

A

 

F

 

Proposal requesting future cash bonus or incentive compensation

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

SH

 

Y

 

A

 

F

 

Proposal regarding performance-based equity compensation

 

Lucent Technologies Inc.

 

LU

 

549463107

 

2/15/2006

 

SH

 

Y

 

A

 

F

 

Proposal to exclude non-cash pension credit from earnings used to determine incentive compensation for executive officers

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve amendments to the company’s restated certificate of incorporation

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve the combination of the company’s equity compensation plans

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

Qualcomm, Incorporated

 

QCOM

 

747525103

 

3/7/2006

 

C

 

Y

 

F

 

F

 

Approve any adjournment of the meeting to another time or place

 

Tyco International Ltd.

 

TYC

 

902124106

 

3/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Tyco International Ltd.

 

TYC

 

902124106

 

3/9/2006

 

C

 

Y

 

F

 

F

 

Set the maximum number of directors at 12

 

Tyco International Ltd.

 

TYC

 

902124106

 

3/9/2006

 

C

 

Y

 

F

 

F

 

Authorization for the board of directors to appoint an additional director to fill the vacancy proposed to be created on the board

 

Tyco International Ltd.

 

TYC

 

902124106

 

3/9/2006

 

C

 

Y

 

F

 

F

 

Re-appoint the auditors and authorize for the audit committee of the board of directors to set the auditor’s remuneration

 

Boston Scientific corporation

 

BSX

 

101137107

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Boston Scientific corporation

 

BSX

 

101137107

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Adopt an amendment to the company’s second restated certificate of incorporation

 

Boston Scientific corporation

 

BSX

 

101137107

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Approve the issuance of shares of common stock to the shareholders of Guidant corporation pursuant to the terms of the merger agreement

 

The Goldman Sachs Group, Inc.

 

GS

 

38141G104

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

The Goldman Sachs Group, Inc.

 

GS

 

38141G104

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Approve the amendment to the restricted partner compensation plan

 

The Goldman Sachs Group, Inc.

 

GS

 

38141G104

 

3/31/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Amend article fourth of the restated certificate of incorporation

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Amend article eight of the restated certificate of incorporation.

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Amend article ninth of the restated certificate of incorporation

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting no further new stock option grants and no renewal or repricing of current stock options

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting a report on political contributions

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting a report on charitable contributions

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting the adoption of a policy regarding performance-based equity compensation for senior executives

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal regarding reimbursement of expenses incurred by a stockholder in a contested election of directors

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting that the chairman of the board have no management duties, titles or responsibilities.

 

Citigroup Inc.

 

CCI

 

172967101

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal requesting the recoupment of management bonuses in the event of a restatement of earnings

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Approve the amended and restated 2003 equity incentive plan

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Approve the executive incentive compensation plan

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

C

 

Y

 

F

 

F

 

Approve to amend the articles of incorporation

 

Washington Mutual, Inc.

 

WM

 

939322103

 

4/18/2006

 

SH

 

Y

 

A

 

F

 

Disclosure of the company’s political contributions

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

 


 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

C

 

Y

 

F

 

F

 

Approval of independent accountants

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

C

 

Y

 

F

 

F

 

2006 stock incentive plan

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

C

 

Y

 

F

 

F

 

2006 stock plan for non-employee directors

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

SH

 

Y

 

A

 

F

 

Majority vote

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

SH

 

Y

 

A

 

F

 

Director compensation

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

SH

 

Y

 

A

 

F

 

Recoup unearned management bonuses

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

SH

 

Y

 

A

 

F

 

Onondaga lake environmental pollution

 

Honeywell International Inc.

 

HON

 

438516106

 

4/24/2006

 

SH

 

Y

 

A

 

F

 

Separate vote on golden payments

 

United States Steel Corporation

 

X

 

912909108

 

4/25/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

United States Steel Corporation

 

X

 

912909108

 

4/25/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Cumulative voting

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Pension and retirement medical

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Executive compensation

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Disclosure of executive compensation

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Off shoring

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

China business principles

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Political contributions

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Majority voting for directors

 

International Business Machines Corp.

 

IBM

 

459200101

 

4/25/2006

 

SH

 

Y

 

A

 

F

 

Simple majority vote

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Amend the restated certificate of incorporation to declassify the board of directors

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Amend the restated certificate of incorporation to revise the purpose clause, eliminate the series a junior preferred stock and make other changes

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal to elect directors by a majority vote

 

Marathon Oil Corporation

 

MRO

 

565849106

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal for a simple majority vote of stockholders

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Adopt an amendment to the 2003 key associate stock plan

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Political contributions

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Majority voting in director elections

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Independent board chairman

 

Bank of America Corporation

 

BAC

 

060505104

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Equal employment opportunity policy

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Amend by-laws to include proponent reimbursement

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Report on oil & gas drilling in protected areas

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Report on political contributions

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Adopt an animal welfare policy

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Report on human rights

 

Chevron Corporation

 

CVX

 

166764100

 

4/26/2006

 

SH

 

Y

 

A

 

F

 

Report on Ecuador

 

Johnson & Johnson

 

JNJ

 

478160104

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Johnson & Johnson

 

JNJ

 

478160104

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Approve the amendments to the restated certificate of incorporation

 

Johnson & Johnson

 

JNJ

 

478160104

 

4/27/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Johnson & Johnson

 

JNJ

 

478160104

 

4/27/2006

 

SH

 

Y

 

A

 

F

 

Proposal on charitable contributions

 

Johnson & Johnson

 

JNJ

 

478160104

 

4/27/2006

 

SH

 

Y

 

A

 

F

 

Proposal on majority voting requirement for director nominees

 

Maritrans Inc.

 

TUG

 

570363101

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Maritrans Inc.

 

TUG

 

570363101

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Approve annual incentive plan

 

Maritrans Inc.

 

TUG

 

570363101

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Zimmer Holdings, Inc.

 

ZMH

 

98956P102

 

5/1/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Zimmer Holdings, Inc.

 

ZMH

 

98956P102

 

5/1/2006

 

C

 

Y

 

F

 

F

 

Approve the 2006 incentive plan

 

Zimmer Holdings, Inc.

 

ZMH

 

98956P102

 

5/1/2006

 

SH

 

Y

 

A

 

F

 

Auditor ratification

 

Zimmer Holdings, Inc.

 

ZMH

 

98956P102

 

5/1/2006

 

SH

 

Y

 

A

 

F

 

Elect each director annually

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

SH

 

Y

 

A

 

F

 

Election of directors by majority vote

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

SH

 

Y

 

A

 

F

 

Pay-for-superior performance

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

SH

 

Y

 

A

 

F

 

Annual elections of directors

 

EMC Corporation

 

EMC

 

268648102

 

5/4/2006

 

SH

 

Y

 

A

 

F

 

EMC’s audit committee

 

Boston Scientific Corporation

 

BSX

 

101137107

 

5/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Boston Scientific Corporation

 

BSX

 

101137107

 

5/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Boston Scientific Corporation

 

BSX

 

101137107

 

5/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Boston Scientific Corporation

 

BSX

 

101137107

 

5/9/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Boston Scientific Corporation

 

BSX

 

101137107

 

5/9/2006

 

C

 

Y

 

F

 

F

 

Approve the employee stock ownership plan

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

 


 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

A

 

F

 

Stock retention guidelines

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

A

 

F

 

Executive compensation

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

A

 

F

 

Shareholder rights plans

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

A

 

F

 

Animal welfare policy

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

A

 

F

 

Majority elections

 

Amgen Inc.

 

AMGN

 

031162100

 

5/10/2006

 

SH

 

Y

 

F

 

F

 

Corporate political contributions

 

Serologicals Corporation

 

SERO

 

817523103

 

5/10/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Serologicals Corporation

 

SERO

 

817523103

 

5/10/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Adopt annual report and accounts

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Approve remuneration report

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Re-appoint auditors

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Remuneration of auditors

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Authority to allot shares

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Misapplication of pre-emption rights

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Authority to purchase own shares

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Authority for certain donations and expenditure

 

Royal Dutch Shell Plc.

 

RDSA

 

780259206

 

5/16/2006

 

C

 

Y

 

F

 

F

 

Shareholder resolution

 

American International Group, Inc.

 

AIG

 

026874107

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

American International Group, Inc.

 

AIG

 

026874107

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

American International Group, Inc.

 

AIG

 

026874107

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Adopt executive incentive plan

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Amend certificate of incorporation to repeal article 10

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Amend certificate of incorporation to repeal 7 and 12

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Approve 2006 equity incentive plan

 

Intel Corporation

 

INTC

 

458140100

 

5/17/2006

 

C

 

Y

 

F

 

F

 

Approve 2006 stock purchase plan

 

Graftech International Ltd.

 

GTI

 

384313102

 

5/24/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Biogen Idec Inc.

 

BIIB

 

09062X103

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Biogen Idec Inc.

 

BIIB

 

09062X103

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Biogen Idec Inc.

 

BIIB

 

09062X103

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Approve 2006 non-employee directors equity plan

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

committee report

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Employment diversity report disclosure

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Chairman and CEO

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Method of voting for directors

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Retirement benefits

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Political contributions

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Governing documents

 

The Home Depot, Inc.

 

HD

 

437076102

 

5/25/2006

 

SH

 

Y

 

A

 

F

 

Political nonpartisanship

 

Endo Pharmaceuticals Holdings Inc.

 

ENDP

 

29264F205

 

5/30/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Endo Pharmaceuticals Holdings Inc.

 

ENDP

 

29264F205

 

5/30/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

C

 

Y

 

F

 

F

 

Ratify the accountants

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Humane poultry slaughter

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Political contributions

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Director election majority

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Sustainability report

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Compensation disparity

 

Wal-Mart Stores, Inc.

 

WMT

 

931142103

 

6/2/2006

 

SH

 

Y

 

A

 

F

 

Equity compensation

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Approve certificate of incorporation

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Approve the long term incentive plan

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Metrologic Instruments, Inc.

 

MTLG

 

591676101

 

6/15/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Metrologic Instruments, Inc.

 

MTLG

 

591676101

 

6/15/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Approve appointment of independent auditors

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Approve 2006 incentive plan

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

C

 

Y

 

F

 

F

 

Approve amendment to restated certificate of incorporation

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal A

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal B

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal C

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal D

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal E

 

AT & T Inc.

 

T

 

00206R102

 

4/28/2006

 

SH

 

Y

 

A

 

F

 

Stockholder proposal F

 

 


 

PACIFIC ADVISORS FUNDS PROXY VOTING RECORD

RECEIVED JULY 1, 2005-JUNE 30, 2006

SMALL CAP FUND

 

 

 

 

 

 

 

 

 

PROPOSED BY

 

DID

 

DID PAF VOTE

 

VOTE FOR (“F”)

 

 

 

 

 

 

 

 

 

MEETING

 

CO (“C”) OR

 

PAF VOTE

 

FOR (“F”) OR

 

OR AGAINST

 

 

 

COMPANY NAME

 

TICKER

 

CUSIP

 

DATE

 

INVESTOR (“SH”)

 

Y OR N

 

AGAINST (“A”)

 

(“A”) MGT?

 

DESCRIPTION OF MATTER

 

Denbury Resources Inc.

 

DNR

 

247916208

 

10/19/2005

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Denbury Resources Inc.

 

DNR

 

247916208

 

10/19/2005

 

C

 

Y

 

F

 

F

 

Approve to increase the number of shares of authorized common stock

 

Denbury Resources Inc.

 

DNR

 

247916208

 

10/19/2005

 

C

 

Y

 

F

 

F

 

Approve to split common shares 2-for-1.

 

Denbury Resources Inc.

 

DNR

 

247916208

 

10/19/2005

 

C

 

Y

 

F

 

F

 

Grant to extend the solicitation period

 

Darling International Inc.

 

DAR

 

237266101

 

5/4/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Darling International Inc.

 

DAR

 

237266101

 

5/15/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Darling International Inc.

 

DAR

 

237266101

 

5/15/2006

 

C

 

Y

 

F

 

F

 

Approve an adopt the asset purchase agreement

 

Darling International Inc.

 

DAR

 

237266101

 

5/15/2006

 

C

 

Y

 

F

 

F

 

Approve adjournments of the special meeting

 

Amerigon Incorporated

 

ARGN

 

03070L300

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Amerigon Incorporated

 

ARGN

 

03070L300

 

5/18/2006

 

C

 

Y

 

F

 

F

 

Approve the 2006 equity incentive plan

 

Infinity Energy Resources, Inc.

 

IFNY

 

45663L403

 

5/23/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Infinity Energy Resources, Inc.

 

IFNY

 

45663L403

 

5/23/2006

 

C

 

Y

 

F

 

F

 

Approve the 2006 equity incentive plan

 

Infinity Energy Resources, Inc.

 

IFNY

 

45663L403

 

5/23/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Conn’s Inc.

 

CONN

 

208242107

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Conn’s Inc.

 

CONN

 

208242107

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Amend 2003 incentive stock option plan

 

Conn’s Inc.

 

CONN

 

208242107

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Amend 2003 non-employee director stock option plan

 

Conn’s Inc.

 

CONN

 

208242107

 

5/31/2006

 

C

 

Y

 

F

 

F

 

Act upon such other business as may properly come before the meeting

 

First Cash Financial Services, Inc.

 

FCFS

 

31942D107

 

6/7/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

First Cash Financial Services, Inc.

 

FCFS

 

31942D107

 

6/7/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Approve certificate of incorporation

 

Chesapeake Energy Corporation

 

CHK

 

165167107

 

6/9/2006

 

C

 

Y

 

F

 

F

 

Approve the long term incentive plan

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

America Service Group Inc.

 

ASGR

 

02364L109

 

6/14/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Apogee Enterprises, Inc.

 

APOG

 

037598109

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Apogee Enterprises, Inc.

 

APOG

 

037598109

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Amend 2002 omnibus stock incentive plan

 

Apogee Enterprises, Inc.

 

APOG

 

037598109

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Ratify the auditors

 

Mobile Mini, Inc.

 

MINI

 

60740F105

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Mobile Mini, Inc.

 

MINI

 

60740F105

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Approve 2006 equity incentive plan

 

Mobile Mini, Inc.

 

MINI

 

60740F105

 

6/28/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Nara Bancorp. Inc.

 

NARA

 

63080P105

 

6/30/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Nara Bancorp. Inc.

 

NARA

 

63080P105

 

6/30/2006

 

C

 

Y

 

F

 

F

 

Ratify the accounting firm

 

Intervoice, Inc.

 

INTV

 

461142101

 

7/12/2006

 

C

 

Y

 

F

 

F

 

Election of nominees

 

Intervoice, Inc.

 

INTV

 

461142101

 

7/12/2006

 

C

 

Y

 

F

 

F

 

Authorize proxies to vote

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.

 

By:

/s/ George A. Henning

 

 

George A. Henning

 

Chairman, Pacific Advisors Fund Inc.

 

 

Date:

August 29, 2006

 

 -----END PRIVACY-ENHANCED MESSAGE-----