0001654954-23-010716.txt : 20230814 0001654954-23-010716.hdr.sgml : 20230814 20230814134252 ACCESSION NUMBER: 0001654954-23-010716 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubin Shmuel CENTRAL INDEX KEY: 0001806183 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 231168361 MAIL ADDRESS: STREET 1: 12619 OXON ROAD CITY: HERNDON STATE: VA ZIP: 20171-1707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 5 1 section16.xml PRIMARY DOCUMENT X0508 5 2023-06-30 false 0 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001806183 Rubin Shmuel 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 true true false false Chief Executive Officer false Class A common stock 2023-01-02 5 M false 2132 A 136315 D Class A common stock 2023-04-01 5 M false 2319 A 136315 D Restricted Stock Award 2023-01-02 5 A false 12118 A Class A common stock 12118 376554 D Each restricted stock award represents a contingent right to receive one share of Class A common stock. The restricted stock awards vest equally each quarter over a one year period, with the first vesting on January 2, 2023. Restricted stock awards were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes. /s/ Natalie Cockayne, attorney-in-fact 2023-08-14