0001654954-21-012277.txt : 20211115 0001654954-21-012277.hdr.sgml : 20211115 20211115202720 ACCESSION NUMBER: 0001654954-21-012277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peck Darcie CENTRAL INDEX KEY: 0001775573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 211413731 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH COURT, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-11-11 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001775573 Peck Darcie 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 true false false false Class A common stock 2021-11-12 4 M false 7407 A 7407 D Class A common stock 2021-11-14 4 M false 16000 A 23407 D Restricted stock unit 2021-11-11 4 A false 32086 0 A Class A common stock 32086 32086 D Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board. /s/ Natalie N. Cockayne attorney-in-fact 2021-11-15