0001654954-20-012844.txt : 20201123 0001654954-20-012844.hdr.sgml : 20201123 20201123171111 ACCESSION NUMBER: 0001654954-20-012844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUECK STEVEN R J CENTRAL INDEX KEY: 0001145963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 201338860 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT., SUITE 100 STREET 2: . CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-11-12 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001145963 BRUECK STEVEN R J 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 true false false false Restricted stock unit 2020-11-12 4 A false 22222 0 A Class A common stock 22222 22222 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. Director has elected to defer receipt of the shares until he is no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. /s/ Natalie N Cockayne attorney-in-fact 2020-11-23