0001654954-20-012839.txt : 20201123 0001654954-20-012839.hdr.sgml : 20201123 20201123170325 ACCESSION NUMBER: 0001654954-20-012839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peck Darcie CENTRAL INDEX KEY: 0001775573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 201338694 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH COURT, SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-11-12 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001775573 Peck Darcie 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 true false false false Class A Common Stock 2020-11-16 5 M false 16000 A 16000 D Restricted stock unit 2020-11-12 4 A false 22222 0 A Class A common stock 22222 22222 D Restricted stock units converted into Class A Common Stock on a one-for-one basis upon vesting. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021. /s/ Natalie N. Cockayne attorney-in-fact 2020-11-23