0001654954-20-012800.txt : 20201123 0001654954-20-012800.hdr.sgml : 20201123 20201123143945 ACCESSION NUMBER: 0001654954-20-012800 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201112 FILED AS OF DATE: 20201123 DATE AS OF CHANGE: 20201123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Retreage Donald O'connor JR CENTRAL INDEX KEY: 0001742677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 201336670 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT., SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-11-12 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001742677 Retreage Donald O'connor JR 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 false true false false CFO Class A common stock 2020-11-20 5 M false 2136 1.28 A 5886 D Incentive stock option (right-to-buy) 1.28 2020-11-20 5 M false 2136 0 D 2029-11-14 Class A common stock 2136 4271 D Incentive stock option (right-to-buy) 3.11 2020-11-12 5 A false 1929 0 A 2030-11-12 Class A common stock 1929 1929 D The incentive stock option was granted on November 14, 2019, and vests in three equal installments beginning on November 14, 2020. The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2020. The incentive stock options vest in three equal installments beginning on November 12, 2021. /s/ Natalie N Cockayne, attorney-in-fact 2020-11-23