0001654954-20-012800.txt : 20201123
0001654954-20-012800.hdr.sgml : 20201123
20201123143945
ACCESSION NUMBER: 0001654954-20-012800
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201112
FILED AS OF DATE: 20201123
DATE AS OF CHANGE: 20201123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Retreage Donald O'connor JR
CENTRAL INDEX KEY: 0001742677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 201336670
MAIL ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT., SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2020-11-12
false
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001742677
Retreage Donald O'connor JR
2603 CHALLENGER TECH COURT
SUITE 100
ORLANDO
FL
32826
false
true
false
false
CFO
Class A common stock
2020-11-20
5
M
false
2136
1.28
A
5886
D
Incentive stock option (right-to-buy)
1.28
2020-11-20
5
M
false
2136
0
D
2029-11-14
Class A common stock
2136
4271
D
Incentive stock option (right-to-buy)
3.11
2020-11-12
5
A
false
1929
0
A
2030-11-12
Class A common stock
1929
1929
D
The incentive stock option was granted on November 14, 2019, and vests in three equal installments beginning on November 14, 2020.
The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2020. The incentive stock options vest in three equal installments beginning on November 12, 2021.
/s/ Natalie N Cockayne, attorney-in-fact
2020-11-23