0001654954-20-000232.txt : 20200109 0001654954-20-000232.hdr.sgml : 20200109 20200109120741 ACCESSION NUMBER: 0001654954-20-000232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200106 FILED AS OF DATE: 20200109 DATE AS OF CHANGE: 20200109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Symmons Alan CENTRAL INDEX KEY: 0001504906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 20517539 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2020-01-06 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001504906 Symmons Alan 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 false true false false Chief Operating Officer Class A common stock 2020-01-06 4 A false 4000 0.65 A 25393 D These shares were purchased under the Employee Stock Purchase Plan. /s/ Natalie N Cockayne, attorney-in-fact 2020-01-09