0001654954-19-012157.txt : 20191031 0001654954-19-012157.hdr.sgml : 20191031 20191031112702 ACCESSION NUMBER: 0001654954-19-012157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191026 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Symmons Alan CENTRAL INDEX KEY: 0001504906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 191182567 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2019-10-26 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001504906 Symmons Alan 2603 CHALLENGER TECH COURT SUITE 100 ORLANDO FL 32826 false true false false Chief Operating Officer Class A Common Stock 2019-10-26 4 M false 3018 A 22101 D Class A Common Stock 2019-10-26 4 F false 708 0.72 D 21393 D Restricted stock unit 2019-10-26 4 M false 3018 0 D Class A Common Stock 3018 3019 D Restricted stock units convert into Class A Common Stock on a one-for-one basis. Vesting in three equal installments beginning on the first anniversary of the grant date. /s/ Natalie N Cockayne, attorney-in-fact 2019-10-31