0001654954-18-012867.txt : 20181116 0001654954-18-012867.hdr.sgml : 20181116 20181116145334 ACCESSION NUMBER: 0001654954-18-012867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KHAN SOHAIL A CENTRAL INDEX KEY: 0001222714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 181189574 MAIL ADDRESS: STREET 1: 1110 AMERICAN PARKWAY NE CITY: ALLENTOWN STATE: PA ZIP: 18109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001222714 KHAN SOHAIL A 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 true false false false Restricted stock unit 0 2018-11-15 4 A false 32787 0 A 2019-11-15 Class A common stock 32787 32787 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period beginning on November 15, 2019. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. /s/Dorothy M Cipolla attorney-in-fact 2018-11-16