0001654954-17-009760.txt : 20171027
0001654954-17-009760.hdr.sgml : 20171027
20171027151934
ACCESSION NUMBER: 0001654954-17-009760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171026
FILED AS OF DATE: 20171027
DATE AS OF CHANGE: 20171027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAYNOR JOSEPH J JR
CENTRAL INDEX KEY: 0001199402
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 171159239
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2017-10-26
false
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001199402
GAYNOR JOSEPH J JR
2603 CHALLENGER TECH CT
SUITE 100
ORLANDO
FL
32826
true
true
false
false
President and CEO
Restricted stock unit
0
2017-10-26
4
A
false
25354
0
A
2018-10-26
Class A common stock
25354
25354
D
Incentive stock option
4.24
2017-10-26
4
A
false
28795
4.24
A
2018-10-26
2027-10-26
Class A common stock
28795
28795
D
Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The Restricted stock unit was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2017.
The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.
The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock option vests in three equal installments beginning on October 26, 2018.
/s/ Dorothy M Cipolla attorney-in-fact
2017-10-27