0001654954-17-009748.txt : 20171027 0001654954-17-009748.hdr.sgml : 20171027 20171027141051 ACCESSION NUMBER: 0001654954-17-009748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171026 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUECK STEVEN R J CENTRAL INDEX KEY: 0001145963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 171158956 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT., SUITE 100 STREET 2: . CITY: ORLANDO STATE: FL ZIP: 32826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2017-10-26 false 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001145963 BRUECK STEVEN R J 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 true false false false Restricted stock unit 0 2017-10-26 4 A false 16260 0 A 2018-10-26 Class A common stock 16260 16260 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. /s/Dorothy M Cipolla attorney-in-fact 2017-10-27