0001354488-17-000047.txt : 20170106 0001354488-17-000047.hdr.sgml : 20170106 20170106160214 ACCESSION NUMBER: 0001354488-17-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170106 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Symmons Alan CENTRAL INDEX KEY: 0001504906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 17514327 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2017-01-06 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001504906 Symmons Alan 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 1 Executive VP- Operations Common Stock 2017-01-06 4 P 0 719 1.39 A 13292 D These shares were purchased under the Employee Stock Purchase Plan. /s/ Dorothy M. Cipolla, attorney-in-fact 2017-01-06