0001354488-16-008445.txt : 20161102 0001354488-16-008445.hdr.sgml : 20161102 20161102145459 ACCESSION NUMBER: 0001354488-16-008445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161027 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Symmons Alan CENTRAL INDEX KEY: 0001504906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 161967526 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-10-27 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001504906 Symmons Alan 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 1 Executive VP- Operations Incentive stock option 1.55 2016-10-27 4 A 0 41824 0 A 2016-10-27 2026-10-27 Class A common stock 41824 41824 D Incentive stock option 1.78 2016-10-27 4 A 0 21739 0 A 2017-10-27 2026-10-27 Class A common stock 21739 21739 D The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option became exercisable with respect to all shares underlying the option on October 27, 2016, the grant date. The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option vests in four equal installments beginning on October 27, 2017. /s/ Dorothy M. Cipolla, attorney-in-fact 2016-11-02