0001354488-16-008445.txt : 20161102
0001354488-16-008445.hdr.sgml : 20161102
20161102145459
ACCESSION NUMBER: 0001354488-16-008445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Symmons Alan
CENTRAL INDEX KEY: 0001504906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 161967526
MAIL ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-10-27
0
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001504906
Symmons Alan
2603 CHALLENGER TECH CT
SUITE 100
ORLANDO
FL
32826
1
Executive VP- Operations
Incentive stock option
1.55
2016-10-27
4
A
0
41824
0
A
2016-10-27
2026-10-27
Class A common stock
41824
41824
D
Incentive stock option
1.78
2016-10-27
4
A
0
21739
0
A
2017-10-27
2026-10-27
Class A common stock
21739
21739
D
The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option became exercisable with respect to all shares underlying the option on October 27, 2016, the grant date.
The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2016. The incentive stock option vests in four equal installments beginning on October 27, 2017.
/s/ Dorothy M. Cipolla, attorney-in-fact
2016-11-02