0001354488-16-008438.txt : 20161102 0001354488-16-008438.hdr.sgml : 20161102 20161102134028 ACCESSION NUMBER: 0001354488-16-008438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161027 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUECK STEVEN R J CENTRAL INDEX KEY: 0001145963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 161967051 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT., SUITE 100 STREET 2: . CITY: ORLANDO STATE: FL ZIP: 32826 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2016-10-27 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001145963 BRUECK STEVEN R J 2603 CHALLENGER TECH CT., SUITE 100 . ORLANDO FL 32826 1 Restricted stock unit 0 2016-10-27 4 A 0 38462 0 A 2017-10-27 Class A common stock 38462 38462 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period beginning on October 27, 2017. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board. /s/Dorothy M Cipolla, attorney-in-fact 2016-11-02