0001354488-16-008438.txt : 20161102
0001354488-16-008438.hdr.sgml : 20161102
20161102134028
ACCESSION NUMBER: 0001354488-16-008438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161027
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRUECK STEVEN R J
CENTRAL INDEX KEY: 0001145963
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 161967051
MAIL ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT., SUITE 100
STREET 2: .
CITY: ORLANDO
STATE: FL
ZIP: 32826
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-10-27
0
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001145963
BRUECK STEVEN R J
2603 CHALLENGER TECH CT., SUITE 100
.
ORLANDO
FL
32826
1
Restricted stock unit
0
2016-10-27
4
A
0
38462
0
A
2017-10-27
Class A common stock
38462
38462
D
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
The restricted stock units vest equally over a three year period beginning on October 27, 2017. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.
/s/Dorothy M Cipolla, attorney-in-fact
2016-11-02