0001354488-16-007194.txt : 20160503 0001354488-16-007194.hdr.sgml : 20160503 20160503143338 ACCESSION NUMBER: 0001354488-16-007194 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160428 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunham Craig T CENTRAL INDEX KEY: 0001305499 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 161614938 MAIL ADDRESS: STREET 1: DYNASIL CORPORATION STREET 2: 385 COOPER ROAD CITY: WEST BERLIN STATE: NJ ZIP: 08091 3 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0206 3 2016-04-28 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001305499 Dunham Craig T LIGHTPATH TECHNOLOGIES, INC. 2603 CHALLENGER TECH CT, SUITE 100 ORLANDO FL 32826 1 Restricted stock units 0 2016-10-29 Class A common stock 33785 D Restricted stock units 0 2015-10-30 Class A common stock 36500 D The restricted stock units vest equally over a three-year period beginning on October 29, 2016. Mr. Dunham has elected to defer receipt of the shares until he is no longer on the board of directors. Any unvested restricted stock units will immediately vest upon Mr. Dunham leaving the board. Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three-year period beginning on October 30, 2015. Mr. Dunham has elected to defer receipt of the shares until he is no longer on the board of directors. Any unvested restricted stock units will immediately vest upon Mr. Dunham leaving the board. /s/Dorothy M Cipolla, attorney-in-fact 2016-05-03