0001354488-16-007194.txt : 20160503
0001354488-16-007194.hdr.sgml : 20160503
20160503143338
ACCESSION NUMBER: 0001354488-16-007194
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160428
FILED AS OF DATE: 20160503
DATE AS OF CHANGE: 20160503
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000889971
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 860708398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2603 CHALLENGER TECH CT
STREET 2: SUITE 100
CITY: ORLANDO
STATE: FL
ZIP: 32826
BUSINESS PHONE: 4073824003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dunham Craig T
CENTRAL INDEX KEY: 0001305499
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27548
FILM NUMBER: 161614938
MAIL ADDRESS:
STREET 1: DYNASIL CORPORATION
STREET 2: 385 COOPER ROAD
CITY: WEST BERLIN
STATE: NJ
ZIP: 08091
3
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0206
3
2016-04-28
0
0000889971
LIGHTPATH TECHNOLOGIES INC
LPTH
0001305499
Dunham Craig T
LIGHTPATH TECHNOLOGIES, INC.
2603 CHALLENGER TECH CT, SUITE 100
ORLANDO
FL
32826
1
Restricted stock units
0
2016-10-29
Class A common stock
33785
D
Restricted stock units
0
2015-10-30
Class A common stock
36500
D
The restricted stock units vest equally over a three-year period beginning on October 29, 2016. Mr. Dunham has elected to defer receipt of the shares until he is no longer on the board of directors. Any unvested restricted stock units will immediately vest upon Mr. Dunham leaving the board.
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
The restricted stock units vest equally over a three-year period beginning on October 30, 2015. Mr. Dunham has elected to defer receipt of the shares until he is no longer on the board of directors. Any unvested restricted stock units will immediately vest upon Mr. Dunham leaving the board.
/s/Dorothy M Cipolla, attorney-in-fact
2016-05-03