0001354488-15-004780.txt : 20151030 0001354488-15-004780.hdr.sgml : 20151030 20151030163018 ACCESSION NUMBER: 0001354488-15-004780 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151029 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Symmons Alan CENTRAL INDEX KEY: 0001504906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 151187867 MAIL ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-10-29 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001504906 Symmons Alan 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 1 Executive VP- Operations Incentive stock option (right to buy) 1.48 2015-10-29 4 A 0 7000 0 A 2016-10-29 2025-10-29 Class A Common Stock 7000 7000 D Incentice stock option (right-to-buy) 1.48 2015-10-29 4 A 0 29762 0 A 2015-10-29 2025-10-29 Class A Common Stock 29762 29762 D The Incentive Stock Option vests in four equal annual installments beginning on October 29, 2016. The Incentive Stock Option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2015. The incentive stock option became exercisable with respect to all shares underlying the option on October 29, 2015, the grant date. /s/ Alan Symmons 2015-10-30