0001354488-15-004769.txt : 20151030 0001354488-15-004769.hdr.sgml : 20151030 20151030145637 ACCESSION NUMBER: 0001354488-15-004769 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151029 FILED AS OF DATE: 20151030 DATE AS OF CHANGE: 20151030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTPATH TECHNOLOGIES INC CENTRAL INDEX KEY: 0000889971 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860708398 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2603 CHALLENGER TECH CT STREET 2: SUITE 100 CITY: ORLANDO STATE: FL ZIP: 32826 BUSINESS PHONE: 4073824003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KHAN SOHAIL A CENTRAL INDEX KEY: 0001222714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27548 FILM NUMBER: 151186867 MAIL ADDRESS: STREET 1: 1110 AMERICAN PARKWAY NE CITY: ALLENTOWN STATE: PA ZIP: 18109 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0306 4 2015-10-29 0 0000889971 LIGHTPATH TECHNOLOGIES INC LPTH 0001222714 KHAN SOHAIL A 2603 CHALLENGER TECH CT SUITE 100 ORLANDO FL 32826 1 Restricted stock unit 0 2015-10-29 4 A 0 33785 0 A 2016-10-29 Class A Common Stock 33785 33785 D Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The restricted stock units vest equally over a three year period beginning on October 29, 2016. All directors have elected to defer receipt of the shares until they are no longer on the board of directors. Any unvested restricted stock units will immediately vest upon the director leaving the board. /s/Sohail Khan 2015-10-30